Attached files

file filename
EX-99.1 - JAVELIN MORTGAGE INVESTMENT CORP.exh99_1.htm



UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

______________

FORM 8-K

______________


CURRENT REPORT PURSUANT

TO SECTION 13 OR 15(d) OF

THE SECURITIES EXCHANGE ACT OF 1934


Date of Report (Date of earliest event reported) September 6, 2013


JAVELIN Mortgage Investment Corp.

 (Exact Name of Registrant as Specified in Its Charter)


Maryland

001-35673

45-5517523

(State or Other Jurisdiction

of Incorporation)

(Commission File Number)

(I.R.S. Employer Identification No.)


3001 Ocean Drive, Suite 201

Vero Beach, Florida

32963

(Address of Principal Executive Offices)

(Zip Code)


(772) 617-4340

 (Registrant’s Telephone Number, Including Area Code)


n/a

(Former Name or Former Address, if Changed Since Last Report)


Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):


[_]

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

[_]

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17CFR 240.14a-12)

[_]

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

[_]

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))






Item 7.01.

Regulation FD Disclosure


On September 6, 2013, JAVELIN Mortgage Investment Corp. (“JAVELIN”) filed a slide deck presentation, to be presented by JAVELIN’s Co-Chief Executive Officers, Jeffrey J. Zimmer and Scott J. Ulm, its Chief Financial Officer, James R. Mountain, and its Chief Operating Officer, Mark Gruber, to participants at the Barclays Global Financial Services Conference on September 11, 2013. The slide deck presentation contains updates on JAVELIN’s financial position, business and operations. Attached as Exhibit 99.1 to this report is the slide deck presentation to be presented at the Conference.


The slide deck presentation attached to this report as Exhibit 99.1 is furnished pursuant to this Item 7.01 and shall not be deemed filed in this or any other filing of JAVELIN under the Securities Exchange Act of 1934, as amended, unless expressly incorporated by specific reference in any such filing.


Item 9.01.

Financial Statements and Exhibits.  


(d) Exhibits


Exhibit No.

Description

99.1

Slide Deck Presentation to be presented at the Barclays Global Financial Services Conference, dated September 11, 2013




SIGNATURES


Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.


Dated: September 6, 2013


JAVELIN MORTGAGE INVESTMENT CORP.


By: /s/ Jeffrey J. Zimmer                           

Name: Jeffrey J. Zimmer

Title: Co-Chief Executive Officer, President and Co-Vice Chairman




 





Exhibit Index


Exhibit No.

Description

99.1

Slide Deck Presentation to be presented at the Barclays Global Financial Services Conference, dated September 11, 2013