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EX-99 - EXHIBIT 99.1 - MERCHANTS BANCSHARES INCex99_901989.htm

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549



FORM 8-K



CURRENT REPORT


PURSUANT TO SECTION 13 OR 15(d) OF THE

SECURITIES EXCHANGE ACT OF 1934


Date of Report

(Date of Earliest Event Reported)

October 24, 2013



Merchants Bancshares, Inc.

(Exact name of registrant as specified in its charter)



Delaware
(State or other jurisdiction
of incorporation)

0-11595
(Commission
File Number)

03-0287342
(IRS Employer
Identification Number)

 

 

 

275 Kennedy Drive
South Burlington, Vermont
(Address of principal executive
offices)


(802) 658-3400
(Registrant’s telephone number,
including area code)


05403
(Zip Code)


Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:


¨

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

 

¨

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

 

¨

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

 

¨

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))






Item 2.02.

Results of Operations and Financial Condition


The following information is furnished under Item 2.02 – “Results of Operations and Financial Condition” and such information, including the exhibit attached hereto, shall not be deemed “filed” for any purpose, including for the purposes of Section 18 of the Securities and Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of that Section. The information in this Current Report on Form 8-K shall not be deemed incorporated by reference into any filing under the Securities Act of 1933, as amended, or the Exchange Act regardless of any general incorporation language in such filing.


On October 24, 2013, Merchants Bancshares, Inc. issued a press release announcing its financial results for the quarter and year ended September 30, 2013. The text of the press release is attached hereto as Exhibit 99.1 and is incorporated herein by reference.


Item 9.01.

Financial Statements and Exhibits


(d) Exhibits.


99.1

Press Release dated October 24, 2013





SIGNATURE


Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunder duly authorized.


 

By:

/s/ Janet P. Spitler

 

Name:

Janet P. Spitler

 

Title:

Chief Financial Officer & Treasurer
Principal Accounting Officer


Date: October 24, 2013





EXHIBIT INDEX


Exhibit
No.

 


Description

 

 

 

99.1

 

Press Release dated October 24, 2013