Attached files

file filename
EX-99.1 - EXHIBIT 99.1 - E TRADE FINANCIAL CORPa50701872_ex991.htm


UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549




FORM 8-K

CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(D) OF THE
SECURITIES AND EXCHANGE ACT OF 1934


Date of report: September 3, 2013
(Date of earliest event reported)


E*TRADE FINANCIAL CORPORATION
(Exact name of registrant as specified in charter)

Delaware

1-11921

94-2844166

(State or other jurisdiction of
incorporation)

(Commission File Number)

(I.R.S. Employer Identification No.)

1271 Avenue of the Americas, 14th Floor, New York, New York 10020

New York, New York 10022

(Address of principal executive offices and zip code)

Registrant’s telephone number, including area code:  (646) 521-4300




Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))


Item 8.01

Other Events

E*TRADE Financial Corporation (the “Company”) today announced that E*TRADE Bank has received regulatory approval from the Office of the Comptroller of the Currency and the Federal Reserve Bank of Richmond to dividend $100 million of capital up to the Company.    Following receipt of such regulatory approvals, the E*TRADE Bank board approved the $100 million dividend.  




Item 9.01.

Financial Statements and Exhibits

(d) Exhibits.

Exhibit No.   Description
 
99.1 Press Release


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned, hereunto duly authorized.

E*TRADE FINANCIAL CORPORATION

 
 

Dated:

September 4, 2013

By:

/s/ Karl A. Roessner

Name: Karl A. Roessner

Title: Corporate Secretary