Attached files
| file | filename |
|---|---|
| 10-K/A - AMENDMENT NO. 1 TO ANNUAL REPORT - Wells Fargo Commercial Mortgage Trust 2012-LC5 | we28575129-10ka1.htm |
| EX-31 - CERTIFICATION - Wells Fargo Commercial Mortgage Trust 2012-LC5 | we28575129-ex31.htm |
| EX-34.9 - ATTESTATION REPORT - Wells Fargo Commercial Mortgage Trust 2012-LC5 | we28575129-ex34_9.htm |
| EX-99.5 - LETTER - Wells Fargo Commercial Mortgage Trust 2012-LC5 | we28575129-ex99_5.htm |
Exhibit 33.9
|
Wells Fargo Bank, N.A.
Document Custody
1015 10th Avenue Southeast
Minneapolis, MN 55414
|
ASSESSMENT OF COMPLIANCE WITH THE APPLICABLE SERVICING CRITERIA
Management of the Document Custody Section of the Corporate Trust Services division of Wells Fargo Bank, National Association (the “Company”) is responsible for assessing compliance with the servicing criteria set forth in Item 1122(d) of Regulation AB of the Securities and Exchange Commission. Management has determined that the servicing criteria are applicable in regard to the servicing platform for the period as follows:
Platform:
Publicly-issued (i.e., transaction-level reporting required under the Securities Exchange Act of 1934, as amended) residential mortgage-backed securities and commercial mortgage-backed securities issued on or after January 1, 2006 for which the Company provides document custody services, excluding any such securities issued by any agency or instrumentality of the U.S. government (other than the Federal Deposit Insurance Company) or any government sponsored entity (the “Platform”). Appendix A identifies the individual transactions defined by the Company as constituting the Platform.
Period: As of and for the twelve months ended December 31, 2012 (the “Period”).
Applicable Servicing Criteria:
The servicing criteria set forth in Item 1122(d)(1)(iv), 1122(d)(4)(i), 1122(d)(4)(ii) and 1122(d)(4)(iii), in regard to the activities performed by the Company with respect to the Platform (the “Applicable Servicing Criteria”). With respect to the Platform, servicing criterion 1122(d)(4)(iii) is applicable only as it relates to the Company’s obligation to review and maintain the required loan documents related to any additions, removals or substitutions in accordance with the transaction agreements. Management of the Company has determined that all other servicing criteria set forth in Item 1122(d) are not applicable to the Platform.
With respect to the Platform and the Period, the Company’s management provides the following assertion of compliance with respect to the Applicable Servicing Criteria:
1. The Company’s management is responsible for assessing the Company’s compliance with the Applicable Servicing Criteria.
2. The Company’s management has assessed the Company’s compliance with the Applicable Servicing Criteria. In performing this assessment, management used the criteria set forth by the Securities and Exchange Commission in paragraph (d) of Item 1122 of Regulation AB.
3. The Company has determined with respect to applicable servicing criterion 1122(d)(4)(iii) that there were no activities performed during the Period with respect to the Platform, because there were no occurrences of events that would require the Company to perform such activities.
4. Based on such assessment as of and for the Period, the Company has complied, in all material respects with the Applicable Servicing Criteria.
As discussed in Appendix B, the Company has amended its Assessment of Compliance with the Applicable Servicing Criteria dated February 15, 2013 to include the applicable servicing criterion 1122(d)(4)(iii) and to include certain previously omitted transactions in its Platform.
KPMG LLP, an independent registered public accounting firm, has issued an attestation report with respect to management’s assertion of compliance with the Applicable Servicing Criteria as of and for the Period.
| WELLS FARGO BANK, National Association | |||
|
|
By:
|
/s/ Shari L. Gillund | |
| Shari L. Gillund | |||
| Title: | Senior Vice President | ||
| Dated: | August 12, 2013 | ||
Appendix A to the Company’s Assessment of Compliance with the Applicable Servicing Criteria
|
Platform Transactions
|
Previously
Omitted
Transaction?
|
Subject to
1122(d)(4)(iii)?
|
Platform Transactions
|
Previously
Omitted
Transaction?
|
Subject to
1122(d)(4)(iii)?
