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EX-99.02 - EXHIBIT 99.02 - ALLIANCEBERNSTEIN HOLDING L.P.ex99_02.htm
EX-99.01 - EXHIBIT 99.01 - ALLIANCEBERNSTEIN HOLDING L.P.ex99_01.htm


UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

Washington, D.C.  20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported):
November 12, 2013
 
AllianceBernstein Holding l.p.
(Exact name of registrant as specified in its charter)
 
Delaware
001-09818
13-3434400
(State or other jurisdiction of incorporation or organization)
(Commission File Number)
(I.R.S. Employer Identification Number)
 
1345 Avenue of the Americas, New York, New York
10105
(Address of principal executive offices)
(Zip Code)
 
Registrant’s telephone number, including area code:
212-969-1000

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligations of the registrant under any of the following provisions:

o
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 
o
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
 
o
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
 
o
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 


 
 

 
 
Item 7.01.
Regulation FD Disclosure.

AllianceBernstein L.P. (“AllianceBernstein”) and AllianceBernstein Holding L.P. are furnishing a presentation made by Peter S. Kraus, Chairman and Chief Executive Officer, and Sharon E. Fay, Head of Equities, at the Bank of America Merrill Lynch Banking & Financial Services Conference (“Conference”) on November 12, 2013 (“Presentation”).  The Presentation is attached hereto as Exhibit 99.01.

AllianceBernstein is furnishing a transcript of the portion of the Conference relating to the Presentation (“Transcript”).  The Transcript is attached hereto as Exhibit 99.02.

Item 9.01.
Financial Statements and Exhibits.

 
 (d)
Exhibits.
 
 
Presentation.
 
 
Transcript.

 
 

 
 
SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

   
AllianceBernstein Holding l.p.
     
Dated:  November 13, 2013
 
By: 
/s/ Mona Bhalla
     
Mona Bhalla
     
Corporate Secretary