UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): August 20, 2013
CU BANCORP
(Exact name of registrant as specified in its charter)
| California | 001-35683 | 90-0779788 | ||
| (State or other jurisdiction of incorporation) |
Commission File Number |
(I.R.S. Employer Identification No.) | ||
| 15821 Ventura Boulevard, Suite 100- Encino, CA | 91436 | |||
| (Address of principal executive offices) | (Zip Code) | |||
Registrant’s telephone number, including area code: (818) 257-7700
(Former name or former address, if change since last report)
Check the appropriate box below if the Form 8-K filing is to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
| ¨ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| ¨ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| ¨ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| ¨ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Item 5.07 Submission of Matters to a Vote of Security Holders.
On August 20, 2013, CU Bancorp (the “Company”) held its 2013 annual meeting of stockholders. The matters voted on at the meeting and the final voting results are as follows:
The following persons were elected to serve as directors and received the number of votes set forth opposite their respective names:
| Shares Voted For | Withheld | Broker Non-Votes | ||||||||||
| ROBERTO E. BARRAGAN |
5,558,317 | 9,351 | 3,299,593 | |||||||||
| KENNETH L. BERNSTEIN |
5,565,481 | 2,187 | 3,299,593 | |||||||||
| STEPHEN G. CARPENTER |
5,556,181 | 11,487 | 3,299,593 | |||||||||
| KENNETH J. COSGROVE |
5,555,881 | 11,787 | 3,299,593 | |||||||||
| ROBERT MATRANGA |
5,565,581 | 2,087 | 3,299,593 | |||||||||
| DAVID I. RAINER |
5,558,381 | 9,287 | 3,299,593 | |||||||||
| ROY A. SALTER |
5,558,381 | 9,287 | 3,299,593 | |||||||||
| DANIEL F. SELLECK |
5,563,681 | 3,987 | 3,299,593 | |||||||||
| LESTER M. SUSSMAN |
5,565,481 | 2,187 | 3,299,593 | |||||||||
| CHARLES H. SWEETMAN |
5,556,181 | 11,487 | 3,299,593 | |||||||||
| ANNE A. WILLIAMS |
5,558,337 | 9,331 | 3,299,593 | |||||||||
(2) A proposal regarding the ratification of the appointment of McGladrey LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2013 was approved by the following vote:
| Shares Voted For |
Shares Voted Against | Shares Abstained | ||
| 8,842,768 |
12,326 | 12,167 |
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| CU Bancorp | ||||
| Dated: September 4, 2013 | By: | /s/ Anita Y. Wolman | ||
| Anita Y. Wolman | ||||
| Executive Vice President and General Counsel | ||||