|
|
|
ABFC FFMLT2006-FFH1
|
BACM 2006-3
|
Y
|
||||
|
ABFC2006-HE1
|
BACM 2006-4
|
Y
|
||||
|
ABFC2006-OPT1
|
BACM 2006-6
|
Y
|
||||
|
ABFC2006-OPT2
|
BACM 2007-2
|
Y
|
||||
|
ABFC2006-OPT3
|
BACM 2007-3
|
Y
|
||||
|
ABSC RFC 2007-HE1
|
BACM 2007-4
|
Y
|
||||
|
ACE2006-ASAP1
|
BACM 2007-5
|
Y
|
||||
|
ACE2006-ASAP2
|
BACM 2008-1
|
Y
|
||||
|
ACE2006-ASAP3
|
BACM 2008-LS1
|
Y
|
||||
|
ACE2006-ASAP4
|
BAFC 2006-B
|
|||||
|
ACE2006-ASAP5
|
BAFC 2006-C
|
|||||
|
ACE2006-ASAP6
|
BAFC 2006-E
|
|||||
|
ACE2006-ASL1
|
BAMC-ABFC2007-WMC1
|
|||||
|
ACE2006-CW1
|
BARC SABR2006-FR1
|
|||||
|
ACE2006-FM1
|
BARC SABR2006-OP1
|
|||||
|
ACE2006-FM2
|
BARC SABR2006-WM1
|
|||||
|
ACE2006-GP1
|
BARC SABR2006-WM2
|
|||||
|
ACE2006-HE1
|
BARC SABR2006-WM3
|
|||||
|
ACE2006-HE2
|
BARC, BCAP2006-AA2
|
|||||
|
ACE2006-HE3
|
BARC, BCAP2007-AA2
|
|||||
|
ACE2006-HE4
|
BARC, BCAP2007-AA3
|
|||||
|
ACE2006-OP1
|
BARC, SABR2006-FR2
|
|||||
|
ACE2006-OP2
|
BARC, SABR2006-FR3
|
|||||
|
ACE2006-SD1
|
BARC, SABR2006-FR4
|
|||||
|
ACE2006-SD2
|
BARC, SABR2006-HE1
|
|||||
|
ACE2006-SD3
|
BARC, SABR2006-HE2
|
|||||
|
ACE2006-SL1
|
BARC, SABR2006-NC1
|
|||||
|
ACE2006-SL2
|
BARC, SABR2006-WM4
|
|||||
|
ACE2006-SL3
|
BARC, SABR2007-BR2
|
|||||
|
ACE2006-SL4
|
BARC,BCAP2006-AA1
|
|||||
|
ACE2007-ASAP1
|
BARC-SABR2007-BR3
|
|||||
|
ACE2007-ASAP2
|
BCAP2007-AA1
|
|||||
|
ACE2007-ASL1
|
BCAP2007-AA4
|
|||||
|
ACE2007-HE1
|
BCAP2007-AA5
|
|||||
|
ACE2007-HE2
|
BCAP2007-AB1
|
|||||
|
ACE2007-HE3
|
BoAALT 2006-1
|
|||||
|
ACE2007-HE4
|
BoAALT 2006-2
|
|||||
|
ACE2007-HE5
|
BoAALT 2006-3
|
|||||
|
ACE2007-SL1
|
BoAALT 2006-4
|
|||||
|
ACE2007-SL2
|
BoAALT 2006-5
|
|||||
|
ACE2007-WM1
|
BoAALT 2006-6
|
|||||
|
ACE2007-WM2
|
BoAALT 2006-7
|
|||||
|
ARMT 2006-3
|
BoAALT 2006-8
|
|||||
|
BACM 2006-1
|
Y
|
BoAALT 2006-9
|
A-1
|
Platform Transactions
|
Previously
Omitted
Transaction?
|
Subject to
1122(d)(4)(iii)?
|
Platform Transactions
|
Previously
Omitted
Transaction?
|
Subject to
1122(d)(4)(iii)?
|
|
|
BOAALT 2007-1
|
BSALTA 2006-8
|
|||||
|
BoAALT 2007-2
|
BSALTA 2007-1
|
|||||
|
BoAMS 2006-1
|
BSALTA 2007-2
|
|||||
|
BoAMS 2006-2
|
BSALTA 2007-3
|
|||||
|
BoAMS 2006-3
|
BSART 2006-1
|
|||||
|
BoAMS 2006-A
|
BSART 2006-2
|
|||||
|
BoAMS 2006-B
|
BSART 2006-4
|
|||||
|
BOAMS 2007-1
|
BSART 2007-1
|
|||||
|
BoAMS 2007-2
|
BSART 2007-2
|
|||||
|
BOAMS 2007-3
|
BSART 2007-4
|
|||||
|
BOAMS 2007-4
|
BSART 2007-5
|
|||||
|
BSAAT 2007-1
|
BSMF 2006-AC1
|
|||||
|
BSABS 2006-2
|
BSMF 2006-AR1
|
|||||
|
BSABS 2006-3
|
BSMF 2006-AR2
|
|||||
|
BSABS 2006-4
|
BSMF 2006-AR3
|
|||||
|
BSABS 2006-AC1
|
BSMF 2006-AR4
|
|||||
|
BSABS 2006-AC2
|
BSMF 2006-AR5
|
|||||
|
BSABS 2006-AC3
|
BSMF 2006-SL1
|
Y
|
||||
|
BSABS 2006-AC4
|
BSMF 2006-SL2
|
Y
|
||||
|
BSABS 2006-AC5
|
BSMF 2006-SL3
|
|||||
|
BSABS 2006-IM1
|
BSMF 2006-SL4
|
|||||
|
BSABS 2006-SD1
|
Y
|
BSMF 2006-SL5
|
||||
|
BSABS 2006-SD2
|
Y
|
BSMF 2006-SL6
|
||||
|
BSABS 2006-SD3
|
BSMF 2007-AR1
|
|||||
|
BSABS 2006-SD4
|
BSMF 2007-AR2
|
|||||
|
BSABS 2006-ST1
|
BSMF 2007-AR3
|
|||||
|
BSABS 2007-1
|
BSMF 2007-AR4
|
|||||
|
BSABS 2007-2
|
BSMF 2007-AR5
|
|||||
|
BSABS 2007-AC1
|
BSMF 2007-SL1
|
|||||
|
BSABS 2007-AC2
|
BSMF 2007-SL2
|
|||||
|
BSABS 2007-AC3
|
BSSLT 2007-1
|
Y
|
||||
|
BSABS 2007-AC4
|
CARR-2007-FRE1
|
|||||
|
BSABS 2007-AC5
|
CARR-2007-RFC1
|
|||||
|
BSABS 2007-AC6
|
Carrington 2006-FRE1
|
|||||
|
BSABS 2007-SD1
|
Carrington 2006-FRE2
|
|||||
|
BSABS 2007-SD2
|
Carrington 2006-OPT1
|
|||||
|
BSABS 2007-SD3
|
CCMT 2006-C5
|
Y
|
||||
|
BSALTA 2006-1
|
CCMT 2008-C7
|
Y
|
||||
|
BSALTA 2006-2
|
CD 2006-CD2
|
Y
|
||||
|
BSALTA 2006-3
|
CD 2007-CD4
|
Y
|
||||
|
BSALTA 2006-4
|
CD 2007-CD5
|
Y
|
||||
|
BSALTA 2006-5
|
CMLT2006-RFC1
|
|||||
|
BSALTA 2006-6
|
CMLTI 2006-HE3
|
|||||
|
BSALTA 2006-7
|
CMLTI 2007-AR4
|
A-2
|
Platform Transactions
|
Previously
Omitted
Transaction?
