UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date of Event Reported: June 14, 2013
Tufco Technologies, Inc.
(Exact name of Registrant as specified in its charter)
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Delaware |
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0-21018 |
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39-1723477 |
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(State or Other Jurisdiction of Incorporation) |
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(Commission File Number) |
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(IRS Employer Identification No.) |
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PO Box 23500, Green Bay, Wisconsin |
54305 |
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(Address of Principal Executive Offices) |
(Zip Code) |
Registrant’s telephone number, including area code: 920.336.0054
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
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Soliciting material pursuant to Rule 14A-12 under the Exchange Act (17 CFR 240.14a-12) |
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
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ITEM 5.07 |
SUBMISSION OF MATTERS TO A VOTE OF SECURITY HOLDERS |
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(a) |
On June 14, 2013, the Annual Meeting of Shareholders of the Company was held in White Plains, NY. |
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(b) |
The following vote took place at the Annual Meeting: Election of the individuals set forth below as Directors to serve for one-year terms. |
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Director |
For |
Against |
Withheld |
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Robert J. Simon |
3,126,869 |
0 |
154,777 |
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Samuel J. Bero |
3,127,610 |
0 |
154,036 |
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C. Hamilton Davison |
3,257,225 |
0 |
24,421 |
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Brian Kelly |
3,257,225 |
0 |
24,421 |
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James F. Robinson |
3,155,865 |
0 |
125,781 |
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William R. Ziemendorf |
3,256,713 |
0 |
24,933 |
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(c) The following vote took place at the Annual Meeting: Approval of the 2013 Plan.
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For |
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Against |
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Abstain |
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3,183,296 |
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62,037 |
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36,313 |
(d) The following vote took place at the Annual Meeting: Approval of the 2004 Plan Amendment.
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For |
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Against |
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Abstain |
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3,183,018 |
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66,550 |
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32,078 |
(remainder of page intentionally left blank; signature on following page.)
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
TUFCO TECHNOLOGIES, INC.
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Dated: June 14, 2013 |
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By: |
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/s/ Michael B. Wheeler
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Michael B. Wheeler |
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Executive Vice President, Chief Financial Officer and Chief Operating Officer |