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EX-99.1 - EXHIBIT 99.1 - GLADSTONE CAPITAL CORPv361000_ex99-1.htm

 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549

 

FORM 8-K

CURRENT REPORT


Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported)  November 19, 2013
 

Gladstone Capital Corporation

(Exact name of registrant as specified in its charter)

 
Maryland
(State or other jurisdiction
of incorporation)
814-00237
(Commission
File Number)
54-2040781
(IRS Employer
Identification No.)

 

1521 Westbranch Drive, Suite 100

McLean, Virginia
(Address of principal executive offices)

22102
(Zip Code)
 
   

 

Registrant's telephone number, including area code: (703) 287-5800
 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 
 

 

Item 2.02. Results of Operations and Financial Condition.

 

On November 19, 2013, Gladstone Capital Corporation issued a press release announcing its financial results for the quarter and fiscal year ended September 30, 2013. The text of the press release is included as an exhibit to this Current Report on Form 8-K. The information in this Current Report on Form 8-K, including Exhibit 99.1 attached hereto, is being furnished and shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or incorporated by reference in any filing under the Securities Act of 1933, as amended, or the Exchange Act, regardless of any general incorporation language in such filing.

 

Item 9.01. Financial Statements and Exhibits.

 

(d)           Exhibits.

 

Exhibit No.   Description
99.1   Press Release of Gladstone Capital Corporation, dated November 19, 2013.

 

 
 

 

SIGNATURE

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

Dated: November 19, 2013 GLADSTONE CAPITAL CORPORATION
     
  By: /s/ Melissa B. Morrison
   

Melissa B. Morrison

Chief Financial Officer

  

 
 

  

EXHIBIT INDEX

 

Exhibit
No.

 

Description

   
99.1   Press Release of Gladstone Capital Corporation, dated November 19, 2013.