|
Subject to
1122(d)(4)(iii)?
|
Platform Transactions
|
Previously
Omitted
Transaction?
|
Subject to
1122(d)(4)(iii)?
|
|
|
CMLTI 2007-AR5
|
CSMC 2007-3
|
|||||
|
CMLTI 2007-AR8
|
CSMC 2007-4
|
|||||
|
CMLTI 2007-WFHE2
|
CSMC 2007-6
|
|||||
|
CMLTI 2007-WFHE3
|
CSMC 2007-7
|
|||||
|
CMLTI 2007-WFHE4
|
DBALT2006-AB1
|
|||||
|
CMRA, PHH2008-CIM1
|
DBALT2006-AB2
|
|||||
|
CMSC 2007-5
|
DBALT2006-AB3
|
|||||
|
COBALT 2006-C1
|
Y
|
DBALT2006-AB4
|
||||
|
COBALT 2007-C2
|
Y
|
DBALT2006-AF1
|
||||
|
COBALT 2007-C3
|
Y
|
DBALT2006-AR1
|
||||
|
COMM 2006-C7
|
Y
|
DBALT2006-AR2
|
||||
|
COMM 2007-C9
|
Y
|
DBALT2006-AR3
|
||||
|
COMM12-CCRE1
|
Y
|
DBALT2006-AR4
|
||||
|
COMM12-CCRE2
|
Y
|
DBALT2006-AR5
|
||||
|
COMM12-CCRE4
|
Y
|
DBALT2007-1
|
||||
|
COMM12-CCRE5
|
Y
|
DBALT2007-2
|
||||
|
CSAB 2006-1
|
Y
|
DBALT2007-3
|
||||
|
CSAB 2006-2
|
DBALT2007-AB1
|
|||||
|
CSAB 2006-3
|
DBALT2007-AR1
|
|||||
|
CSAB 2006-4
|
DBALT2007-AR2
|
|||||
|
CSAB 2007-1
|
DBALT2007-AR3
|
|||||
|
CSFB 2006-C1
|
Y
|
DBALT2007-BAR1
|
||||
|
CSFB 2006-C2
|
Y
|
DBALT2007-OA1
|
||||
|
CSFB 2006-C3
|
Y
|
DBALT2007-OA2
|
||||
|
CSFB 2006-C4
|
Y
|
DBALT2007-OA3
|
||||
|
CSFB 2006-C5
|
Y
|
DBALT2007-OA4
|
||||
|
CSFB 2007-C1
|
Y
|
DBALT2007-OA5
|
||||
|
CSFB 2007-C2
|
Y
|
DBALT2007-RAMP1
|
||||
|
CSFB 2007-C3
|
Y
|
DBALTL 2006-AR6
|
||||
|
CSFB 2007-C4
|
Y
|
DBALTL 2006-OA1
|
||||
|
CSFB 2007-C5
|
Y
|
DBUBS 11-LC3
|
||||
|
CSFB 2008-C1
|
Y
|
FASC, 2006-FF16
|
||||
|
CSFB ABSC 2006-HE3
|
FASC, 2006-FF8
|
|||||
|
CSFB ABSC 2006-HE5
|
FF 2006-FF1
|
Y
|
||||
|
CSFB ARMT 2006-2
|
FFML 2006-FF5
|
Y
|
||||
|
CSMC 2006-1
|
FFML2006-FF2
|
|||||
|
CSMC 2006-2
|
FFML2006-FF7
|
|||||
|
CSMC 2006-3
|
FFML2006-FF9
|
|||||
|
CSMC 2006-4
|
FREM, 2006-A
|
|||||
|
CSMC 2006-7
|
FREM, 2006-B
|
|||||
|
CSMC 2006-8
|
FREM, 2006-C
|
|||||
|
CSMC 2006-9
|
FREM, 2006-D
|
|||||
|
CSMC 2007-1
|
FREM, 2006-E
|
|||||
|
CSMC 2007-2
|
FSMC, 2006-1
|
A-3
|
Platform Transactions
|
Previously
Omitted
Transaction?
|
Subject to
1122(d)(4)(iii)?
|
Platform Transactions
|
Previously
Omitted
Transaction?
|
Subject to
1122(d)(4)(iii)?
