Attached files
file | filename |
---|---|
EXCEL - IDEA: XBRL DOCUMENT - Straight Path Communications Inc. | Financial_Report.xls |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 10-K/A
Amendment No. 1
þ Annual report pursuant to section 13 or 15(d) of the securities exchange act of 1934 for the fiscal year ended July 31, 2013, or
o Transition report pursuant to section 13 or 15(d) of the securities exchange act of 1934.
Commission File Number: 1-36015
STRAIGHT PATH COMMUNICATIONS INC.
(Exact name of registrant as specified in its charter)
Delaware
|
45-2457757
|
(State or other jurisdiction of incorporation
or organization)
|
(I.R.S. Employer Identification No.)
|
5300 Hickory Park Drive, Suite 218, Glen Allen, Virginia, 23059
(Address of principal executive offices, zip code)
(804) 433-1522
(Registrant’s telephone number, including area code)
Securities registered pursuant to Section 12(b) of the Act:
Title of each class
Class B common stock, par value $.01 per share
|
Name of each exchange on which registered
NYSE MKT
|
Securities registered pursuant to section 12(g) of the Act: None
Indicate by check mark if the registrant is a well-known seasoned issuer, as defined in Rule 405 of the Securities Act. Yes o No þ
Indicate by check mark if the registrant is not required to file reports pursuant to Section 13 or Section 15(d) of the Act. Yes o No þ
Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. Yes þ No o
Indicate by check mark whether the registrant has submitted electronically and posted on its corporate Web site, if any, every Interactive Data File required to be submitted and posted pursuant to Rule 405 of Regulation S-T (§ 232.405 of this chapter) during the preceding 12 months (or for such shorter period that the registrant was required to submit and post such files). Yes þ No o
Indicate by check mark if disclosure of delinquent filers pursuant to Item 405 of Regulation S-K (§229.405 of this chapter) is not contained herein, and will not be contained, to the best of registrant’s knowledge, in definitive proxy or information statements incorporated by reference in Part III of this Form 10-K or any amendment to this Form 10-K. o
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company. See definitions of “large accelerated filer,” “accelerated filer” and “smaller reporting company” in Rule 12b-2 of the Exchange Act.
Large accelerated filer o
|
Accelerated filer o
|
Non-accelerated filer o
|
Smaller reporting company þ
|
Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Act). Yes o No þ
As of October 17, 2013, the registrant had outstanding 787,163 shares of Class A common stock and 10,974,784 shares of Class B common stock. No shares of stock were held in treasury by Straight Path Communications Inc.
DOCUMENTS INCORPORATED BY REFERENCE
The definitive proxy statement relating to the registrant’s Annual Meeting of Stockholders, to be held January 16, 2014, is incorporated by reference into Part III of this Form 10-K to the extent described therein.
Explanatory Note
The purpose of this Amendment No. 1 to the Annual Report on Form 10-K of Straight Path Communications Inc. for the year ended July 31, 2013, filed with the Securities and Exchange Commission on October 29, 2013 (the “Form 10-K”), is solely to furnish Exhibit 101 to the Form 10-K in accordance with Rule 405 of Regulation S-T. Exhibit 101 to this report provides the consolidated financial statements and related notes from the Form 10-K formatted in XBRL (extensible Business Reporting Language).
No other changes have been made to the Form 10-K.
Part IV
(a)
|
The following documents are filed as part of this Report:
|
1.
|
Report of Independent Registered Public Accounting Firms on Combined and Consolidated Financial Statements
|
|
Combined and Consolidated Financial Statements covered by Report of Independent Registered Public Accounting Firm
|
2.
|
Financial Statement Schedule.
|
|
All schedules have been omitted since they are either included in the Notes to Combined and Consolidated Financial Statements or not required or not applicable.
|
3.
|
The exhibits listed in paragraph (b) of this item.
|
(b)
|
Exhibits.
|
Exhibit Number
|
Description of Exhibits
|
|
2.1(1)
|
Separation and Distribution Agreement, dated July 31, 2013
|
|
3.1(1)
|
Amended and Restated Certificate of Incorporation of the Registrant
|
|
3.2(1)
|
By-laws of the Registrant
|
|
10.1(1)
|
2013 Stock Option and Incentive Plan#
|
|
10.2(1)
|
Transition Services Agreement, dated July 31, 2013
|
|
10.3(1)
|
Tax Separation Agreement, dated July 31, 2013
|
|
21.1(2)
|
Subsidiaries of the Registrant
|
|
23.1(2)
|
Consent of Zwick & Banyai, PLLC
|
|
31.1(2)
|
Certification of Chief Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
|
|
31.2(2)
|
Certification of Chief Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
|
|
32.1(2)
|
Certification of Chief Executive Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.
|
|
32.2(2)
|
Certification of Chief Financial Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.
|
101.INS*
|
XBRL Instance Document
|
|
101.SCH*
|
XBRL Taxonomy Extension Schema Document
|
|
101.CAL*
|
XBRL Taxonomy Extension Calculation Linkbase Document
|
|
101.DEF*
|
XBRL Taxonomy Extension Definition Linkbase Document
|
|
101.LAB*
|
XBRL Taxonomy Extension Label Linkbase Document
|
|
101.PRE*
|
XBRL Taxonomy Extension Presentation Linkbase Document
|
* Filed herewith.
# Management contract or compensatory plan or arrangement.
(1) Incorporated by reference to the Company’s Form 10-12G/A filed July 31, 2013.
(2) Incorporated by reference to the Company’s Form 10-K filed October 29, 2013.
27
Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, the registrant has duly caused this Annual Report on Form 10-K/A to be signed on its behalf by the undersigned, thereunto duly authorized.
STRAIGHT PATH COMMUNICATIONS INC.
|
||
By:
|
/s/ Davidi Jonas
|
|
Davidi Jonas
Chief Executive Officer
|
Date: October 29, 2013
Pursuant to the requirements of the Securities Exchange Act of 1934, this Annual Report on Form 10-K/A has been signed by the following persons on behalf of the Registrant and in the capacities and on the dates indicated.
Signature
|
Titles
|
Date
|
||
/s/ Davidi Jonas
|
Chief Executive Officer, President and Director
|
October 29, 2013
|
||
Davidi Jonas
|
(Principal Executive Officer)
|
|||
/s/ Jonathan Rand
|
Chief Financial Officer (Principal Financial Officer and
|
October 29, 2013
|
||
Jonathan Rand
|
Principal Accounting Officer)
|
|||
/s/ K. Chris Todd
|
Director
|
October 29, 2013
|
||
K. Chris Todd
|
||||
/s/ William F. Weld
|
Director
|
October 29, 2013
|
||
William F. Weld
|
||||
/s/ Fred S. Zeidman
|
Director
|
October 29, 2013
|
||
Fred S. Zeidman
|