UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(D) OF
THE SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported): November 21, 2013
OBA FINANCIAL SERVICES, INC.
(Exact Name of Registrant as Specified in its Charter)
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Maryland
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001-34593
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27-1898270
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(State or Other Jurisdiction
of Incorporation)
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(Commission File No.)
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(I.R.S. Employer
Identification No.)
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20300 Seneca Meadows Parkway, Germantown, Maryland
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20876
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(Address of Principal Executive Offices)
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(Zip Code)
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Registrant’s telephone number, including area code: (301) 916-0742
Not Applicable
(Former Name or Former Address, if Changed Since Last Report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Item 5.07 Submission of Matters to a Vote of Security Holders
The Annual Meeting of Stockholders was held on November 21, 2013. The matters listed below were submitted to a vote of the stockholders through the solicitation of proxies, and the proposals are described in detail in the Company’s Proxy Statement filed with the Securities and Exchange Commission on October 24, 2013. The final results of the stockholder votes are as follows:
Proposal 1 – Election of Directors
The stockholders approved the election of directors as follows:
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Name
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For
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Withhold
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Broker non- votes
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Charles E. Weller
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1,779,538
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1,074,288
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904,716
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Donald L. Mallorey
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1,766,866
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1,086,960
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904,716
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Michael L. Reed
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1,776,610
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1,077,216
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904,716
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Proposal 2 – Ratification of the Independent Registered Public Accounting Firm
The stockholders ratified the appointment of BDO USA, LLP as independent registered public accounting firm for the year ending June 30, 2014 as follows:
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For |
3,239,161
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| Against | 467,235 |
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| Abstain |
52,146
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| Broker non-votes | — |
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Proposal 3 – Advisory, non-binding resolution to approve the executive compensation described in the Proxy Statement
The stockholders approved an advisory, non-binding resolution to approve the executive compensation described in the Proxy Statement, as follows:
| For | 1,727,759 |
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| Against | 1,117,584 |
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| Abstaiin | 8,483 |
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| Broker non-votes | 904,716 |
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Proposal 4 – Advisory, non-binding resolution with respect to the frequency that stockholders will vote on our executive compensation
The stockholders voted on an advisory, non-binding resolution with respect to the frequency that stockholders will vote on our executive compensation, as follows:
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One Year
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2,450,237 |
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Two Years
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100,586 |
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Three Years
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74,964 |
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Abstain
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228,039 |
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Broker non-votes
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904,716 |
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Item 9.01
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Financial Statements and Exhibits
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Not applicable
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, hereunto duly authorized.
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OBA Financial Services, Inc.
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DATE: November 22, 2013
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By:
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/s/ David A. Miller
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David A. Miller
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Senior Vice President and Chief Financial Officer
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