UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of
the Securities Exchange Act of 1934
Date of Report (date of earliest event reported):
June 26, 2013
CIFC CORP.
(Exact name of registrant as specified in its charter)
Delaware
(State or other jurisdiction of incorporation)
1-32551 | 20-2008622 |
(Commission File Number) | (IRS Employer Identification No.) |
250 Park Avenue, 4th Floor New York, NY | 10,177 |
(Address of principal | (Zip Code) |
executive offices) | |
Registrant's telephone number, including area code: | |
(212) 624-1200 | |
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act
(17 CFR 240.14d-2(b))
¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act
(17 CFR 240.13e-4(c))
Item 5.07. Submission of Matters to a Vote of Security Holders.
Set forth below are the final voting results for each of the proposals submitted to a vote of the stockholders at CIFC Corp. 2013 Annual Meeting held on June 26, 2013.
Election of Directors
Shares Voted For | Shares Withheld | Broker Non-Votes | ||||
Frederick Arnold | 16,974,201 | 207,365 | 1,675,835 | |||
Samuel P. Bartlett | 16,330,275 | 851,291 | 1,675,835 | |||
Michael R. Eisenson | 16,565,146 | 616,420 | 1,675,835 | |||
Jason Epstein | 16,328,654 | 852,912 | 1,675,835 | |||
Peter Gleysteen | 16,645,126 | 536,440 | 1,675,835 | |||
Andrew Intrater | 16,313,547 | 868,019 | 1,675,835 | |||
Paul F. Lipari | 16,583,253 | 598,313 | 1,675,835 | |||
Robert B. Machinist | 16,990,494 | 191,072 | 1,675,835 | |||
Tim R. Palmer | 16,311,592 | 869,974 | 1,675,835 | |||
Frank C. Puleo | 17,006,433 | 175,133 | 1,675,835 | |||
Hold an advisory (non-binding) vote on the compensation of our named executive officers
Shares Voted For | 17,055,009 | |
Shares Voted Against | 96,306 | |
Abstentions | 30,250 | |
Broker Non-Votes | 1,675,835 | |
Hold an advisory (non-binding) vote on the frequency of holding future advisory votes on the compensation of our named executive officers
Every 1 Year | Every 2 Years | Every 3 Years | Abstentions | Broker Non-Votes |
16,816,487 | 9,910 | 333,141 | 22,027 | 1,675,835 |
The Board of Directors of CIFC Corp. has decided to include a shareholder vote with respect to the compensation of named executive officers in its proxy materials every year until the next required vote on the frequency of shareholder votes with respect to the compensation of named executive officers.
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this Report to be signed on its behalf by the undersigned hereunto duly authorized.
CIFC CORP. | ||
Date July 1, 2013 | By: | /s/ Robert C. Milton |
Name: Robert C. Milton III | ||
Title: General Counsel and Secretary | ||