Attached files
| file | filename |
|---|---|
| EX-99.1 - EX-99.1 - Calamos Asset Management, Inc. /DE/ | d580916dex991.htm |
Table of Contents
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(D)
OF THE SECURITIES EXCHANGE ACT OF 1934
DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED): August 6, 2013
Calamos Asset Management, Inc.
(Exact Name of Registrant as Specified in Charter)
| Delaware | 0-51003 | 32-0122554 | ||
| (State or Other Jurisdiction of Incorporation) |
(Commission File Number) |
(I.R.S. Employer Identification No.) | ||
| 2020 Calamos Court | ||||
| Naperville, Illinois | 60563 | |||
| (Address of Principal Executive Offices) | (Zip Code) | |||
REGISTRANT’S TELEPHONE NUMBER, INCLUDING AREA CODE: (630) 245-7200
Not Applicable
(Former Name and Former Address, if Changed Since Last Report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
| ¨ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| ¨ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| ¨ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| ¨ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
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| 2 | ||||
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| Press Release |
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Item 2.02. Results of Operations and Financial Condition.
On August 6, 2013, Calamos Asset Management, Inc. (“Corporation”) issued a press release reporting results for the second quarter of 2013. The press release issued by the Corporation is attached as Exhibit 99.1.
Item 9.01. Financial Statements and Exhibits.
(d) Exhibits
| 99.1 | Press release issued by the Corporation on August 6, 2013 regarding second quarter 2013 results. |
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Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| CALAMOS ASSET MANAGEMENT, INC. | ||||||
| Date: August 6, 2013 | By: | /s/ J. Christopher Jackson | ||||
| J. Christopher Jackson | ||||||
| Senior Vice President, General Counsel and Secretary | ||||||
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| Exhibit Number |
Description | |
| 99.1 | August 6, 2013 press release issued by the Corporation reporting results for the second quarter of 2013. |