|
|
|
FSMC, 2006-2
|
GSR 2006-AR2
|
|||||
|
FSMC, 2006-3
|
GSR 2007-AR1
|
|||||
|
FSMC, 2007-1
|
GSR 2007-AR2
|
|||||
|
GCMI, SV2006-OPT1
|
GSR 2007-HEL1
|
|||||
|
GCMI, SV2006-OPT2
|
HALO 2007-2
|
|||||
|
GCMI, SV2006-OPT3
|
HARBORVIEW 2007-2
|
Y
|
||||
|
GCMI, SV2006-OPT4
|
HASCO 2006-OPT2
|
Y
|
||||
|
GCMI, SV2006-OPT5
|
HASCO 2006-OPT1
|
Y
|
||||
|
GCMI-HVIEW2007-4
|
HASCO 2006-OPT3
|
Y
|
||||
|
GCMI-HVIEW2007-7
|
HASCO 2007-HE2
|
Y
|
||||
|
GCMI-RBSGC2007-B
|
HASCO 2007-NC1
|
Y
|
||||
|
GCMI-SV2007-OPT1
|
HASCO 2007-WF1
|
Y
|
||||
|
GCMI-SV2007-OPT2
|
HASCO2006-OPT4
|
|||||
|
GCMI-SV2007-OPT3
|
HASCO2006-WMC1
|
|||||
|
GCMI-SV2007-OPT4
|
HEAT 2006-1
|
|||||
|
GCMI-SV2007-OPT5
|
HEAT 2006-3
|
|||||
|
GCMI-SV2007-WMC1
|
HEAT 2006-4
|
|||||
|
GECMC 2007-C1
|
Y
|
HEAT 2006-5
|
||||
|
GMAC 2006-C1
|
Y
|
HEAT 2006-6
|
||||
|
GNPT 2006-AR1
|
HEAT 2006-7
|
|||||
|
GNPT 2006-AR2
|
HEAT 2006-8
|
|||||
|
GNPT 2006-AR3
|
HEAT 2007-1
|
|||||
|
GS 2006-GG6
|
Y
|
HEAT 2007-2
|
||||
|
GS 2006-GG8
|
Y
|
HEAT 2007-3
|
||||
|
GS 2007-GG10
|
Y
|
HELT2007-FRE1
|
||||
|
GSAA 2006-10
|
HEMT 2006-1
|
|||||
|
GSAA 2006-12
|
HEMT 2006-3
|
|||||
|
GSAA 2006-14
|
HEMT 2006-4
|
|||||
|
GSAA 2006-16
|
HSBA-FFML2006-FF11
|
|||||
|
GSAA 2006-18
|
HSBA-HALO2006-2
|
|||||
|
GSAA 2006-6
|
HSBA-HALO2007-1
|
|||||
|
GSAA 2006-8
|
HSBA-HALO2007-AR1
|
|||||
|
GSAA 2007-10
|
HSBA-HALO2007-AR2
|
|||||
|
GSAA 2007-4
|
HSBA-HALO2007-WF1
|
|||||
|
GSAA 2007-5
|
HSBA-HASCO2006-HE1
|
|||||
|
GSAA 2007-6
|
HSBA-HASCO2006-HE2
|
|||||
|
GSAA 2007-7
|
HSBA-HASCO2007-HE1
|
|||||
|
GSAA 2007-8
|
HSBA-HASCO2007-OPT1
|
|||||
|
GSAA 2007-9
|
JPM CHAS 2006-CIBC16
|
Y
|
Y
|
|||
|
GSAMP 2006-S3
|
JPM CHAS 2007-CIBC18
|
Y
|
Y
|
|||
|
GSMSC 12-GC6
|
Y
|
JPM CHAS 2007-CIBC20
|
Y
|
Y
|
||
|
GSMSC 12GCJ7
|
Y
|
JPM CHASE 2006-LDP6
|
Y
|
|||
|
GSR 2006-5F
|
JPM CHASE 2007-C1
|
Y
|
Y
|
|||
|
GSR 2006-AR1
|
JPM CHASE 2007-LDP10
|
Y
|
A-4
|
Platform Transactions
|
Previously
Omitted
Transaction?
|
Subject to
1122(d)(4)(iii)?
|
Platform Transactions
|
Previously
Omitted
Transaction?
|
Subject to
1122(d)(4)(iii)?
|
|
|
JPMC 12-CIBX
|
Y
|
LXS 2007-12N
|
||||
|
JPMC 12-LC9
|
Y
|
LXS 2007-14H
|
||||
|
JPMC 2011-C5
|
Y
|
LXS 2007-15N
|
||||
|
JPMC 2012-C6
|
Y
|
LXS 2007-2N
|
||||
|
JPMC 2012-C8
|
Y
|
LXS 2007-3
|
||||
|
JPMORGAN 2006-LDP7
|
Y
|
LXS 2007-4N
|
||||
|
LMT 2006-2
|
LXS 2007-6
|
|||||
|
LMT 2006-4
|
LXS 2007-8H
|
|||||
|
LMT 2006-5
|
LXS 2007-9
|
|||||
|
LMT 2006-7
|
MABS 2007-HE1
|
|||||
|
LMT 2006-8
|
MABS 2007-HE2
|
|||||
|
LMT 2007-10
|
MALT 2007-HF1
|
|||||
|
LMT 2007-2
|
MANA 2007-A1
|
|||||
|
LMT 2007-4
|
MANA 2007-A2
|
|||||
|
LMT 2007-5
|
MANA 2007-A3
|
|||||
|
LMT 2007-6
|
MANA 2007-AF1
|
|||||
|
LMT 2007-7
|
MANA 2007-F1
|
|||||
|
LMT 2007-8
|
MANA 2007-OAR1
|
|||||
|
LMT 2007-9
|
MANA 2007-OAR2
|
|||||
|
LMT 2008-2
|
MANA 2007-OAR3
|
|||||
|
LUMI2007-1
|
MANA 2007-OAR4
|
|||||
|
LUMI2007-2
|
MANA 2007-OAR5
|
|||||
|
LUMINENT 2006-2
|
Y
|
MARM 2007-3
|
||||
|
LUMINENT 2006-7
|
Y
|
MARM 2007-HF1
|
||||
|
LUMINENT2006-3
|
MARM 2007-HF2
|
|||||
|
LUMINENT2006-4
|
MASTR 2007-1
|
|||||
|
LUMINENT2006-5
|
MERR OWNIT 2006-2
|
|||||
|
LUMINENT2006-6
|
MLCC 2006-1
|
|||||
|
LXS 2006-01
|
MLCC 2006-2
|
|||||
|
LXS 2006-10N
|
MLCC 2006-3
|
|||||
|
LXS 2006-11
|
MLCC 2007-1
|
|||||
|
LXS 2006-12N
|
MLCC 2007-2
|
|||||
|
LXS 2006-13
|
MLCC 2007-3
|
|||||
|
LXS 2006-15
|
MLMBS 2007-1
|
|||||
|
LXS 2006-17
|
MLMBS 2007-2
|
|||||
|
LXS 2006-18N
|
MLMBS 2007-3
|
|||||
|
LXS 2006-19
|
MLMI 2006-A1
|
|||||
|
LXS 2006-20
|
MLMI 2006-A2
|
|||||
|
LXS 2006-3
|
MLMI 2006-A3
|
|||||
|
LXS 2006-5
|
MLMI 2006-A4
|
|||||
|
LXS 2006-7
|
MLMI 2006-AF1
|
|||||
|
LXS 2006-8
|
MLMI 2006-AF2
|
|||||
|
LXS 2007-1
|
MLMI 2006-F1
|
|||||
|
LXS 2007-11
|
MLMI 2006-FM1
|
A-5
|
Platform Transactions
|
Previously
Omitted
Transaction?
