Attached files
| file | filename |
|---|---|
| EX-99.1 - EXHIBIT 99.1 - Orbital Energy Group, Inc. | v351258_ex99-1.htm |
| EX-10.76 - EXHIBIT 10.76 - Orbital Energy Group, Inc. | v351258_ex10-76.htm |
| EX-10.77 - EXHIBIT 10.77 - Orbital Energy Group, Inc. | v351258_ex10-77.htm |
| EX-10.73 - EXHIBIT 10.73 - Orbital Energy Group, Inc. | v351258_ex10-73.htm |
| EX-10.74 - EXHIBIT 10.74 - Orbital Energy Group, Inc. | v351258_ex10-74.htm |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(D)
OF THE SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported):
April 30, 2013
Commission File Number: 0-29923
CUI Global, Inc.
(Name of Small Business Issuer in Its Charter)
| Colorado | 84-1463284 |
| (State or jurisdiction of | (I.R.S. Employer |
| incorporation or organization) | Identification No.) |
| 20050 SW 112th Avenue, Tualatin, Oregon | 97062 |
| (Address of Principal Executive Offices) | (Zip Code) |
(503) 612-2300
(Registrant’s telephone number)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a- 12)
¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.1 4d-2(b))
¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Section 1 - Registrant’s Business and Operations
Item 1.01 Entry into a Material Definitive Agreement.
The following listed documents are filed herewith pursuant to 17 C.F.R. § 229.601 (Item 601) Exhibits.
| 10.73* | April 30, 2013 Amendment to California Power Research Agreement. |
| 10.74 | June 20, 2013 Second Amendment to Divestment Agreement regarding Stock Sale and Purchase Agreement between CUI Global, Inc. and Kunio Yamagish et al, dated July1, 2009. |
| 10.76 | July 19, 2013 Letter agreement between Orbital Gas Systems, Ltd., a wholly owned subsidiary, and a former employee relating to intellectual property for which Orbital is the licensee. |
| 10.77* | July 19, 2013 Intellectual Property License between Orbital Gas Systems, a wholly owned subsidiary of CUI Global and EnDet, Ltd. |
Note: * Confidential portion(s) of this document have been redacted pursuant to protection as "confidential" under Exemption 4 of the Freedom of Information Act, 5 U.S.C. § 552(b)(4). A request for confidential treatment has been filed separately with the SEC.
Section 8 – Other Events
Item 8.01 Other Events
On July 30, 2013, we announced that our wholly-owned subsidiary, Orbital-UK acquired exclusive worldwide licensing rights to the VE-Probe and VE-Technology from its United Kingdom-based inventor, EnDet Ltd. The agreement gives Orbital exclusive and sole control of all technology related to its revolutionary GasPT2 and GasPTi natural gas metering systems. The July 30, 2013 press release is attached hereto as Exhibit 99.1.
Signatures
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
Signed and submitted this 30th day of July 2013.
| CUI Global, Inc. | ||
| By: | /s/ William J. Clough | |
| William J. Clough, CEO/President | ||
Exhibits
| 10.73* | April 30, 2013 Amendment to California Power Research Agreement. |
| 10.74 | June 20, 2013 Second Amendment to Divestment Agreement regarding Stock Sale and Purchase Agreement between CUI Global, Inc. and Kunio Yamagish et al, dated July1, 2009. |
| 10.76 | July 19, 2013 Letter agreement between Orbital Gas Systems, Ltd., a wholly owned subsidiary, and a former employee relating to intellectual property for which Orbital is the licensee. |
| 10.77* | July 19, 2013 Intellectual Property License between Orbital Gas Systems, a wholly owned subsidiary of CUI Global and EnDet, Ltd. |
| 99.1 | July 30, 2013 press release announcing the acquisition of exclusive worldwide licensing rights to the VE-Probe and VE-Technology by Orbital-UK, a CUI Global wholly-owned subsidiary. |
Note: * Confidential portion(s) of this document have been redacted pursuant to protection as "confidential" under Exemption 4 of the Freedom of Information Act, 5 U.S.C. § 552(b)(4). A request for confidential treatment has been filed separately with the SEC.