Attached files
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| EX-99.1 - EX-99.1 - BROADWAY FINANCIAL CORP \DE\ | a13-20811_1ex99d1.htm |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D. C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): September 16, 2013
BROADWAY FINANCIAL CORPORATION
(Exact name of registrant as specified in its charter)
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Delaware |
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000-27464 |
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95-4547287 |
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(State of Incorporation) |
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(Commission File Number) |
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(IRS Employer Identification No.) |
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5055 Wilshire Boulevard, Suite 500, Los Angeles, California |
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90036 |
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(Address of Principal Executive Offices) |
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(Zip Code) |
Registrant’s telephone number, including area code: (323) 634-1700
NOT APPLICABLE
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Item 8.01 Other Events.
On January 3, 2013, Broadway Financial Corporation (the “Company”) was notified by the Nasdaq Stock Exchange that the trading price of the Company’s common stock was not in compliance with the $1.00 per share minimum bid requirement for continued listing of the common stock set forth in Nasdaq Marketplace Rule 5550(a)(2). On September 16, 2013, the Company received a letter from Nasdaq confirming that the Company has regained compliance with Nasdaq Marketplace Rule 5550(a)(2) and the matter is now closed.
Item 9.01 Financial Statements and Exhibits.
99.1 Nasdaq letter dated September 16, 2013
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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BROADWAY FINANCIAL CORPORATION | |
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Date: September 16, 2013 |
By |
/s/ Brenda J. Battey |
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Brenda J. Battey |
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Chief Financial Officer |