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EX-99 - EXHIBIT 99.1 - TOWER FINANCIAL CORPtofc20130723_8kex99-1.htm

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 8-K

CURRENT REPORT

 

 

Pursuant to Section 13 or 15(d) of the

Securities Exchange Act of 1934

 

 

Date of Report (Date of earliest event reported): July 25, 2013

 

 

TOWER FINANCIAL CORPORATION


(Exact name of registrant as specified in its charter)

 

Indiana

000-25287

35-2051170

(State or other

(Commission

(IRS Employer

jurisdiction of

File Number)

Identification No.)

incorporation)

   
 

116 East Berry Street, Fort Wayne, Indiana 46802

(Address of principal executive offices)

 

Registrant’s telephone number, including area code: (260) 427-7000

 

Not Applicable

(Former name or former address, if changed since last report)

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

☐     Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

☐     Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

☐     Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

☐     Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 
 

 

 

Item 2.02 Results of Operation and Financial Condition

 

On July 25, 2013, Tower Financial Corporation issued a press release titled “Tower Financial Corporation reports second quarter net income of $1.6 million and announces a dividend of $0.08 per share.”

 

The full text of the press release, together with the exhibits thereto, is furnished herewith as Exhibit 99.1, shall not be deemed “filed” for purposes of Section 18 of the Securities and Exchange Act of 1954, as amended, and shall not be deemed incorporated by reference into any registration statement or other document filed pursuant to the Securities Act of 1933, as amended.

 

Item 9.01 Financial Statement and Exhibits

 

(c) Exhibits

99.1

Press release, dated July 25, 2013, reporting Tower Financial Corporation’s financial results for its second quarter ended June 30, 2013 and the announcement of a dividend to be paid in the third quarter of 2013.

 

 

 

SIGNATURES

  

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

 

Dated: July 25, 2013           

 

 

TOWER FINANCIAL CORPORATION

 
       
        
  By: /s/ Michael D. Cahill  
   

Michael D. Cahill, Chief Executive Officer

Tower Financial Corporation