|
Subject to
1122(d)(4)(iii)?
|
Platform Transactions
|
Previously
Omitted
Transaction?
|
Subject to
1122(d)(4)(iii)?
|
|
|
MLMI 2006-HE1
|
MSCC HEL 2007-1
|
|||||
|
MLMI 2006-HE2
|
MSCC-2007-14AR
|
|||||
|
MLMI 2006-HE3
|
MSCI 2007-IQ15
|
Y
|
Y
|
|||
|
MLMI 2006-OPT1
|
NAAC 2006-AP1
|
Y
|
||||
|
MLMI 2006-RM1
|
NAAC 2006-AR1
|
Y
|
||||
|
MLMI 2006-SL1
|
NAAC 2007-2
|
Y
|
||||
|
MLMI 2006-SL2
|
NAAC2006-AF1
|
|||||
|
MLMI 2006-WMC1
|
NAAC2006-AF2
|
|||||
|
MLMI 2006-WMC2
|
NAAC2006-AR2
|
|||||
|
MLMI 2007-HE2
|
NAAC2006-AR3
|
|||||
|
MORG2012C5
|
NAAC2006-WF1
|
|||||
|
MRGN 2006-HE1
|
NAAC2007-1
|
|||||
|
MRGN, 2006-HE2
|
NAAC2007-3
|
|||||
|
MRGN, 2006-HE3
|
NCMC 2008-1
|
|||||
|
MRGN, 2006-HE4
|
NewCastle2007-1
|
|||||
|
MRGN, 2006-HE5
|
NHEL 2006-FM1
|
Y
|
||||
|
MRGN, 2006-HE6
|
NHEL2006-FM2
|
|||||
|
MRGN, 2006-HE7
|
NHEL2006-HE1
|
|||||
|
MRGN, 2006-HE8
|
NHEL2006-HE2
|
|||||
|
MRGN, 2006-WMC1
|
NHEL2006-HE3
|
|||||
|
MRGN, 2006-WMC2
|
NHEL2006-WF1
|
|||||
|
MRGN, 2007-HE2
|
NOMU-NAAC2006-AR4
|
|||||
|
Mrgn, 2007-HE5
|
NOMU-NAAC2007-S2
|
|||||
|
Mrgn, 2007-HE6
|
NOMU-NHEL2006-AF1
|
|||||
|
MRGN, 2007-HE7
|
NOMU-NHEL2007-1
|
|||||
|
MRGN,2007-1
|
NOMU-NHEL2007-2
|
|||||
|
MRGN,2007-HE3
|
NOMU-NHEL2007-3
|
|||||
|
MRGN-ELAT2007-1
|
OOMLT 2006-1
|
|||||
|
MRGN-ELAT2007-2
|
OOMLT 2006-2
|
|||||
|
MRGN-MSSTI2007-1
|
OOMLT 2006-3
|
|||||
|
MSBAM 12-C6
|
Y
|
OPT1-2007-1
|
||||
|
MSC 2006-IQ12
|
Y
|
Y
|
OPT1-2007-2
|
|||
|
MSC 2007-HQ11
|
Y
|
Y
|
OPT1-2007-3
|
|||
|
MSC 2007-HQ13
|
Y
|
OPT1-2007-4
|
||||
|
MSCC 11-C3
|
OPT1-2007-5
|
|||||
|
MSCC 12-C4
|
OPT1-2007-6
|
|||||
|
MSCC 2006-11
|
OPT1-2007-CP1
|
|||||
|
MSCC 2006-3AR
|
OPT1-2007-FXD1
|
|||||
|
MSCC 2006-5AR
|
OPT1-2007-FXD2
|
|||||
|
MSCC 2006-6AR
|
OPT1-2007-HL1
|
Y
|
||||
|
MSCC 2006-7
|
PC 2006-1
|
Y
|
||||
|
MSCC 2006-8AR
|
PHH AM 2007-1
|
|||||
|
MSCC 2007-12
|
PHH AM 2007-2
|
|||||
|
MSCC 2007-13
|
PHH AM 2007-3
|
A-6
|
Platform Transactions
|
Previously
Omitted
Transaction?
|
Subject to
1122(d)(4)(iii)?
|
Platform Transactions
|
Previously
Omitted
Transaction?
|
Subject to
1122(d)(4)(iii)?
