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EX-4 - EX-4 - Barclays Bank Delawareex4-1.htm

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C.  20549

____________

 

FORM 8-K

 

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the

Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported) July 1, 2013

 

 

 

DRYROCK FUNDING LLC

 

(as Depositor of the Dryrock Issuance Trust)

(Exact Name of Registrant as Specified in its Charter)

 

on behalf of

 

Dryrock Issuance Trust

 

 

 
Delaware
 
333-182087-02
 
45-5441359
 
 

 

 

 
 
(State or Other Jurisdiction of Incorporation or Organization)
 
(Commission File Number)
 
(I.R.S. Employer Identification Number)
 

 

 

100 S. West Street

Office 120

Wilmington, DE 19801

(302) 255-7073


(Address, Including Zip Code, and Telephone Number,

Including Area Code, of each Registrant’s Principal Executive Offices)

 
 
 
N/A

(Former Name or Former Address, if Changed Since Last Report)

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions

 

  ¨   Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
       
  ¨   Soliciting material pursuant to Rule 14a-12(b) under the Exchange Act (17 CFR 240.14a-12)
       
  ¨   Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
       
  ¨   Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
       

 

 


 

 

 

    INFORMATION TO BE INCLUDED IN THE REPORT
           
Item 1.01.   Entry into a Material Definitive Agreement 
           
    On July 1, 2013, additional portfolios of accounts were designated as “Approved Portfolios.”  In connection therewith, the following agreement was entered into:
           
      ·   The Second Amendment to Transfer Agreement, dated as of July 1, 2013 to the Transfer Agreement, dated as of August 1, 2012, as amended by the first amendment thereto, dated as of April 15, 2013, by and among Dryrock Funding, LLC, Dryrock Issuance Trust and U.S. National Association
           

Item 9.01.   Exhibits
             
  The following is filed as an Exhibit to this Report.
             
    Exhibit 4.1 The Second Amendment to Transfer Agreement, dated as of July 1, 2013 to the Transfer Agreement, dated as of August 1, 2012, as amended by the first amendment thereto, dated as of April 15, 2013, by and among Dryrock Funding, LLC, Dryrock Issuance Trust and U.S. National Association.
             

          

 

 


 

SIGNATURES

          Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

  DRYROCK FUNDING LLC,
  as depositor of Dryrock Issuance Trust
     
     
  By: /s/ Deepesh Jain
   
    Name: Deepesh Jain
    Title:   Vice President and Treasurer

July 1, 2013

 

 


 

 

EXHIBIT INDEX

Exhibit   Description

 
     
Exhibit 4.1   The Second Amendment to Transfer Agreement, dated as of July 1, 2013 to the Transfer Agreement, dated as of August 1, 2012, as amended by the first amendment thereto, dated as of April 15, 2013, by and among Dryrock Funding, LLC, Dryrock Issuance Trust and U.S. National Association.