UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, DC 20549

      

FORM 8-K

      

CURRENT REPORT

PURSUANT TO SECTION 13 OR 15(d) OF THE

SECURITIES EXCHANGE ACT OF 1934

Date of Event Reported: June 14, 2013

      

Tufco Technologies, Inc.

(Exact name of Registrant as specified in its charter)

      

   

 

   

   

   

   

   

Delaware

   

0-21018

   

39-1723477

(State or Other Jurisdiction

of Incorporation)

   

(Commission

File Number)

   

(IRS Employer

Identification No.)

   

 

   

   

PO Box 23500, Green Bay, Wisconsin

54305

(Address of Principal Executive Offices)

(Zip Code)

Registrant’s telephone number, including area code: 920.336.0054

      

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

¨

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

¨

Soliciting material pursuant to Rule 14A-12 under the Exchange Act (17 CFR 240.14a-12)

 

¨

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

¨

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

      

      


   

 

ITEM 5.07

SUBMISSION OF MATTERS TO A VOTE OF SECURITY HOLDERS

 

(a)

On June 14, 2013, the Annual Meeting of Shareholders of the Company was held in White Plains, NY.

 

(b)

The following vote took place at the Annual Meeting: Election of the individuals set forth below as Directors to serve for one-year terms.

   

 

   

   

   

   

   

   

   

   

   

   

   

   

   

Director

For

Against

Withheld

Robert J. Simon

3,126,869

0

154,777

Samuel J. Bero

3,127,610

0

154,036

C. Hamilton Davison

3,257,225

0

24,421

Brian Kelly

3,257,225

0

24,421

James F. Robinson

3,155,865

0

125,781

William R. Ziemendorf

3,256,713

0

24,933

   

(c) The following vote took place at the Annual Meeting: Approval of the 2013 Plan.

   

 

For

   

Against

   

Abstain

3,183,296

   

62,037

   

36,313

   

(d) The following vote took place at the Annual Meeting: Approval of the 2004 Plan Amendment.

   

 

For

   

Against

   

Abstain

3,183,018

   

66,550

   

32,078

   

   

   

   

(remainder of page intentionally left blank; signature on following page.)


SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

TUFCO TECHNOLOGIES, INC.

   

 

   

   

   

   

   

Dated: June 14, 2013

   

By:

   

/s/ Michael B. Wheeler

      

   

   

   

   

Michael B. Wheeler

   

   

   

   

Executive Vice President, Chief Financial

Officer and Chief Operating Officer