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EX-31.2 - Snoogoo Corp.ex31-2.txt
EX-31.1 - Snoogoo Corp.ex31-1.txt
EX-32.1 - Snoogoo Corp.ex32-1.txt
EX-32.2 - Snoogoo Corp.ex32-2.txt

                                  UNITED STATES
                       SECURITIES AND EXCHANGE COMMISSION
                             Washington, D.C. 20549

                                    FORM 10-Q

[X] QUARTERLY REPORT UNDER SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE
    ACT OF 1934

                FOR THE QUARTERLY PERIOD ENDED SEPTEMBER 30, 2013

                        Commission file number 333-140445


                              Casey Container Corp.
             (Exact Name of Registrant as Specified in Its Charter)

                                     NEVADA
         ?(State or other jurisdiction of incorporation or organization)

               7825 N Calle Caballeros, Paradise Valley, AZ 85253
          (Address of principal executive offices, including zip code.)

                                  800-234-3919
                     (Telephone number, including area code)


Check whether the issuer (1) filed all reports required to be filed by Section
13 or 15(d) of the Exchange Act during the past 12 months (or for such shorter
period that the registrant was required to file such reports), and (2) has been
subject to such filing requirements for the last 90 days. YES [X] NO [ ]

Indicate by check mark whether the registrant has submitted electronically and
posted on its corporate Web site, if any, every Interactive Data File required
to be submitted and posted pursuant to Rule 405 of Regulation S-T (ss.232.405 of
this chapter) during the preceding 12 months (or for such shorter period that
the registrant was required to submit and post such files). Yes [X] No [ ]

Indicate by check mark whether the registrant is a large accelerated filer, an
accelerated filer, a non-accelerated filer, or a smaller reporting company. See
the definitions of "large accelerated filer, "accelerated filer,"
"non-accelerated filer," and "smaller reporting company" in Rule 12b-2 of the
Exchange Act.

Large accelerated filer [ ]                        Accelerated filer [ ]

Non-accelerated filer [ ]                          Smaller reporting company [X]

Indicate by check mark whether the registrant is a shell company (as defined in
Rule 12b-2 of the Exchange Act). YES [X] NO [ ]

State the number of shares outstanding of each of the issuer's classes of common
equity, as of the latest practicable date: 86,700,034 shares outstanding as of
November 13, 2013.

