Attached files
| file | filename |
|---|---|
| EX-10 - IMAGEWARE SYSTEMS INC | ex10-11072013_111110.htm |
| EX-10 - IMAGEWARE SYSTEMS INC | ex10-11072013_111107.htm |
| EX-10 - IMAGEWARE SYSTEMS INC | ex10-11072013_111111.htm |
| EX-10 - IMAGEWARE SYSTEMS INC | ex10-11072013_111108.htm |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of report (Date of earliest event reported): November 1, 2013
Commission File Number: 001-15757
ImageWare Systems, Inc.
(Exact name of small business issuer as specified in its charter)
(Exact name of small business issuer as specified in its charter)
Delaware
(State or other jurisdiction of incorporation or organization)
(State or other jurisdiction of incorporation or organization)
33-0224167
(IRS Employer Identification No.)
(IRS Employer Identification No.)
10815 Rancho Bernardo Road, Suite 310, San Diego, California 92127
(Address of principal executive offices)
(Address of principal executive offices)
619-673-8600
(Registrant's Telephone number)
(Registrant's Telephone number)
Not Applicable
(Former Name or Former Address, if Changed Since Last Report)
(Former Name or Former Address, if Changed Since Last Report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
[ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
[ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
[ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
[ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Item 1.01 Entry into a Material Definitive Agreement.
On November 1, 2013, ImageWare Systems, Inc. (the "Company") entered into amendments to employment agreements (the "Amendments") with Messrs. S. James Miller, Wayne Wetherell, David Harding and Charles AuBuchon, the Company's Chairman of the Board of Directors and Chief Executive Officer, Chief Financial Officer, Chief Technical Officer and Vice President of Business Development, respectively. Under the terms of the Amendments, the term of each executive officer's employment agreement was extended until December 31, 2014. A copy of each of the Amendments is attached to this Current Report on Form 8-K as Exhibits 10.1, 10.2, 10.3, and 10.4, and are incorporated by reference herein.
Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.
See Item 1.01.
Item 9.01 Financial Statements and Exhibits.
See Exhibit Index.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| ImageWare Systems, Inc. |
Date: November 7, 2013
| By: | /s/ Wayne Wetherell |
| Name: Wayne Wetherell | |
| Title: Chief Financial Officer |
Exhibit Index
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Exhibit No.
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Description
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EX-10.1
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Sixth Amendment to Employment Agreement for S. James Miller
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EX-10.2
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First Amendment to Employment Agreement for Wayne Wetherell
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EX-10.3
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First Amendment to Employment Agreement for David E. Harding
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EX-10.4
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First Amendment to Employment Agreement for Charles AuBuchon
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