UNITED STATES

 SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

 

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

 

Date of Report (Date of Earliest Event Reported):  June 13, 2013

 

Main Street Capital Corporation

 (Exact name of registrant as specified in its charter)

 

Maryland

 

001-33723

 

41-2230745

(State or other jurisdiction of incorporation)

 

(Commission File Number)

 

(I.R.S. Employer Identification No.)

 

1300 Post Oak Boulevard, Suite 800,
Houston, Texas

 

77056

(Address of principal executive offices)

 

(Zip Code)

 

Registrant’s telephone number, including area code: (713) 350-6000

 

Not Applicable

Former name or former address, if changed since last report

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

o            Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

o            Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

o            Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

o            Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 



 

Item 5.07              Submission of Matters to a Vote of Security Holders.

 

The Annual Meeting of Stockholders of Main Street Capital Corporation (“Main Street”) was held on June 13, 2013. There were present at the Annual Meeting in person or by proxy stockholders holding an aggregate of 29,658,324 shares of the Company’s common stock, out of a total number of 34,773,469 shares of the Company’s common stock issued and outstanding and entitled to vote at the Annual Meeting.  Stockholders were asked to consider and act upon:

 

·                  Proposal No. 1 — The election of each member of Main Street’s Board of Directors for a term of one year; and

 

·                  Proposal No. 2 — A proposal to ratify the appointment of Grant Thornton LLP as Main Street’s independent registered public accounting firm for the year ending December 31, 2013.

 

Proposal 1 — Election of Directors

 

All nominees for a one-year term as listed in Main Street’s 2013 proxy statement were elected.  The following votes were taken in connection with this proposal:

 

Director Nominee

 

Votes For

 

Votes Against

 

Abstentions

 

Broker Non-Votes

 

Michael Appling, Jr.

 

12,610,062

 

111,183

 

68,540

 

16,868,539

 

Joseph E. Canon

 

12,540,401

 

179,525

 

69,859

 

16,868,539

 

Arthur L. French

 

12,531,027

 

180,790

 

77,968

 

16,868,539

 

J. Kevin Griffin

 

12,543,819

 

175,783

 

70,182

 

16,868,540

 

Vincent D. Foster

 

12,431,698

 

288,626

 

69,460

 

16,868,540

 

Todd A. Reppert

 

12,199,147

 

519,800

 

70,836

 

16,868,541

 

 

Proposal 2 — Ratification of Appointment of Independent Registered Public Accounting Firm

 

The recommendation to ratify the appointment of Grant Thornton LLP as Main Street’s independent registered public accounting firm for the year ending December 31, 2013 was approved.   The votes for, votes against, abstentions, and broker non-votes for this proposal are set out below:

 

Votes For

 

Votes Against

 

Abstentions

 

29,373,815

 

171,937

 

112,572

 

 

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SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

Main Street Capital Corporation

 

 

Date: June 13, 2013

By:

 

/s/ Dwayne L. Hyzak

 

 

Name:

Dwayne L. Hyzak

 

 

Title:

Chief Financial Officer

 

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