ITEM 1. FINANCIAL STATEMENTS CASEY CONTAINER CORP. (A Development Stage Company) September 30, 2013 Balance Sheets (Expressed in U.S. Dollars) (Unaudited) As of As of September 30, December 31, 2013 2012 ------------ ------------ ASSETS CURRENT ASSETS Cash $ 274 $ 3,522 ------------ ------------ Total Current Assets 274 3,522 ------------ ------------ Total Assets $ 274 $ 3,522 ============ ============ LIABILITIES CURRENT LIABILITIES Accounts Payable and Accrued Liabilities $ 117,141 $ 134,699 Non-interest Bearing Loans From Related Parties 26,850 114,250 Interest Bearing Loans 77,447 76,973 Due to Related Parties 847,336 1,031,347 ------------ ------------ Total Current Liabilities 1,068,774 1,357,269 ------------ ------------ STOCKHOLDERS' EQUITY Preferred Stock 10,000,000 authorized, par value $0.001, Common Stock 250,000,000 authorized shares, par value $0.001 82,700,034 and 69,566,701 shares issued and outstanding at 82,700 69,567 September 30, 2013 and December 31, 2012 Additional Paid-in-Capital 3,013,256 2,263,889 Deficit accumulated during development stage (4,164,456) (3,687,203) ------------ ------------ Total Stockholders' Equity (1,068,500) (1,353,747) ------------ ------------ Total Liabilities and Stockholders' Equity $ 274 $ 3,522 ============ ============ The accompanying notes are an integral part of these interim financial statements. 2
CASEY CONTAINER CORP. (A Development Stage Company) Statements of Operations (Expressed in U.S. Dollars) (Unaudited) Period from September 26, 2006 For the Three For the Three For the Nine For the Nine (Date of inception) Months Ended Months Ended Months Ended Months Ended through September 30, September 30, September 30, September 30, September 30, 2013 2012 2013 2012 2013 ------------ ------------ ------------ ------------ ------------ REVENUES: Revenues $ -- $ -- $ -- $ -- $ -- ------------ ------------ ------------ ------------ ------------ Total Revenues -- -- -- -- -- ------------ ------------ ------------ ------------ ------------ EXPENSES: Operating Expenses Exploration expenses -- -- -- -- 10,000 Impairment of property -- -- -- -- 27,379 General and administrative 124,895 859,542 476,779 2,069,914 4,124,532 ------------ ------------ ------------ ------------ ------------ Operating Expenses 124,895 859,542 476,779 2,069,914 4,161,911 ------------ ------------ ------------ ------------ ------------ Other Expenses Interest 302 302 474 899 2,545 ------------ ------------ ------------ ------------ ------------ Total Other Expenses 302 302 474 899 2,545 ------------ ------------ ------------ ------------ ------------ PROVISION FOR INCOME TAXES: Income Tax Benefit -- -- -- -- -- ------------ ------------ ------------ ------------ ------------ Net Income (Loss) for the period $ (125,197) $ (859,844) $ (477,253) $ (2,070,813) $ (4,164,456) ============ ============ ============ ============ ============ Basic and Diluted Earnings Per Common Share $ (0.00) $ (0.01) $ (0.01) $ (0.03) ------------ ------------ ------------ ------------ Weighted Average number of Common Shares used in per share calculations 82,482,643 67,994,349 74,426,835 63,437,081 ============ ============ ============ ============ The accompanying notes are an integral part of these interim financial statements. 3
CASEY CONTAINER CORP. (A Development Stage Company) Statements of Stockholders' Equity (Deficit) For the period from September 26, 2006 (inception) to September 30, 2013 (Expressed in U.S. Dollars) (Unaudited) Deficit Common Stock Accumulated Common Stock Issuable Additional During ------------------- ------------------ Paid-In Development Stockholders Shares Amount Shares Amount Capital Stage Equity ------ ------ ------ ------ ------- ----- ------ Balance, September 26, 2006 (Date of Inception) -- $ -- -- $ -- $ -- $ -- $ -- Stock Issued for cash at $0.001 per share on December 1, 2006 18,000,000 18,000 -- -- -- -- 18,000 Net Loss for the Period from inception on September 26, 2006 to December 31, 2006 -- -- -- -- -- (7,165) (7,165) ---------- ------- -------- ------ -------- ----------- --------- Balance, December 31, 2006 18,000,000 18,000 -- -- -- (7,165) 10,835 ========== ======= ======== ====== ======== =========== ========= Stock Issued for cash at $0.002 per share on April 12, 2007 18,000,000 18,000 -- -- 18,000 -- 36,000 Net Loss for the Year ended December 31, 2007 -- -- -- -- (27,267) (27,267) ---------- ------- -------- ------ -------- ----------- --------- Balance, December 31, 2007 36,000,000 36,000 -- -- 18,000 (34,432) 19,568 ========== ======= ======== ====== ======== =========== ========= Net Loss for the Year ended December 31, 2008 -- -- -- -- -- (16,304) (16,304) ---------- ------- -------- ------ -------- ----------- --------- Balance, December 31, 2008 36,000,000 36,000 -- -- 18,000 (50,736) 3,264 ========== ======= ======== ====== ======== =========== ========= Net Loss for the Year ended December 31, 2009 -- -- -- -- -- (11,011) (11,011) ---------- ------- -------- ------ -------- ----------- --------- Balance, December 31, 2009 36,000,000 36,000 -- -- 18,000 (61,747) (7,747) ========== ======= ======== ====== ======== =========== ========= Shares issued and issuable at 0.001 per share pursuant to an agreement on March 24, 2010 18,274,000 18,274 105,000 105 -- -- 18,379 Stock issued for cash at 0.333 per share on May 15, 2010 6,000 6 -- -- 1,994 -- 2,000 Stock issued for cash at 0.333 per share on May 22, 2010 400 -- -- -- 132 -- 132 Stock issuable for cash at 0.15 on December 14, 2010 -- -- 470,000 470 70,030 -- 70,500 Stock issued for debt at 0.25 per share to a Related Party on December 30, 2010 717,600 718 -- -- 178,682 -- 179,400 Net Loss for the Year ended December 31, 2010 -- -- -- -- -- (358,578) (358,578) ---------- ------- -------- ------ -------- ----------- --------- Balance, December 31, 2010 54,998,000 $54,998 575,000 $ 575 $268,838 $ (420,325) $ (95,914) ========== ======= ======== ====== ======== =========== ========= The accompanying notes are an integral part of these interim financial statements. 4
CASEY CONTAINER CORP. (A Development Stage Company) Statements of Stockholders' Equity (Deficit) For the period from September 26, 2006 (inception) to September 30, 2013 (Expressed in U.S. Dollars) (continued) (Unaudited) Deficit Common Stock Accumulated Common Stock Issuable Additional During ------------------- ------------------ Paid-In Development Stockholders Shares Amount Shares Amount Capital Stage Equity ------ ------ ------ ------ ------- ----- ------ Stock issued for cash at $0.001 per share on January 13, 2011 105,000 $ 105 (105,000) $(105) $ -- $ -- $ -- Stock issued for cash at $0.001 per share on January 13, 2011 470,000 470 (470,000) (470) -- -- -- To record forfeiture of stock at $0.001 per share (250,000) (250) -- -- 250 -- -- Stock issued at $0.17 per share pursuant to an agreement on January 27, 2011 200,000 200 -- -- 33,800 -- 34,000 Stock issued at $0.12 per share pursuant to agreements February 7, 2011 2,000,000 2,000 -- -- 238,000 -- 240,000 Stock issued for cash at $0.15 per share on March 4, 2011, less 10% cost of issue 633,667 634 -- -- 84,911 -- 85,545 Stock issued for cash at $0.15 per share on March 31, 2011, less 10% cost of issue 50,000 50 -- -- 6,700 -- 6,750 Stock issued for cash at $0.15 per share on April 21, 2011 333,334 333 -- -- 49,667 -- 50,000 Stock issued at $0.065 per share for reimbursement of services to the Chairman on June 17, 2011 750,000 750 -- -- 48,000 -- 48,750 Stock issued at $0.065 per share for compensation to President and Chief Executive Officer on June 17, 2011 1,500,000 1,500 -- -- 96,000 -- 97,500 Stock issued for debt at $0.10 per share on August 29, 2011 250,000 250 -- -- 24,750 -- 25,000 Stock issued at $0.07 per share for compensation to Vice President on October 31, 2011 250,000 250 -- -- 17,250 -- 17,500 Stock cancelled at $0.12 per share on October 31, 2011 from the original issuance on February 7, 2011 (500,000) (500) -- -- (59,500) -- (60,000) Net Loss for the Year ended December 31, 2011 -- -- -- -- -- (891,389) (891,389) ---------- ------- -------- ------- ---------- ----------- ----------- Balance, December 31, 2011 60,790,001 $60,790 -- $ -- $ 808,666 $(1,311,714) $ (442,258) ========== ======= ======== ======= ========== =========== =========== The accompanying notes are an integral part of these interim financial statements. 5