|
|
|
PHHMC 2008-CIM2
|
RFCO 2006-KS2
|
|||||
|
PRIME 2006-1
|
RFCO 2006-KS3
|
|||||
|
PRIME 2006-2
|
RFCO 2006-KS4
|
|||||
|
PRIME 2006-CL1
|
RFCO 2006-KS5
|
|||||
|
PRIME 2007-1
|
RFCO 2006-KS6
|
|||||
|
PRIME 2007-2
|
RFCO 2006-KS7
|
|||||
|
PRIME 2007-3
|
RFCO 2006-KS8
|
|||||
|
RAAC Series 2006-SP1
|
Y
|
RFCO 2006-KS9
|
||||
|
Trust
|
RFCO 2006-NC2
|
|||||
|
RAAC Series 2006-SP2
|
Y
|
RFCO 2006-NC3
|
||||
|
Trust
|
RFCO 2006-QA1
|
|||||
|
RAAC Series 2006-SP3
|
Y
|
RFCO 2006-QA10
|
||||
|
Trust
|
RFCO 2006-QA11
|
|||||
|
RAAC Series 2006-SP4
|
Y
|
RFCO 2006-QA2
|
||||
|
RAMP Series 2006-NC1 Trust
|
Y
|
RFCO 2006-QA3
|
||||
|
RAMP Series 2007-RS2 Trust
|
Y
|
RFCO 2006-QA4
|
||||
|
Renaissance 2006-1
|
RFCO 2006-QA5
|
|||||
|
Renaissance 2006-2
|
RFCO 2006-QA6
|
|||||
|
Renaissance 2006-3
|
RFCO 2006-QA7
|
|||||
|
Renaissance 2006-4
|
RFCO 2006-QA8
|
|||||
|
Renaissance 2007-1
|
RFCO 2006-QA9
|
|||||
|
Renaissance 2007-2
|
RFCO 2006-QH1
|
|||||
|
Renaissance 2007-3
|
RFCO 2006-QO1
|
|||||
|
RFC 2007-QH7
|
RFCO 2006-QO10
|
|||||
|
RFC 2007-QS9
|
RFCO 2006-QO2
|
|||||
|
RFCO 2006-EFC1
|
RFCO 2006-QO3
|
|||||
|
RFCO 2006-EFC2
|
RFCO 2006-QO4
|
|||||
|
RFCO 2006-EMX1
|
RFCO 2006-QO5
|
|||||
|
RFCO 2006-EMX3
|
RFCO 2006-QO6
|
|||||
|
RFCO 2006-EMX4
|
RFCO 2006-QO7
|
|||||
|
RFCO 2006-EMX5
|
RFCO 2006-QO8
|
|||||
|
RFCO 2006-EMX7
|
RFCO 2006-QO9
|
|||||
|
RFCO 2006-EMX8
|
RFCO 2006-QS1
|
|||||
|
RFCO 2006-EMX9
|
RFCO 2006-QS10
|
|||||
|
RFCO 2006-HI1
|
RFCO 2006-QS11
|
|||||
|
RFCO 2006-HI2
|
RFCO 2006-QS12
|
|||||
|
RFCO 2006-HI3
|
RFCO 2006-QS13
|
|||||
|
RFCO 2006-HI4
|
RFCO 2006-QS14
|
|||||
|
RFCO 2006-HI5
|
RFCO 2006-QS15
|
|||||
|
RFCO 2006-HSA1
|
RFCO 2006-QS16
|
|||||
|
RFCO 2006-HSA2
|
RFCO 2006-QS17
|
|||||
|
RFCO 2006-HSA4
|
RFCO 2006-QS18
|
|||||
|
RFCO 2006-HSA5
|
RFCO 2006-QS3
|
|||||
|
RFCO 2006-KS1
|
RFCO 2006-QS4
|
A-7
|
Platform Transactions
|
Previously
Omitted
Transaction?
|
Subject to
1122(d)(4)(iii)?
|
Platform Transactions
|
Previously
Omitted
Transaction?
|
Subject to
1122(d)(4)(iii)?
|
|
|
RFCO 2006-QS5
|
RFCO 2007-QH2
|
|||||
|
RFCO 2006-QS6
|
RFCO 2007-QH3
|
|||||
|
RFCO 2006-QS7
|
RFCO 2007-QH4
|
|||||
|
RFCO 2006-QS8
|
RFCO 2007-QH5
|
|||||
|
RFCO 2006-QS9
|
RFCO 2007-QH8
|
|||||
|
RFCO 2006-RS1
|
RFCO 2007-QH9
|
|||||
|
RFCO 2006-RS2
|
RFCO 2007-QO1
|
|||||
|
RFCO 2006-RS3
|
RFCO 2007-QO2
|
|||||
|
RFCO 2006-RS4
|
RFCO 2007-QO3
|
|||||
|
RFCO 2006-RS5
|
RFCO 2007-QO4
|
|||||
|
RFCO 2006-RS6
|
RFCO 2007-QO5
|
|||||
|
RFCO 2006-RZ1
|
RFCO 2007-QS1
|
|||||
|
RFCO 2006-RZ2
|
RFCO 2007-QS10
|
|||||
|
RFCO 2006-RZ3
|
RFCO 2007-QS11
|
|||||
|
RFCO 2006-RZ4
|
RFCO 2007-QS2
|
|||||
|
RFCO 2006-RZ5
|
RFCO 2007-QS3
|
|||||
|
RFCO 2006-S10
|
RFCO 2007-QS4
|
|||||
|
RFCO 2006-S11
|
RFCO 2007-QS5
|
|||||
|
RFCO 2006-S12
|
RFCO 2007-QS6
|
|||||
|
RFCO 2006-S2
|
RFCO 2007-QS7
|
|||||
|
RFCO 2006-S3
|
RFCO 2007-QS8
|
|||||
|
RFCO 2006-S4
|
RFCO 2007-RS1
|
|||||
|
RFCO 2006-S5
|
RFCO 2007-RZ1
|
|||||
|
RFCO 2006-S6
|
RFCO 2007-S1
|
|||||
|
RFCO 2006-S7
|
RFCO 2007-S2
|
|||||
|
RFCO 2006-S8
|
RFCO 2007-S3
|
|||||
|
RFCO 2006-S9
|
RFCO 2007-S4
|
|||||
|
RFCO 2006-SA1
|
RFCO 2007-S5
|
|||||
|
RFCO 2006-SA2
|
RFCO 2007-S6
|
|||||
|
RFCO 2006-SA4
|
RFCO 2007-S7
|
|||||
|
RFCO 2007-EMX1
|
RFCO 2007-S8
|
|||||
|
RFCO 2007-HI1
|
RFCO 2007-S9
|
|||||
|
RFCO 2007-HSA1
|
RFCO 2007-SA1
|
|||||
|
RFCO 2007-HSA2
|
RFCO 2007-SA2
|
|||||
|
RFCO 2007-HSA3
|
RFCO 2007-SA3
|
|||||
|
RFCO 2007-KS1
|
RFCO 2007-SA4
|
|||||
|
RFCO 2007-KS2
|
RFCO 2007-SP1
|
|||||
|
RFCO 2007-KS4
|
RFCO 2007-SP2
|
|||||
|
RFCO 2007-QA1
|
RFCO 2007-SP3
|
|||||
|
RFCO 2007-QA2
|
RFCO2007-QH6
|
|||||
|
RFCO 2007-QA3
|
RFMSI Series 2006-S1 Trust
|
Y
|
||||
|
RFCO 2007-QA4
|
SABR2007-HE1
|
|||||
|
RFCO 2007-QA5
|
SACO 2006-10
|
|||||
|
RFCO 2007-QH1
|
SACO 2006-2
|
A-8
|
Platform Transactions
|
Previously
Omitted
Transaction?
