UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): December 2, 2013
CADUS CORPORATION
(Exact name of registrant as specified in its charter)
| Delaware | 0-28674 | 13-3660391 |
|
(State or other jurisdiction of incorporation) |
(Commission File Number) |
(IRS Employer Identification No.) |
| 767 Fifth Avenue, New York, NY | 10153 |
| (Address of principal executive offices) | (Zip Code) |
Company’s telephone number, including area code: (212) 702-4300
Not Applicable
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation to the registrant under any of the following provisions:
| o | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| o | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| o | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| o | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
| Item 5.07 | Submission of Matters to a Vote of Security Holders. |
| (a) | The annual meeting of stockholders of Cadus Corporation (the “Company”) was held on December 2, 2013. |
| (b) | The matters considered and voted on by the stockholders at the annual meeting and the vote of the stockholders were as follows: |
1. The following individuals were elected as directors to serve until the next annual meeting of stockholders by the following vote:
Name
| Shares Voted For | Votes Withheld | Broker Non-Votes | |||||||||
| James R. Broach | 5,591,615 | 3,335,167 | 0 | |||||||||
| Brett Icahn | 6,363,797 | 2,562,985 | 0 | |||||||||
| Peter S. Liebert | 6,368,197 | 2,558,585 | 0 | |||||||||
| Jack G. Wasserman | 5,855,117 | 3,071,665 | 0 | |||||||||
2. The proposal to approve, on a non-binding advisory basis, the compensation of the Company’s named executive officers as disclosed in the proxy statement for the annual meeting was approved by the following vote:
Shares Voted For |
|
Shares Voted Against | Abstentions | Broker Non-Votes | ||||||||||
| 8,041,306 | 864,006 | 21,470 | 0 | |||||||||||
3. The stockholders voted, on a non-binding advisory basis, on the frequency for holding future advisory votes on executive compensation. The result of the vote was as follows:
1 Year |
|
2 Years | 3 Years | Abstentions | Broker Non-Votes | |||||||||||||
| 8,888,165 | 17,650 | 2,000 | 18,967 | 0 | ||||||||||||||
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| Dated: December 3, 2013 | Cadus Corporation | ||
| By: | /s/ David Blitz | ||
|
Name: David Blitz Title: President |
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