CASEY CONTAINER CORP. (A Development Stage Company) Statements of Stockholders' Equity (Deficit) For the period from September 26, 2006 (inception) to September 30, 2013 (Expressed in U.S. Dollars) (continued) (Unaudited) Deficit Common Stock Accumulated Common Stock Issuable Additional During ------------------- ------------------ Paid-In Development Stockholders Shares Amount Shares Amount Capital Stage Equity ------ ------ ------ ------ ------- ----- ------ Stock issued at $0.18 per share for debt to a Vice President on April 11, 2012 250,000 $ 250 -- $ -- $ 44,750 $ -- $ 45,000 Stock issued at $0.17 per share for compensation to a Vice President on June 20, 2012 500,000 500 -- -- 84,500 -- 85,000 Stock issued at $0.17 per share for investor relations services to the Chairman on June 20, 2012 750,000 750 -- -- 126,750 -- 127,500 Stock issued at $0.17 per share pursuant to a committed employment agreement with the CEO on June 20, 2012 3,000,000 3,000 -- -- 507,000 -- 510,000 Stock issued at $0.15 for consulting services on July 17, 2012 3,000,000 3,000 -- -- 447,000 -- 450,000 Stock issued at $0.22 for consulting services on August 3, 2012 250,000 250 -- -- 54,750 -- 55,000 Stock issued at $0.24 for consulting services on August 30, 2012 300,000 300 -- -- 71,700 -- 72,000 Stock issued for cash at $0.15 per share on October 17, 2012 120,000 120 -- -- 17,880 -- 18,000 Stock issued for cash at $0.15 per share on October 24, 2012 200,000 200 -- -- 29,800 -- 30,000 Stock issued for cash at $0.15 per share on October 25, 2012 100,000 100 -- -- 14,900 -- 15,000 Stock issued for cash at $0.15 per share on November 14, 2012 6,700 7 -- -- 993 -- 1,000 Stock issued at $0.22 per share for investor relations services on December 12, 2012 150,000 150 -- -- 32,850 -- 33,000 Stock issued at $0.15 per share for investor relations services on December 27, 2012 150,000 150 -- -- 22,350 -- 22,500 Net Loss for the Year ended December 31, 2012 -- -- -- -- -- (2,375,489) (2,375,489) ---------- ------- -------- ------- ---------- ----------- ----------- Balance, December 31, 2012 69,566,701 $69,567 -- $ -- $2,263,889 $(3,687,203) $(1,353,747) ========== ======= ======== ======= ========== =========== =========== The accompanying notes are an integral part of these interim financial statements. 6
CASEY CONTAINER CORP. (A Development Stage Company) Statements of Stockholders' Equity (Deficit) For the period from September 26, 2006 (inception) to September 30, 2013 (Expressed in U.S. Dollars) (continued) (Unaudited) Deficit Common Stock Accumulated Common Stock Issuable Additional During ------------------- ------------------ Paid-In Development Stockholders Shares Amount Shares Amount Capital Stage Equity ------ ------ ------ ------ ------- ----- ------ Stock cancelled at $0.24 per share on January 15, 2013 from the original issuance on August 30, 2012 (300,000) $ (300) -- $ -- $ (71,700) $ -- $ (72,000) Stock cancelled at $0.22 per share on January 15, 2013 from the original issuance on December 12, 2012 (150,000) (150) -- -- (32,850) -- (33,000) Stock issued at $0.15 per share for investor relations services on February 13, 2013 450,000 450 -- -- 67,050 -- 67,500 Stock issued at $0.10 per share for compensation to Board Members on April 17, 2013 600,000 600 -- -- 59,400 -- 60,000 Stock issued at $0.05 per share for debt to consultant on May 20, 2013 1,000,000 1,000 -- -- 49,000 -- 50,000 Stock issued at $0.06 per share for debt to Chairman on June 24, 2013 1,533,333 1,533 -- -- 90,467 -- 92,000 Stock issued at $0.06 per share for debt to a Vice President on June 24, 2013 1,000,000 1,000 -- -- 59,000 -- 60,000 Stock issued at $0.06 per share for debt to the CEO on June 24, 2013 8,500,000 8,500 -- -- 501,500 -- 510,000 Stock issued at $0.05 per share for cash on July 20, 2013 400,000 400 -- -- 19,600 -- 20,000 Stock issued at $0.08 per share for consulting services on July 22, 2013 100,000 100 -- -- 7,900 -- 8,000 Stock cancelled at $0.06 per share on August 27, 2013 from the original issuance to a Vice President on June 24, 2012 (300,000) (300) -- -- (17,700) -- (18,000) Stock issued at $0.06 per share for debt to President on September 26, 2013 300,000 300 -- -- 17,700 -- 18,000 Net Loss for the Period ended September 30, 2013 -- -- -- -- -- (477,253) (477,253) ---------- ------- ------- -------- ----------- ----------- ----------- Balance, September 30, 2013 82,700,034 $82,700 -- $ -- $ 3,013,256 $(4,164,456) $(1,068,500) ========== ======= ======= ======== =========== =========== =========== The accompanying notes are an integral part of these interim financial statements. 7
CASEY CONTAINER CORP. (A Development Stage Company) Statements of Cash Flows (Expressed in U.S. Dollars) (Unaudited) Period from September 26, 2006 For the Nine For the Nine (Date of inception) Months Ended Months Ended through September 30, September 30, September 30, 2013 2012 2013 ------------ ------------ ------------ OPERATING ACTIVITIES: Net Loss $ (477,253) $ (2,070,813) $ (4,164,456) Adjustments to reconcile net loss to net cash used in operating activities: Expenses paid on our behalf by Related Parties 421,382 608,407 1,668,621 Impairment of Long Term Assets -- -- 27,379 Stock issued to Related Party for Expenses incurred on our behalf -- -- 76,000 Stock issued to Vice President for debt and for services to the Chairman, respectively -- 45,000 93,750 Stock issued to President and Vice President for compensation -- 85,000 320,000 Stock issued to Chairman for investor relations services -- 127,500 127,500 Stock issued to CEO/President for committed employment agreement -- 510,000 510,000 Stock issued and issuable for services to Related Party -- -- 60,000 Stock issued for services to Non-Officer Board Members 60,000 -- 60,000 Stock issued for services to Non-Related Party 75,500 577,000 742,000 Stock issued for interest bearing loan payable -- -- 25,000 Stock issued to Non-Related Party for conversion of accounts payable 50,000 -- 50,000 Stock cancelled due to rescission of agreements (105,000) -- (105,000) Finance and interest charges added to loan payable 474 10,900 22,446 Prepaid expenses -- -- -- Accounts payable and accrued liabilities (17,558) 31,318 117,141 ------------ ------------ ------------ Net Cash Provided from Operating Activities 7,545 (75,688) (369,619) ------------ ------------ ------------ INVESTING ACTIVITIES: Mineral property option payment -- -- (9,000) ------------ ------------ ------------ Net Cash Used in Investing Activities -- -- (9,000) ------------ ------------ ------------ The accompanying notes are an integral part of these interim financial statements. 8
