UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

Form 8-K

 

 

Current Report

Pursuant to Section 13 or 15(d)

of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): October 7, 2013

 

 

60 East 42nd St. Associates L.L.C.

(Exact name of registrant as specified in its charter)

Commission File Number: 000-02670

 

 

 

A New York Limited Liability Company   13-6084254

(State or other jurisdiction

of incorporation)

 

(IRS Employer

Identification No.)

One Grand Central Place, 60 East 42nd Street, New York, New York 10165

(Address of principal executive offices, including zip code)

(212) 687-8700

(Registrant’s telephone number, including area code)

N/A

(Former name or former address, if changed since last report)

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 


Item 2.01 Completion of Acquisition or Disposition of Assets.

On October 7, 2013, 60 East 42nd St. Associates L.L.C. (the “Company”) completed the contribution of its fee interest in One Grand Central Place to Empire State Realty Trust, Inc. (the “REIT”), and the REIT completed its initial public offering of 82,225,000 shares of its Class A common stock, par value $.01 per share (the “Class A Common Stock”), which includes the exercise in full of the underwriters’ option to purchase up to 10,725,000 shares of Class A Common Stock. The Company received consideration consisting of (a) 1,121,890 shares of Class A Common Stock in the REIT, (b) 110,398 shares of Class B Common Stock in the REIT and (c) 15,396,809 operating partnership units in Empire State Realty OP, L.P., the operating partnership of the REIT.


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

  

60 East 42nd St. Associates L.L.C.

Date: October 11, 2013    By:   /s/ Andrew Prentice
     Name: Andrew Prentice
     Title: Chief Accounting Officer
     ESRT MH Holdings, L.L.C. Supervisor*

*The Company is a limited liability company

supervised by ESRT MH Holdings, L.L.C.

Accordingly, this Form 8-K is being signed by

a senior executive of Registrant’s supervisor.