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EX-10.1 - SECOND AMENDMENT TO CREDIT AGREEMENT - Full Circle Capital Corpv359768ex10-1.htm

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

___________________________________

 

FORM 8-K

 

Current Report Pursuant to Section 13 or 15(d) of

the Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported):

 

November 7, 2013

 

FULL CIRCLE CAPITAL CORPORATION

(Exact name of registrant as specified in its charter)

 

 

Maryland  814-00809  27-2411476
(State or other jurisdiction  (Commission File Number)   (I.R.S. Employer Identification No.)
of incorporation)      

 

800 Westchester Ave., Suite S-620

Rye Brook, NY 10573

(Address of principal executive offices and zip code)

 

Registrant’s telephone number, including area code: (914) 220-6300

 

 

Check the appropriate box below if the Form 8-K is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

[  ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

[  ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

[  ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

[  ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 
 

Item 1.01. Entry into a Material Definitive Agreement.

On November 6, 2013, Full Circle Capital Corporation entered into an amendment to its revolving credit facility with Santander Bank, N.A. (formerly known as Sovereign Bank, N.A.) to increase the size of the facility from $32,500,000 to $45,000,000 (the “Amendment”).

The description above is only a summary of the material provisions of the Amendment and is qualified in its entirety by reference to the Amendment, which is filed as Exhibit 10.1 to this current report on Form 8-K and incorporated by reference herein.

Item 2.03. Creation of a Direct Financial Obligation or an Obligation Under an Off-Balance Sheet Arrangement of a Registrant.

The information provided in Item 1.01 of this Current Report on Form 8-K is incorporated by reference into this Item 2.03.

Item 9.01. Financial Statements and Exhibits

(d)Exhibits

 

 

 Exhibit No.Description

 10.1Second Amendment to Credit Agreement by and among Full Circle Capital Corporation, Santander Bank, N.A, (formerly known as Sovereign Bank, N.A.), as agent, and the lenders party thereto, dated as of November 6, 2013.

 

 
 

SIGNATURES

 

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

 

Date: November 7, 2013 FULL CIRCLE CAPITAL CORPORATION
     
  By: 

/s/ John E.Stuart__________________
John E. Stuart
President and Chief Executive Officer