CASEY CONTAINER CORP. (A Development Stage Company) Statements of Cash Flows (Expressed in U.S. Dollars) (Unaudited) (continued) FINANCING ACTIVITIES: Repayment of Related party expenses paid on our behalf (35,643) (47,555) (251,534) Non-interest bearing loan from Related Party 4,850 107,350 132,200 Related party loan converted to stock -- -- 103,400 Repayment of Related party loan -- (13,100) (13,100) Proceeds from loan payable -- 40,000 55,000 Common stock issued and issuable for cash 20,000 -- 352,927 --------- --------- --------- Net Cash Provided from Financing Activities (10,793) 86,695 378,893 --------- --------- --------- Net Increase (Decrease) in Cash (3,248) 11,007 274 --------- --------- --------- Cash, Beginning of the Period 3,522 115 -- --------- --------- --------- Cash, End of the Period 274 11,122 274 ========= ========= ========= SUPPLEMENTAL CASH FLOW INFORMATION: Cash paid for interest $ -- $ -- $ -- ========= ========= ========= Cash paid for income taxes $ -- $ -- $ -- ========= ========= ========= NON CASH ACTIVITIES: Expenses incurred on our behalf and loans from Related Parties exchanged for 11,033,333, 250,000 and 717,600 Common shares on June 24, 2013, April 11, 2012 and December 31, 2010 $ 662,000 $ 45,000 $ 886,400 ========= ========= ========= Stock issued for services to Non-Officer Board Members 60,000 -- 60,000 Stock issued for services to Non-Related Party 75,500 -- 742,000 Stock issued for interest bearing loan payable -- -- 25,000 Stock issued to Non-Related Party for conversion of accounts payable 50,000 -- 50,000 Stock issued to Related Parties for conversion of accounts payable 587,750 -- 587,750 Stock issued to Related Parties for conversion of loans 92,250 -- 103,400 The accompanying notes are an integral part of these interim financial statements. 9
CASEY CONTAINER CORP. (A Development Stage Company) Notes to the Financial Statements September 30, 2013 (Unaudited) 1. DESCRIPTION OF BUSINESS, HISTORY AND SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES DESCRIPTION OF BUSINESS AND HISTORY - Casey Container Corp. (formerly Sawadee Ventures Inc.), a Nevada corporation, (hereinafter referred to as the "Company" or "Casey") was incorporated in the State of Nevada on September 26, 2006. The Company's yearend is December 31. The Company initially was formed to engage in the acquisition, exploration and development of natural resource properties of merit and from September 2008 to serve as a vehicle to acquire an operating business. Effective January 6, 2010 Ms. Rachna Khanna tendered her resignation as the President, CEO, CFO and Director. Effective January 12, 2010, James Casey, Terry Neild and Robert Seaman were appointed as Directors of the Company. Mr. Casey was elected President, Mr. Terry Neild was elected Chief Executive Officer, Chief Financial Officer and Secretary and Mr. Seaman was elected Vice President-Operations. Effective February 7, 2011, Martin R. Nason was elected Chief Executive Officer, President and Chief Financial Officer. Mr. Neild remains Chairman of the Board of Directors and Secretary, Mr. Casey as Vice-President of Technical Services and Sales and Mr. Seaman as Vice-President-Operations. BASIS OF PRESENTATION - In the opinion of management, the accompanying balance sheets and related interim statements of operations, cash flows and stockholders' equity include all adjustments, consisting only of normal recurring items, necessary for their fair presentation in conformity with accounting principles generally accepted in the United States of America ("U. S. GAAP"). Preparing financial statements requires management to make estimates and assumptions that affect the reported amounts of assets, liabilities, revenue and expenses. Actual results and outcomes may differ from managements' estimates and assumptions. Interim results are not necessarily indicative of results for a full year. The information included in this September 30, 2013 Form 10-Q should be read in conjunction with information included in the December 31, 2012 and 2011 Form 10-K. THE COMPANY TODAY The Company is currently a development stage company reporting under the provisions of Statement of Financial Accounting Standard ("FASB") No. 7, "Accounting and Reporting for Development Stage Enterprises." Effective January 12, 2010, the Company's Certificate of Incorporation was changed and the name of the Company was changed to Casey Container Corp. ("Casey"). Casey designs and will custom manufacture biodegradable PET and other polymer plastic preforms that become biodegradable PET and other polymer plastic bottles and containers, for such product lines as bottled water, bottled beverages and other consumer products. Casey has a non-binding supply and license agreement with Bio-Tec Environmental, LLC. Casey currently is considered a "shell" company inasmuch as it is not in production and has no revenues, employees or material assets. USE OF ESTIMATES - The preparation of the financial statements in conformity with generally accepted accounting principles requires management to make estimates and assumptions that affect the reported amounts of assets and liabilities and disclosure of contingent assets and liabilities at the date of the financial statements and the reported amount of revenue and expenses during the reporting period. Actual results could differ from those estimates. RECENT ACCOUNTING PRONOUNCEMENTS - The Company has evaluated all recent accounting pronouncements and believes that none will have a material effect on the Company. 10
CASEY CONTAINER CORP. (A Development Stage Company) Notes to the Financial Statements September 30, 2013 (Unaudited) 2. GOING CONCERN The Company incurred net losses of $4,164,456 for the period from September 26, 2006 (Date of Inception) through September 30, 2013 and has commenced limited operations, raising substantial doubt about the Company's ability to continue as a going concern. The Company plans to continue to sell its restricted Common shares for cash and borrow from its directors, officers, related and non-related parties, as well as reduce its cash expenses. The ability of the Company to continue as a going concern is dependent on receiving such equity capital funds for cash and the success of the Company's plan. The financial statements do not include any adjustments that might be necessary if the Company is unable to continue as a going concern. 3. INTANGIBLES The Company's accounting policy for Long-Lived Assets requires it to review on a regular basis for facts or circumstances that may suggest impairment. The Company recorded an asset Contract Rights for $18,379 (see Note 4 "Stockholders' Equity") at December 31, 2010. The Product Purchase Agreement ("PPA") is between the Company and Taste of Aruba (U.S.), Inc., a related party (see Note 4 "Stockholders' Equity" and Note 5 "Related Party Transactions"), which were determined to be impaired and the full amount was expensed in 2010. 