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EX-99.1 - EXHIBIT 99.1 - ALLIED DEFENSE GROUP INCd629305dex991.htm

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM 8-K/A

 

 

Amendment No. 1 to

Current Report

Pursuant to Section 13 or 15 (d)

of The Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): November 13, 2013

 

 

The Allied Defense Group, Inc.

(Exact name of registrant as specified in its charter)

 

 

 

Delaware   001-11376   04-2281015

(State or other jurisdiction

of incorporation)

 

(Commission

File Number)

 

(I.R.S. Employer

Identification No.)

 

120 E. Baltimore Street, Suite 2100,

Baltimore, Maryland

  21202
(Address of Principal Executive Offices)   (Zip Code)

Registrant’s Telephone Number, including area code (410) 385-8155

Not Applicable

(Former name or former address, if changed since last report)

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 


EXPLANATORY NOTE

This Amendment No. 1 to the Current Report on Form 8-K amends the Current Report on Form 8-K filed on November 13, 2013 (the “Original 8-K”) by the Allied Defense Group, Inc. (“Allied”) and is being filed at the request of Ryan Sharkey, LLP, for the purpose of removing the accountant’s compilation report with respect to the compiled financial statements (unaudited) for the third quarter of 2013. No other information in the Original 8-K has changed.

 

ITEM 2.02     Results of Operations and Financial Condition.

The information under Item 8.01 below is incorporated by reference herein.

 

 

ITEM 8.01     Other Events.

On November 13, 2013, Allied posted to its website a letter to its stockholders updating Allied’s progress in implementing its plan of dissolution. The letter includes Allied’s compiled financial statements (unaudited) for the third quarter of 2013. As set forth in the stockholder letter, Allied expects to make an initial distribution to its stockholders by mid-December 2013 in the range of $5.00 to $5.10 per share.

A copy of the stockholder letter, which includes the 2013 third quarter financial statements, is attached hereto as Exhibit 99.1.

ITEM 9.01     Financial Statements and Exhibits.

Exhibit 99.1   Stockholder letter dated November 13, 2013

SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

    THE ALLIED DEFENSE GROUP, INC.
    By:   /s/ John G. Meyer, Jr.
Date: November 15, 2013    

John G. Meyer, Jr.,

President and Chief Executive Officer

 

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