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EX-99.1 - EX-99.1 - dELiAs, Inc.d580251dex991.htm

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, DC 20549

 

 

FORM 8-K

 

 

CURRENT REPORT

Pursuant to Section 13 or 15(d)

of the Securities Exchange Act of 1934

Date of report (Date of earliest event reported): July 31, 2013

 

 

dELiA*s, INC.

(Exact name of registrant as specified in its charter)

 

 

 

Delaware   000-51648   20-3397172

(State or other jurisdiction

of incorporation)

 

(Commission

File Number)

 

(IRS Employer

Identification No.)

50 West 23rd Street, New York, New York 10010

(Address of principal executive offices) (Zip Code)

Registrant’s telephone number, including area code: (212) 590-6200

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligations of the registrant under any of the following provisions:

 

  ¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

  ¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

  ¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

  ¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 


Item 5.07. Submission of Matters to a Vote of Security Holders.

The following matters were submitted to a vote of security holders at the 2013 Annual Meeting of Stockholders of dELiA*s, Inc., a Delaware corporation (the “Company”), held on August 6, 2013.

Election of Directors

 

Nominees

   For      Withheld      Broker Non-Votes  

Mario Ciampi

     12,682,985         550,278         13,692,939   

Tracy Gardner

     12,724,271         508,992         13,692,939   

Paul J. Raffin

     12,683,662         549,601         13,692,939   

Scott M. Rosen

     12,683,162         550,101         13,692,939   

Michael Zimmerman

     12,561,581         671,682         13,692,939   

All five directors listed above were elected to a one-year term until the 2014 Annual Meeting of the Stockholders of the Company and the election and qualification of their respective successors.

The following proposals were adopted by the vote indicated:

Ratification of appointment of BDO USA, LLP as independent registered public accountants for the fiscal year ending February 1, 2014.

 

Votes For

    

Votes Against

    

Abstentions

    

Broker Non-Votes

 
  26,598,646         310,389         17,167         0   
        
        

Approval of a non-binding advisory resolution relating to the compensation of the Company’s Named Executive Officers.

 

Votes For

    

Votes Against

    

Abstentions

    

Broker Non-Votes

 
  12,904,253         383,006         21,824         13,617,119   
        
        

Approval of a non-binding advisory resolution on the frequency (every one, two or three years) of the non-binding vote to approve the compensation of the Company’s Named Executive Officers.

 

Every Year

    

Every Two
Years

    

Every Three
Years

    

Abstentions

    

Broker
Non-Votes

 
  8,476,673         29,768         4,682,587         44,234         13,692,940   
           
           

 

Item 8.01. Other Events.

On July 31, 2013, the Company issued a press release announcing the closing of a public offering of 15,025,270 shares of its common stock at $1.05 per share and the sale of $21.8 million in principal amount of 7.25% convertible notes in a private placement. The Company’s press release is filed as Exhibit 99.1 to this Current Report on Form 8-K and is incorporated herein by reference.


Item 9.01. Financial Statements and Exhibits.

 

(d) Exhibits.

 

Exhibit
No.

  

Description

99.1    Press Release dated July 31, 2013.


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

    dELiA*s, Inc.
    (Registrant)
Date: August 6, 2013     By:  

/s/ David J. Dick

     

David J. Dick, Senior Vice President, Chief

Financial Officer and Treasurer


EXHIBIT INDEX

 

Exhibit
No.

  

Description

99.1    Press Release dated July 31, 2013.