4. STOCKHOLDERS' EQUITY At September 30, 2013 and December 31, 2012, the Company has 10,000,000 Preferred shares authorized with a par value of $0.001 per share and 250,000,000 Common shares authorized with a par value of $0.001 per share. At September 30, 2013 and December 31, 2012, the Company has 82,700,034 and 69,566,701 Common shares issued and outstanding, respectively and no Preferred shares issued and outstanding. In the fiscal year ending December 31, 2006, 18,000,000 shares of the Company's Common stock were issued to the directors of the Company pursuant to a stock subscription agreement at $0.001 per share for total proceeds of $18,000. In the fiscal year ending December 31, 2007, 18,000,000 shares of the Company's Common stock were issued at a price of $0.002 per share for gross proceeds of $36,000. On March 24, 2010, 18,621,500 shares of the Company's Common stock were issued and issuable pursuant to a Commitment Agreement ("Agreement") dated January 12, 2010 with Taste of Aruba (U.S.), Inc. ("TOA"), a related party (see Note 5, "Related Party Transactions"), for a definitive Product Purchase Agreement ("PPA") with TOA for the Company to provide preforms for biodegradable bottles thru December 31, 2015, which did not result in proceeds to the Company (see Note 3 "Intangibles"). The Commitment Agreement provided for one share of the Company's Common shares to be issued for every two shares of TOA shares outstanding. The 18,379,000 shares issued to TOA shareholders was originally 18,621.500 shares, but two shareholders (105,000 shares) were inadvertently left off the shareholder list and three shareholders (347,500 shares) originally on the shareholder list should not have been, a net reduction of 242,500 shares. The Company valued the 18,379,000 shares at $0.001 per share because it determined the fair value of the shares was more reliably determinable than the value of the PPA, the transaction predated market activity in the Company's Common shares which began February 19, 2010, the number of shares issued pursuant to the Agreement represented 33% of the total shares outstanding after the issuance and almost four times the total 2010 traded volume of the Company's Common shares. The issuable shares were issued on January 13, 2011. 11
CASEY CONTAINER CORP. (A Development Stage Company) Notes to the Financial Statements September 30, 2013 (Unaudited) 4. STOCKHOLDERS' EQUITY (continued) On May 15, 2010, 6,000 shares of the Company's Common shares were issued at $0.333 per share for $2,000 to a non-related party, at a discount to the closing price on May 14, 2010. On May 22, 2010, 400 shares of the Company's Common shares were issued at $0.333 per share for $132 to a non-related party, at a discount to the closing price on May 19, 2010. On December 14, 2010, 470,000 shares of the Company's Common shares were issued at $0.15 per share for $70,500 to a non-related party, at a discount to the closing price on December 13, 2010. The Common shares were issued on January 13, 2011. On December 30, 2010, 717,600 shares of the Company's Common shares were issued in exchange for non-interest bearing loans made by Mr. Terry Neild, Chairman of the Board and officer to the Company, at $0.25 per share, the closing price on December 29, 2010 (See Note 5 "Related Party Transactions."). On January 13, 2011, 250,000 Common shares previously issued to a consultant to provide investor relations services were forfeited and cancelled for non-performance. On January 27, 2011, the Company issued 200,000 Common shares in connection with a consulting agreement for investor relations services with Falcon Financial Partners LLC. The shares were valued at $0.17 per share, the closing price of its Common shares on the OTC.BB. The $34,000 value was expense in the quarter ended March 31, 2011. On February 7, 2011, the Company issued 1,000,000 Common shares to Martin R. Nason, as part of an employment contract as Chief Executive Officer, President and Chief Financial Officer. The shares were valued at $0.12 per share, the closing price of its Common shares on the OTC.BB. The $120,000 value was expensed in the quarter ended March 31, 2011. On February 7, 2011, the Company issued 1,000,000 Common shares to Auspice Capital LLC, a related party (see Note 5 "Related Party Transactions") for a verbal agreement for investor relations, consulting services and assistance to the Company in raising cash equity. The shares were valued at $0.12 per share, the closing price of its Common shares on the OTC.BB. The $120,000 value was expensed in the quarter ended March 31, 2011. On February 25, 2011 the Board of Directors approved selling up to six million Common shares at $0.15 per share to raise cash equity to provide working capital and/or equipment to commence operations. On February 24, 2011, the closing price of its Common shares on the OTC.BB was $0.23 per share. The Board considered numerous factors to determine the discounted $0.15 price, including but not limited to, the average number of shares traded per day over the previous several months, the high, low and closing price range over the previous several months, the lack of liquidity for the Common shares and the lack of credit availability. On March 4, 2011, the Company sold 633,667 Common shares for $95,050 cash at $0.15 per share to four (4) non-related parties. A 10% finder's fee of $9,505 was paid, which was charged to Additional Paid-In Capital. On March 31, 2011, the Company sold 50,000 Common shares for $7,500 cash at $0.15 per share to a non-related party. A 10% finder's fee of $750 was paid, which was charged to Additional Paid-In Capital. On April 21, 2011, the Company sold 333,334 Common shares for $50,000 cash at $0.15 per share to a non-related party. 12
CASEY CONTAINER CORP. (A Development Stage Company) Notes to the Financial Statements September 30, 2013 (Unaudited) 4. STOCKHOLDERS' EQUITY (continued) On June 17, 2011, the Company issued 750,000 shares to its Chairman for $48,750 at $0.065 per share (the closing price of the Common shares on June 17, 2011) for reimbursement for investor relations services paid by the Chairman to non-related vendors. The $48,750 was expensed in the quarter ending June 30, 2011. On June 17, 2011, the Company issued 1,500,000 shares to its President and Chief Executive Officer for $97,500 cash at $0.065 per share (the closing price of the Common shares on June 17, 2011) as compensation. The $97,500 was expensed in the quarter ending June 30, 2011. On April 11, 2012, the Company issued 250,000 shares at $0.18 per share (the closing price of the Common shares on April 11, 2012) to its Vice President in exchange for $45,000 owed to the Vice President for prior services rendered. (see Note 5, "Related Party Transactions"). On June 20, 2012, the Company agreed to issue ("issuable') 4,250,000 shares at $0.17 per share (the closing price of the Common shares on June 20, 2012) for a total value of $722,500. Of the 4,250,000 shares, 500,000 shares with a value of $85,000 were for services by its Vice President; 750,000 shares with a value of $127,500 were for investor relations services by its Chairman; 3,000,000 shares with a value of $510,000 was for a committed five-year employment agreement by its Chief Executive Officer, President and Chief Financial Officer. The $722,500 was expensed in the quarter ending Jun 30, 2012 and the 4,250,000 issuable shares were issued on July 5, 2012. On July 17, 2012, the Company agreed to issue 3,000,000 shares at $0.15 per share (the closing price of the Common shares on July 17, 2012) for a value of $450,000 to Shoreline Consulting International for investor relations services, in connection with the Company's consulting agreements with Rathbourne Mercantile Ltd. and Lankford Consulting International, Inc. and the private equity fund ARG Vermogensverwaltung AG (see Note 6 "Rathbourne Mercantile Ltd. Consulting Agreement"). On August 3, 2012, the Company agreed to issue 250,000 shares at $0.22 per share (the closing price of the Common shares on August 3, 2012) for a value of $55,000 to Rathbourne Mercantile, Ltd. (see Note 6 "Rathbourne Mercantile Ltd Consulting Agreement") for consulting services. The $55,000 was expensed in the quarter ending September 30, 2012. On August 30, 2012, the Company agreed to issue 300,000 shares at $0.24 per share (the closing price of the Common shares on August 30, 2012) for a value of $72,000 to South Corner LLC for consulting and investor relations services. The $72,000 was expensed in the quarter ending September 30, 2012. On October 17, 24, 25, 2012 and November 14, 2012, the Company issued 426,700 shares for $64,000 in cash to non-related parties, at $0.15 per share, a discount from the October 17, 2012, the commitment date closing price of $0.29 per share. The discount is due to volatility, lack of liquidity and restrictions on the Company's Common shares on the OTC.BB. On December 12, 2012, the Company issued 150,000 restricted Common shares for consulting and investor relations services for $33,000, at $0.22 per share, the closing price of the Company's Common shares on the OTC.BB. The amount was expensed in the quarter ending December 31, 2012. On December 27, 2012, the Company issued 150,000 shares for consulting and investor relations services for $22,500, at $0.15 per share, the closing price of the Company's common shares on the OTC.BB. The amount was expensed in the quarter ending December 31, 2012. 13
