UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 8-K

 

CURRENT REPORT

 

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

Date of Report (Date of Earliest Event Reported): September 18, 2013

 

SWK HOLDINGS CORPORATION

 

(Exact Name of the Registrant as Specified in Its Charter)

Delaware

(State or Other Jurisdiction of Incorporation)

000-27163

77-0435679

(Commission File Number)

(IRS Employer Identification No.)

15770 Dallas Parkway, Suite 1290, Dallas, TX

75248

(Address of Principal Executive Offices)

(Zip Code)

 

(972) 687-7250

(Registrant’s Telephone Number, Including Area Code)

(Former Name or Former Address, If Changed Since Last Report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 




 

 
 

 

 

 

Item 5.07. Submission of Matters to a Vote of Security Holders

 

The Annual Meeting of Stockholders of SWK Holdings Corporation, a Delaware corporation (the “Company”), was held on Wednesday, September 18, 2013, in Dallas, Texas. The results of the matters submitted to a vote of the stockholders at the meeting were as follows:

 

(a) Votes regarding the election of the persons named below as Directors for a term expiring in 2016 were as follows: 

 

 

FOR

WITHHELD

BROKER NON-VOTES

 
         

William T. Clifford

22,522,800

4,102,853

12,624,693

 

J. Brett Pope

25,035,061

1,590,592

12,624,693

 

 

(b) Votes regarding the ratification of the appointment of Burr Pilger Mayer Inc. as independent auditors of the Company for the fiscal year ending December 31, 2013 were as follows: 

 

 

FOR

AGAINST

ABSTENTIONS

BROKER NON-VOTES

         

 

38,911,627

247,326

91,393

--

 

 

 

 

 

 
 

 

 

 

 

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

 

 

SWK HOLDINGS CORPORATION

   

By:

/s/ J. BRETT POPE

 

J. Brett Pope

 

Chief Executive Officer

 

Date: September 20, 2013

 

 

 

 

 

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