|
Subject to
1122(d)(4)(iii)?
|
Platform Transactions
|
Previously
Omitted
Transaction?
|
Subject to
1122(d)(4)(iii)?
|
|
|
SACO 2006-3
|
SASCO 2006-3H
|
|||||
|
SACO 2006-4
|
SASCO 2006-BC1
|
|||||
|
SACO 2006-5
|
SASCO 2006-BC2
|
|||||
|
SACO 2006-6
|
SASCO 2006-BC3
|
|||||
|
SACO 2006-7
|
SASCO 2006-BC5
|
|||||
|
SACO 2006-9
|
SASCO 2006-BC6
|
|||||
|
SACO 2007-1
|
SASCO 2006-OPT1
|
Y
|
||||
|
SACO 2007-2
|
SASCO 2006-WF1
|
Y
|
||||
|
SAIL 2006-1
|
SASCO 2006-WF2
|
|||||
|
SAIL 2006-2
|
SASCO 2006-WF3
|
|||||
|
SAIL 2006-3
|
SASCO 2007-BC1
|
|||||
|
SAIL 2006-4
|
SASCO 2007-BC2
|
|||||
|
SAMI 2006-AR1
|
SASCO 2007-BC3
|
|||||
|
SAMI 2006-AR2
|
SASCO 2007-BC4
|
|||||
|
SAMI 2006-AR3
|
SASCO 2007-SC1
|
|||||
|
SAMI 2006-AR4
|
SASCO 2007-WF1
|
|||||
|
SAMI 2006-AR5
|
SASCO 2007-WF2
|
|||||
|
SAMI 2006-AR8
|
SASCO TIAA 2007-C4
|
Y
|
Y
|
|||
|
SAMI 2007-AR1
|
SEMT 2011-1
|
|||||
|
SAMI 2007-AR2
|
SEMT 2011-2
|
|||||
|
SAMI 2007-AR3
|
SEMT 2012-1
|
|||||
|
SAMI 2007-AR4
|
SEMT 2012-2
|
|||||
|
SAMI 2007-AR5
|
SEMT 2012-3
|
|||||
|
SAMI 2007-AR6
|
SEMT 2012-4
|
|||||
|
SAMI 2007-AR7
|
SEMT 2012-5
|
|||||
|
SARM 2006-1
|
SEMT 2012-6
|
|||||
|
SARM 2006-11
|
SGMF 2006-FRE1
|
|||||
|
SARM 2006-12
|
SGMF 2006-OPT2
|
|||||
|
SARM 2006-2
|
SGMS 2006-FRE2
|
|||||
|
SARM 2006-3
|
SMTS 2006-1
|
|||||
|
SARM 2006-4
|
SMTS 2007-1
|
|||||
|
SARM 2006-5
|
SMTS 2007-2
|
|||||
|
SARM 2006-6
|
SMTS 2007-3
|
|||||
|
SARM 2006-7
|
SMTS 2007-4
|
|||||
|
SARM 2006-8
|
SMTS 2010-H1
|
|||||
|
SARM 2007-10
|
SQALT 2006-1
|
|||||
|
SARM 2007-11
|
STARM 2007-2
|
|||||
|
SARM 2007-3
|
STARM 2007-3
|
|||||
|
SARM 2007-4
|
UBS MABS 2006-AB1
|
|||||
|
SARM 2007-5
|
UBS MABS 2006-FRE1
|
|||||
|
SARM 2007-6
|
UBS MABS 2006-HE1
|
|||||
|
SARM 2007-7
|
UBS MABS 2006-HE2
|
|||||
|
SARM 2007-8
|
UBS MABS 2006-HE3
|
|||||
|
SARM 2007-9
|
UBS MABS 2006-HE4
|
A-9
|
Platform Transactions
|
Previously
Omitted
Transaction?
|
Subject to
1122(d)(4)(iii)?
|
Platform Transactions
|
Previously
Omitted
Transaction?
|
Subject to
1122(d)(4)(iii)?