CASEY CONTAINER CORP. (A Development Stage Company) Notes to the Financial Statements September 30, 2013 (Unaudited) 4. STOCKHOLDERS' EQUITY (continued) On January 15, 2013, the Company entered into a Rescission Agreement regarding the August 30, 2012 and December 12, 2012 issuances of 300,000 restricted Common shares and 150,000 restricted Common shares, respectively, due to the Company's inability to utilize the Consultant's services as expected during the terms of each of the two consulting and investor relations services agreements. The Company reversed the $72,000 and $33,000 originally recorded in the quarters ending September 30, 2012 and December 31, 2012, respectively. On February 13, 2013, the Company signed a Consulting Agreement with the same group and issued a total of 450,000 restricted Common shares at $0.15 per share, the closing price of the Company's Common shares on the OTC.BB. The Company expensed $67,500 in the quarter ending March 31, 2013. On April 17, 2013, the Company signed two Agreements To Serve On Board Of Directors with two new independent Board of Director members and issued a total of 600,000 restricted Common shares, 300,000 to each, at $0.10 per share, the closing price of the Company's common shares on the OTC.BB. The Company expensed $60,000 in the quarter ending June 30, 2013. On May 20, 2013, the Company signed a Debt Settlement Agreement and issued 1,000,000 restricted Common shares in exchange for $50,000 in Accounts Payable due to a creditor, at $0.05 per share, a 28.6% discount from the closing price of the Company's freely-traded Common shares of $0.07 on the OTC.BB. On June 24, 2013, the Company signed three Debt Settlement Agreements and issued at total of 11,033,333 restricted Common shares in exchange for a total of $662,000 in amounts Due To Related Parties and Non-Interest Bearing Loans From Related Parties, of which $92,000 was owed to its Chairman ($41,750 Due To Related Parties and $50,250 Non-Interest Bearing Loans From Related Parties), $510,000 was owed to its Chief Executive Officer and President ($510,000 Due To Related Parties) and $60,000 owed to its Vice President of Sales and Technical Services ($18,000 in Due To Related Parties and $42,000 in Non-Interest Bearing Loans From Related Parties). The debt settlement was at $0.06 per share, a 14.3% discount from the closing price of its freely-traded shares of $0.07 on the OTC.BB. On July 20, 2013, the Company sold 400,000 restricted Common shares to non-related parties at $0.05 per share for cash of $20,000, at a 28.6% discount from the closing price of the Company's freely-traded Common shares of $0.07 on the OTC.BB on July 19, 2013. On July 22, 2013, the Company issued 100,000 restricted Common shares at $0.08 per share, for a total of $8,000, for services from a non-related party consultant. The $8,000 was expensed in the quarter ending September 30, 2013. On August 27, 2013, the Company rescinded and canceled 300,000 restricted Common shares at $0.06 per share, for a total of $18,000, from its Vice President of Sales and Technical Services, who on June 24, 2013 (see above) signed a Debt Settlement Agreement for $60,000. On September 26, 2013, the Company signed a Debt Settlement Agreement with its Chief Executive Officer and President for 300,000 restricted Common shares at $0.06 per share, for a total of $18,000, a 25% discount from the closing price of the Company's freely-traded Common shares of $0.08 on the OTC.BB. 14
CASEY CONTAINER CORP. (A Development Stage Company) Notes to the Financial Statements September 30, 2013 (Unaudited) 5. RELATED PARTY TRANSACTIONS As of September 30, 2013 and December 31, 2012, respectively, $847,336 and $1,031,347 is due to Company officers for unpaid expenses, fees and loans. On January 28, 2011, a related party loaned the Company $20,000 in a non-interest bearing loan (See Note 10 "Non-Interest Bearing Loans"). On February 3, 2012, the related party made a non-interest bearing loan of $7,000, of which $5,000 was repaid on May 23, 2012. On May 21 and May 30, 2012, the Chairman of the Board loaned the Company $12,000 and $38,250, respectively, in a non-interest bearing loan. On April 18 and May 17, 2012, a Vice President loaned the Company $38,000 and $4,000, respectively, in a non-interest bearing loan. See Note 7, "Non-Interest Bearing Loans." On March 5, 2013, the Company borrowed $4,850 in a non-interest bearing loan, from a firm controlled by the Chairman of the Board. On June 24, 2013, the Chairman, Chief Executive Officer and President and the Vice President Sales and Technical Services signed Debt Settlement Agreements, converting $92,000, $510,000 and $60,000, respectively of unpaid expenses, fees and loans into 1,533,333, 8,500,000 and 1,000,000, respectively of Restricted Common Shares (see Note 4 "Stockholders' Equity") at $0.06 per share. On June 24, 2013, the closing price of the Company's freely-traded shares on the OTC.BB was $0.07 per share, representing a 14.3% discount due. A Form 8-K was filed by the Company on July 1, 2013. Amounts outstanding to Related Parties, at September 30, 2013 and December 31, 2012, respectively, are unsecured: September 30, December 31, 2013 2012 ---------- ---------- Unpaid expenses and fees to Officers/Directors $ 847,336 $1,031,347 ---------- ---------- Non-interest bearing loans to Related Parties Non Officer/Director $ 22,000 $ 22,000 Chairman of the Board/Officer and Controlled Entity $ 4,850 $ 50,250 Vice President and Director $ -- $ 42,000 ---------- ---------- Total $ 26,850 $ 114,250 ========== ========== 15
CASEY CONTAINER CORP. (A Development Stage Company) Notes to the Financial Statements September 30, 2013 (Unaudited) 6. RATHBOURNE MERCANTILE LTD./LANKFORD CONSULTING, INC. AGREEMENTS On March 26, 2012, the Company entered into a one-year Consulting Agreement with Rathbourne Mercantile Ltd. ("Rathbourne"), effective March 22, 2012, for investor relations services and introductions to potential equity investors. Remuneration was $37,500 for an independent valuation report of the Company, which was expensed in the quarter ending March 31, 2012. If Rathbourne introduced the Company to an investor and the Company successfully completed an equity capital financing with the party introduced, Rathbourne would receive a 7% cash finder's fee of the gross amount funded and 7% of the issued shares of the Company. The Company was introduced by Rathbourne to ARG Vermogensverwaltung AG, a private equity fund based in Munich, Germany, who issued a Letter of Interest on March 22, 2012 to facilitate a financing of the Company for approximately $5 million. On August 3, 2012, the Company and Rathbourne Mercantile Ltd. signed a Novation of Previous Consulting Agreement regarding its March 26, 2012 Consulting Agreement substituting Lankford Consulting, Inc. as the entity to perform the services. There were no changes made to the Lankford Consulting, Inc. Consulting Agreement. On August 3, 2012, the Company agreed to issue 250,000 shares to Rathbourne Mercantile Ltd. for consulting services at $0.22 per share, the closing price of the Company's Common shares on August 3, 2012 (see Note 4 "Stockholders' Equity"). On May 28, 2013, the Company issued a letter informing Langford Consulting Group and its associated companies Shoreline Consulting International and Rathbourne Mercantile Ltd, effective immediately, the Company was ending all relationships. 