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EX-99.1 - EXHIBIT 99.1 - CROSSROADS LIQUIDATING TRUST | a50661405ex991.htm |
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM 8-K
Current
Report Pursuant to Section 13 or 15(d) of
the
Securities Exchange Act of 1934
Date
of Report (Date of earliest event
reported):
June 26, 2013
KEATING CAPITAL,
INC.
(Exact
name of registrant as specified in its charter)
Maryland |
0-53504 |
26-2582882 |
(State or other jurisdiction of incorporation) |
(Commission File Number) |
(I.R.S. Employer Identification No.) |
5251 DTC Parkway, Suite 1100 Greenwood Village, CO 80111 |
(Address of principal executive offices and zip code) |
Registrant’s telephone number, including area code: (720) 889-0139
Check the appropriate box below if the Form 8-K is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
⃞ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
⃞ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
⃞ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
⃞ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Item 7.01 Regulation FD Disclosure.
Keating Capital, Inc. announced that Tremor Video, Inc., a Keating Capital portfolio company, completed the pricing of its initial public offering of 7,500,000 shares of common stock at a price to the public of $10.00 per share on June 26, 2013. The shares began trading on the New York Stock Exchange under the ticker symbol "TRMR" on June 27, 2013. A copy of Keating Capital’s press release dated June 27, 2013, is attached as Exhibit 99.1 and is incorporated herein by this reference.
Item 9.01 Financial Statements and Exhibits.
(a) | Not applicable. | ||
(b) | Not applicable. | ||
(c) | Not applicable. | ||
(d) | Exhibits. |
Exhibit No. |
Description |
||
99.1 | Press Release dated June 27, 2013 |
SIGNATURES
Pursuant to
the requirements of the Securities Exchange Act of 1934, the Registrant
has duly caused this report to be signed on its behalf by the
undersigned hereunto duly authorized.
Date: |
June 27, 2013 |
KEATING CAPITAL, INC. |
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By: |
/s/ Timothy J. Keating |
Timothy J. Keating |
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President and Chief Executive Officer |
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