|
|
|
UBS MABS 2006-HE5
|
WFMBS 2006-1
|
|||||
|
UBS MABS 2006-WMC1
|
WFMBS 2006-10
|
|||||
|
UBS MABS 2006-WMC2
|
WFMBS 2006-11
|
|||||
|
UBS MABS 2006-WMC3
|
WFMBS 2006-12
|
|||||
|
UBS MABS 2006-WMC4
|
WFMBS 2006-13
|
|||||
|
UBS MABS 2007-WMC1
|
WFMBS 2006-14
|
|||||
|
UBS MALT 2006-1
|
WFMBS 2006-15
|
|||||
|
UBS MALT 2006-2
|
WFMBS 2006-16
|
|||||
|
UBS MALT 2006-3
|
WFMBS 2006-17
|
|||||
|
UBS MALT 2007-1
|
WFMBS 2006-18
|
|||||
|
UBS MARM 2006-2
|
WFMBS 2006-19
|
|||||
|
UBS MARM 2006-OA1
|
WFMBS 2006-2
|
|||||
|
UBS MARM 2006-OA2
|
WFMBS 2006-20
|
|||||
|
UBS MARM 2007-1
|
WFMBS 2006-3
|
|||||
|
UBS MARM 2007-2
|
WFMBS 2006-4
|
|||||
|
UBS MASL 2006-1
|
WFMBS 2006-5
|
|||||
|
UBS MASTR 2006-1
|
WFMBS 2006-6
|
|||||
|
UBS MASTR 2006-2
|
WFMBS 2006-7
|
|||||
|
UBS MASTR 2006-3
|
WFMBS 2006-8
|
|||||
|
WACHOVIA 2006-C23
|
Y
|
WFMBS 2006-9
|
||||
|
WACHOVIA 2006-C25
|
Y
|
WFMBS 2006-AR1
|
||||
|
WACHOVIA 2006-C26
|
Y
|
WFMBS 2006-AR10
|
||||
|
WACHOVIA 2006-C27
|
Y
|
WFMBS 2006-AR11
|
||||
|
WACHOVIA 2006-C28
|
Y
|
WFMBS 2006-AR12
|
||||
|
WACHOVIA 2006-C29
|
Y
|
WFMBS 2006-AR13
|
||||
|
WACHOVIA 2007-30
|
Y
|
WFMBS 2006-AR14
|
||||
|
WACHOVIA 2007-C31
|
Y
|
WFMBS 2006-AR15
|
||||
|
WACHOVIA 2007-C32
|
Y
|
WFMBS 2006-AR16
|
||||
|
WACHOVIA 2007-C33
|
Y
|
WFMBS 2006-AR17
|
||||
|
WACHOVIA 2007-C34
|
Y
|
WFMBS 2006-AR18
|
||||
|
WFALT 2007-AR5
|
WFMBS 2006-AR19
|
|||||
|
WFALT 2007-PA1
|
WFMBS 2006-AR2
|
|||||
|
WFALT 2007-PA2
|
WFMBS 2006-AR3
|
|||||
|
WFALT 2007-PA3
|
WFMBS 2006-AR4
|
|||||
|
WFALT 2007-PA4
|
WFMBS 2006-AR5
|
|||||
|
WFALT 2007-PA5
|
WFMBS 2006-AR6
|
|||||
|
WFALT 2007-PA6
|
WFMBS 2006-AR7
|
|||||
|
WFCM 12-LC5
|
Y
|
Y
|
WFMBS 2006-AR8
|
|||
|
WFHET 2006-1
|
WFMBS 2007-1
|
|||||
|
WFHET 2006-2
|
WFMBS 2007-10
|
|||||
|
WFHET 2006-3
|
WFMBS 2007-11
|
|||||
|
WFHET 2007-1
|
WFMBS 2007-12
|
|||||
|
WFHET 2007-2
|
WFMBS 2007-13
|
|||||
|
WFHM 2007-M04
|
WFMBS 2007-14
|
A-10
|
Platform Transactions
|
Previously
Omitted
Transaction?
|
Subject to
1122(d)(4)(iii)?
|
||||
|
WFMBS 2007-15
|
||||||
|
WFMBS 2007-16
|
||||||
|
WFMBS 2007-17
|
||||||
|
WFMBS 2007-2
|
||||||
|
WFMBS 2007-3
|
||||||
|
WFMBS 2007-4
|
||||||
|
WFMBS 2007-5
|
||||||
|
WFMBS 2007-6
|
||||||
|
WFMBS 2007-7
|
||||||
|
WFMBS 2007-8
|
||||||
|
WFMBS 2007-9
|
||||||
|
WFMBS 2007-AR10
|
||||||
|
WFMBS 2007-AR3
|
||||||
|
WFMBS 2007-AR4
|
||||||
|
WFMBS 2007-AR5
|
||||||
|
WFMBS 2007-AR6
|
||||||
|
WFMBS 2007-AR7
|
||||||
|
WFMBS 2007-AR8
|
||||||
|
WFMBS 2007-AR9
|
||||||
|
WFMBS 2008-1
|
||||||
|
WFMBS 2008-AR1
|
||||||
|
WFMBS 2008-AR2
|
||||||
|
WFRBS 11-C5
|
Y
|
|||||
|
WFRBS 12-C10
|
Y
|
Y
|
||||
|
WFRBS 12-C6
|
Y
|
Y
|
||||
|
WFRBS 12-C7
|
Y
|
Y
|
||||
|
WFRBS 12-C8
|
Y
|
Y
|
||||
|
WFRBS 12-C9
|
Y
|
Y
|
||||
|
WMC-2006-1
|
A-11
Appendix B to the Company’s Assessment of Compliance with the Applicable Servicing Criteria
The Company has amended its assessment of compliance dated February 15, 2013 to include the applicable servicing criteria 1122(d)(4)(iii) and to include certain previously omitted transactions in its Platform.
The assessment herein has been amended to reflect the performance by the Company of the Securities and Exchange Commission’s Regulation AB Item 1122(d)(4)(iii) for the Period. Although this criterion was previously deemed “not applicable” for the Period, the Company has determined that it is in fact applicable to the activities it performs with respect to the Platform, but there were no occurrences of events with respect to such criterion during the Period; and thus the assessment herein corrects the reporting of such performance. The transactions to which criterion 1122(d)(4)(iii) apply are identified in Appendix A.
The assessment herein has been corrected to reflect the inclusion of certain previously omitted transactions in the Platform. Based on the definition of the Platform, such previously omitted transactions and securities have been identified by management as part of the Platform. The assessment herein includes the listing of the transactions and securities in Appendix A which were subject to the Company’s assessment that it complied in all material respects with the Applicable Servicing Criteria. The previously omitted transactions have been identified in Appendix A.