7. NON-INTEREST BEARING LOANS On January 28, 2011 and February 3, 2012, Auspice Capital, a related party, loaned the Company a total of $27,000 in non-interest bearing loans of which $22,000 are outstanding as of September 30, 2013 and December 31, 2012, respectively (see Note 5 "Related Party Transactions"). On April 18 and May 17, 2012, the Vice President Sales and Technical Services, loaned the Company $38,000 and $4,000, respectively, in non-interest bearing loans, of which none and $42,000 are outstanding as of September 30, 2013 and December 31, 2012, respectively (see Note 5 "Related Party Transactions"). On May 21 and 30, 2012 and March 5, 2013, the Chairman of the Board and his controlled entity the loaned the Company $12,000, $38,250 and $4,850, respectively, in non-interest bearing loans, of which $4,850 and $50,250 are outstanding as of September 30, 2013 and December 31, 2012, respectively (see Note 5 "Related Party Transactions"). On June 24, 2013, the Chairman and Vice President of Sales and Technical Services, converted $50,250 and $42,000, respectively of Non-Interest Bearing Loans into restricted Common Shares of the Company (see Note 4 "Stockholders' Equity" and Note 5 "Related Party Transactions"). The related party loans are due upon receipt of the Company's cash equity funding (see Note 6 "Rathbourne Mercantile Ltd./Lankford Consulting, Inc.") or any other cash equity funding from other parties. The amounts of all non-interest bearing loans outstanding at September 30, 2013 and December 31, 2012, respectively, are to Related Parties (all amounts are unsecured - see Note 5, "Related Party Transactions") follows: September 30, December 31, 2013 2012 ---------- ---------- Non-interest bearing loans to Related Parties Non-Officer/Director $ 22,000 $ 22,000 Chairman of the Board/Officer and Controlled Entity $ 4,850 $ 50,250 Vice President and Director $ -- $ 42,000 ---------- ---------- Total $ 26,850 $ 114,250 ========== ========== 16
CASEY CONTAINER CORP. (A Development Stage Company) Notes to the Financial Statements September 30, 2013 (Unaudited) 8. INTEREST BEARING LOANS On August 12 and 19, 2011, a nonrelated party loaned the Company $15,000 in an interest-bearing Promissory Note, at 8% per annum and a one-time financing fee of $9,900. The loan, one-time financing fee and unpaid accrued interest is due upon the Company's receipt of the first funding of equity capital from an investor group. The loan and unpaid accrued interest is unsecured and not in default. On August 27, 2012, the Company borrowed $40,000 in a ninety day non-interest bearing Promissory Note and a one-time financing fee of $10,000 from a non-related party. The one-time financing fee was expensed in the quarter ending September 30, 2012. If the $50,000 was not paid within ninety days of the date of the Promissory Note, interest at the rate of 10% per annum would begin accruing until full payment is made. On January 31, 2013, the Company renewed the original Promissory Note, extending the maturity date to April 30, 2013 and on June 22, 2013, the maturity date was extended to December 31, 2013. The accrued interest as of December 31, 2012 was reversed in the quarter ending March 31, 2013. The loan is unsecured. The amounts of all interest-bearing loans and accrued interest outstanding as of September 30, 2013 and December 31, 2012, respectively, follow: September 30, December 31, 2013 2012 ---------- ---------- Non-Related Party - principal $ 24,900 $ 24,900 cumulative accrued interest $ 2,547 $ 1,650 Non-Related Party - principal $ 50,000 $ 50,000 cumulative accrued interest $ -- $ 423 ---------- ---------- Total $ 77,447 $ 76,973 ========== ========== 9. ARUBA BRANDS CORP. STOCK PURCHASE AGREEMENT On September 18, 2013, the Company entered into a Stock Purchase Agreement ("Agreement") with Aruba Brands Corp. ("Aruba), whereby Aruba will acquire 19.9% for $1.5 million, of the Company's total issued and outstanding shares upon completion of the funding of this Agreement. The stock to be issued is the Company's restricted Common shares. The transaction is to be completed within ninety (90) days and partial amounts are permitted. The Company filed a Form 8-K with the SEC on September 24, 2013. 10. SUBSEQUENT EVENTS On September 30, 2013, the Company signed a Consulting Agreement ("Agreement") for a three-month period for $5,000 per month and 200,000 restricted Common shares. The Agreement became effective October 18, 2013, when the first month's payment and restricted Common shares was received by the Consultant. On October 25, 2013, the Company signed Debt Settlement Agreements with its Chairman and Chief Executive Officer, converting $78,000 and $150,000, respectively, of unreimbursed expenses into 1,300,000 and 2,500,000, respectively of Restricted Common Shares at $0.06 per share. 17
ITEM 2. MANAGEMENT'S DISCUSSION AND ANALYSIS OR PLAN OF OPERATION FORWARD LOOKING STATEMENTS Some of the statements contained in this Form 10-Q that are not historical facts are "forward-looking statements" which can be identified by the use of terminology such as "estimates," "projects," "plans," "believes," "expects," "anticipates," "intends," or the negative or other variations, or by discussions of strategy that involve risks and uncertainties. We urge you to be cautious of the forward-looking statements, that such statements, which are contained in this Form 10-Q, reflect our current beliefs with respect to future events and involve known and unknown risks, uncertainties and other factors affecting our operations, market growth, services, products and licenses. No assurances can be given regarding the achievement of future results, as actual results may differ materially as a result of the risks we face, and actual events may differ from the assumptions underlying the statements that have been made regarding anticipated events. All written forward-looking statements made in connection with this Form 10-Q that are attributable to us or persons acting on our behalf are expressly qualified in their entirety by these cautionary statements. Given the uncertainties that surround such statements, you are cautioned not to place undue reliance on such forward-looking statements. The safe harbours of forward-looking statements provided by the Securities Litigation Reform Act of 1995 are unavailable to issuers not subject to the reporting requirements set forth under Section 13(a) or 15(d) of the Securities Exchange Act of 1934, as amended. As we have not registered our securities pursuant to Section 12 of the Exchange Act, such safe harbours set forth under the Reform Act are unavailable to us. RESULTS OF OPERATIONS Casey Container Corp., a Nevada corporation, was incorporated under the name Sawadee Ventures Inc. in the State of Nevada on September 26, 2006. The Company was formed to engage in the acquisition, exploration and development of natural resource properties of merit. In November