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EX-31.2 - CERTIFICATION - FactorShares 2X: Oil Bull/S&P500 Beare55198ex31-2.htm
EX-31.1 - CERTIFICATION - FactorShares 2X: Oil Bull/S&P500 Beare55198ex31-1.htm

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

FORM 10-Q/A

(Mark One)

 

x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

For the quarterly period ended March 31, 2013

OR

[_] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

For the transition period from ______________________________________ to ____________________________________

Commission File Number: 001-35090

 

FACTORSHARES 2X: OIL BULL/S&P500 BEAR

(Exact name of Registrant as specified in its charter)

 

Delaware

80-0561325

(State or Other Jurisdiction of Incorporation or Organization) (I.R.S. Employer Identification No.)

 

c/o Factor Capital Management, LLC

25 Deforest Avenue
Summit, New Jersey

07901

(Address of Principal Executive Offices) (Zip Code)

Registrant’s telephone number, including area code: (888) 628-3180

____________________________________N/A____________________________________

(Former Name, Former Address and Former Fiscal Year, if Changed Since Last Report)

Indicate by check mark whether the Registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the Registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. Yes ü No     

Indicate by check mark whether the Registrant has submitted electronically and posted on its corporate Web site, if any, an Interactive Data File required to be submitted and posted pursuant to Rule 405 of Regulation S-T (§232.405 of this chapter) during the preceding 12 months (or for such shorter period that the Registrant was required to submit and post such files). Yes ü No    

Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company. See definition of “accelerated filer,” “large accelerated filer,” and “smaller reporting company” in Rule 12b-2 of the Exchange Act. (Check one):

Large Accelerated Filer £ Accelerated Filer  £
Non-Accelerated Filer   £ (Do not check if a smaller reporting company) Smaller reporting company T

Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Exchange Act). Yes      No ü

Indicate the number of outstanding Shares as of May 1, 2013: 200,040 Shares.

 
 

EXPLANATORY NOTE

 

The registrant has prepared this Amendment No. 1 (“Amendment”) on Form 10-Q/A to its Quarterly Report on Form 10-Q for the quarterly period ended March 31, 2013 (the “Form 10-Q”) solely for the purpose of filing Exhibits 31.1 and 31.2 to the Form 10-Q in response to comments received from the staff of the Securities and Exchange Commission. No revisions are being made to the Company’s financial statements. This Amendment does not reflect events occurring after the filing of the Form 10-Q, or modify or update those disclosures that may be affected by subsequent events, and no other changes are being made to any other disclosure contained in the Form 10-Q.

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Item 6. Exhibits.

31.1Certification required under Exchange Act Rules 13a-14 and 15d-14 (filed herewith)
31.2Certification required under Exchange Act Rules 13a-14 and 15d-14 (filed herewith)
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SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

  FACTORSHARES 2X: OIL BULL/S&P500 BEAR
  By: Factor Capital Management, LLC,
    its Managing Owner
  By: /s/ Samuel Masucci, III                                                
    Name:  Samuel Masucci, III
    Title:    Principal Executive Officer

Dated: August 29, 2013

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