Liquid Holdings Group, Inc. - FORM S-1/A - EX-4.1 - July 24, 2013

Attached files

file filename
S-1/A - AMENDMENT NO. 6 TO FORM S-1 - Liquid Holdings Group, Inc.d484709ds1a.htm
EX-3.1 - EX-3.1 - Liquid Holdings Group, Inc.d484709dex31.htm
EX-1.1 - EX-1.1 - Liquid Holdings Group, Inc.d484709dex11.htm
EX-3.2 - EX-3.2 - Liquid Holdings Group, Inc.d484709dex32.htm
EX-5.1 - EX-5.1 - Liquid Holdings Group, Inc.d484709dex51.htm
EX-23.2 - EX-23.2 - Liquid Holdings Group, Inc.d484709dex232.htm
EX-21.1 - EX-21.1 - Liquid Holdings Group, Inc.d484709dex211.htm
EX-23.1 - EX-23.1 - Liquid Holdings Group, Inc.d484709dex231.htm
EX-10.30 - EX-10.30 - Liquid Holdings Group, Inc.d484709dex1030.htm

Exhibit 4.1

 

LOGO

 

The following abbreviations, when used in the inscription on the face of this certificate, shall be construed as though they were written out in full according to applicable laws or regulations:

 

TEN COM   –    as tenants in common   UNIF GIFT MIN ACT                                           Custodian                        
         (Cust)                           (Minor)
TEN ENT   –    as tenants by the entireties      
JT TEN   –    as joint tenants with right of survivorship and not as tenants in common    

under Uniform Gifts to Minors

 

Act                                             

                    (State)

Additional abbreviations may also be used though not in the above list.

For value received,                                                                                                                     hereby sell, assign and transfer unto

 

PLEASE INSERT SOCIAL SECURITY OR OTHER

IDENTIFYING NUMBER OF ASSIGNEE

   
         
         
PLEASE PRINT OR TYPEWRITE NAME AND ADDRESS INCLUDING ZIP CODE OF ASSIGNEE
    
         

                                                                                                                                                                                                                 Shares of the CLASS A common stock represented by the within Certificate, and do hereby irrevocably constitute and appoint

                                                                                                                                                                                                             Attorney to transfer the said stock on the books of the within named Corporation with full power of substitution in the premises.

Dated                                                         

 

     
NOTICE:   THE SIGNATURE TO THIS ASSIGNMENT MUST CORRESPOND WITH THE NAME AS WRITTEN UPON THE FACE OF THE CERTIFICATE, IN EVERY PARTICULAR, WITHOUT ALTERATION OR ENLARGEMENT, OR ANY CHANGE WHATSOEVER.

 

SIGNATURE(S) GUARANTEED:

   

    

   
THE SIGNATURE(S) MUST BE GUARANTEED BY AN ELIGIBLE GUARANTOR INSTITUTION (BANKS, STOCKBROKERS, SAVINGS AND LOAN ASSOCIATIONS AND CREDIT UNIONS WITH MEMBERSHIP IN AN APPROVED SIGNATURE GUARANTEE MEDALLION PROGRAM), PURSUANT TO S.E.C. RULE 17Ad-15.