of 2009 we entered into an Additive Supply and License Agreement with Bio-Tec Environmental, developer of the breakthrough EcoPure(R) technology. The Agreement has an effective date of January 1, 2010. We now have the unique ability to offer a revolutionary biodegradable PET plastic packaging solution that is FDA compliant. Casey Container can design and custom manufacture biodegradable PET plastic preforms that become PET plastic containers, such as bottles for water or other beverage products. The Company is committed to developing container products that meet the demands of its clients while addressing today's most fundamental environmental issues concerning the proliferation of plastics. The Company offers biodegradable plastic packaging solutions using the breakthrough science of EcoPure(R) technology. In short, the Company provides environmentally responsible plastic packaging solutions to assist its clients in obtaining a competitive advantage in the marketplace. Working with Bio-Tec Environmental, developer of the breakthrough EcoPure(R) technology, the Company now has the unique ability to offer a revolutionary biodegradable PET plastic packaging solution that is FDA compliant. We are still in our development stage and have generated no revenue to date. We incurred operating expenses of $124,895 and $859,542 for the three-month periods ended September 30, 2013 and 2012, respectively and $476,779 and $2,069,914 for the nine-month periods ended September 30, 2013 and 2012, respectively. These expenses consisted primarily of general and administrative expenses. At September 30, 2013 and December 31, 2012, we had cash on hand of $274 and $3,522 respectively. Our total assets at September 30, 2013 and December 31, 2012 are $274 and $3,522. Our liabilities were $1,068,774 and $1,357,269, respectively. 18
As of September 30, 2013, we had an accumulated deficit from inception of $4,164,456. On January 12, 2010, we signed a Commitment Agreement for the production of its preforms to be used by Taste of Aruba (U.S.), Inc., a related party, to produce biodegradable water bottles. On March 29, 2010, the Company and Taste of Aruba (U.S.), Inc. entered into a definitive Product Purchase Agreement for the Company to provide preforms thru December 31, 2015. We issued 18,379,000 Common Stock shares to Taste of Aruba (U.S.), Inc.'s shareholders as an inducement for the Product Purchase Agreement as enumerated in the Commitment Agreement. On March 26, 2012, the Company received a Letter of Interest from ARG Vermogensverwaltung AG, a private equity fund based in Munich, Germany, to facilitate a financing for the Company of approximately $5 million. The following table provides selected financial data about our company for the period from the date of incorporation through September 30, 2013. Balance Sheet Data: 9/30/13 ------------------- ------- Cash $ 274 Total assets $ 274 Total liabilities $ 1,068,774 Shareholders' equity $(1,068,500) Our auditors have expressed their doubt about our ability to continue as a going concern unless we are able to raise additional equity cash and/or loans and generate profitable operations. LIQUIDITY AND CAPITAL RESOURCES We currently have $274 cash on hand. We don't believe we can meet our cash needs for the next twelve months without additional loans and/or equity infusions. PLAN OF OPERATION Casey Container Corp., a Nevada corporation, was incorporated under the name Sawadee Ventures Inc. in the State of Nevada on September 26, 2006. The Company was formed to engage in the acquisition, exploration and development of natural resource properties of merit. In November of 2009 we changed direction and entered into an Additive Supply and License Agreement with Bio-Tec Environmental, developer of the breakthrough EcoPure(R) technology. The Agreement has an effective date of January 1, 2010. We now have the unique ability to offer a revolutionary biodegradable PET plastic packaging solution that is FDA compliant. We have not generated any income since inception, and for the nine months ended September 30, 2013 and 2012 we incurred a net loss of $477,253 and $2,070,813, respectively. We are currently focusing on generating revenue by implementing three phases of our strategy. First, we plan to raise capital to purchase manufacturing equipment and lease a manufacturing facility and provide working capital. Second, we plan to increase our customer base. Third, we intend to leverage our assets to expand our business model through the acquisitions of related businesses. OFF-BALANCE SHEET ARRANGEMENTS We have no off-balance sheet arrangements. 19
ITEM 4. CONTROLS AND PROCEDURES EVALUATION OF DISCLOSURE CONTROLS AND PROCEDURES Under the supervision and with the participation of our management, including our principal executive officer and the principal financial officer, we have conducted an evaluation of the effectiveness of the design and operation of our disclosure controls and procedures, as defined in Rules 13a-15(e) and 15d-15(e) under the Securities and Exchange Act of 1934, as of the end of the period covered by this report. Based on this evaluation, our principal executive officer and principal financial officer concluded as of the evaluation date that our disclosure controls and procedures are not effective due to management override of controls and lack of segregation of duties due to our size. However, we did conclude that the material information required to be included in our Securities and Exchange Commission reports is accumulated and communicated to our management, including our principal executive officer and principal financial officer, recorded, processed, summarized and reported within the time periods specified in Securities and Exchange Commission rules and forms relating to our company, particularly during the period when this report was being prepared. CHANGES IN INTERNAL CONTROL OVER FINANCIAL REPORTING. There was no change in our internal control over financial reporting identified in connection with the evaluation required by Rule 13a-15(d) and 15d-15(d) of the Exchange Act that occurred during the period covered by this report that has materially affected, or is reasonably likely to materially affect, our internal control over financial reporting. PART II. OTHER INFORMATION ITEM 6. EXHIBITS Exhibit Description Method of Filing ------- ----------- ---------------- 3.1 Articles of Incorporation Incorporated by reference to Exhibit 3.1 to the Company's Registration Statement on Form SB-2 filed with the SEC on February 5, 2007. 3.2 Bylaws Incorporated by reference to Exhibit 3.1 to the Company's Registration Statement on Form SB-2 filed with the SEC on February 5, 2007. 31.1 Certification of Chief Executive Filed electronically Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. 31.2 Certification of Chief Financial Filed electronically Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. 32.1 Certification of Chief Executive Filed electronically Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. 32.2 Certification of Chief Financial Filed electronically Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. 101 Interactive Data Files pursuant to Rule To be filed by amendment 405 of Regulation S-T. 20
SIGNATURES In accordance with the requirements of the Securities Exchange Act, the registrant caused this report to be signed on its behalf by the undersigned, thereunto duly authorized, on November 13, 2013. CASEY CONTAINER CORP. /s/ Martin R Nason --------------------------------------- Martin R Nason, Principal Executive Officer, Principal Financial Officer and Principal Accounting Officer 2