Attached files
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| EX-99.3 - EXHIBIT 99.3 - NICOLET BANKSHARES INC | ex99-3.htm |
| EX-99.4 - EXHIBIT 99.4 - NICOLET BANKSHARES INC | ex99-4.htm |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K/A
(Amendment No. 1)
CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF
THE SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported): April 26, 2013
NICOLET BANKSHARES, INC.
(Exact name of registrant as specified in its charter)
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Wisconsin
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333-90052
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47-0871001
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(State or other jurisdiction of
incorporation or organization)
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(Commission
File Number)
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(IRS Employer
Identification No.)
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111 North Washington Street
Green Bay, Wisconsin 54301
(Address of principal executive offices)
(920) 430-1400
(Registrant’s telephone number, including area code)
Not Applicable
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
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o
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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o
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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o
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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o
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Explanatory Note –
This current report on Form 8-K/A updates information provided on a Form 8-K filed April 29, 2013, relating to Item 9.01, Financial Statements and Exhibits, associated with Mid-Wisconsin Financial Services Inc. (“Mid-Wisconsin”) interim financial statements and the pro forma financial information excluded in the initial report.
Item 9.01 Financial Statements and Exhibits
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(a)
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Financial Statements of Business Acquired – The Registrant is filing the March 31, 2013 financial statements of Mid-Wisconsin, acquired by the Registrant on April 26, 2013. See the attached Exhibit 99.3.
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(b)
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Pro Forma Financial Information – The Registrant is filing the required pro forma information as of March 31, 2013 related to its acquisition of Mid-Wisconsin, consummated on April 26, 2013. See the attached Exhibit 99.4.
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(d)
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Exhibits
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Exhibit No.
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Description of Exhibit
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99.3
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Consolidated Financial Statements of Mid-Wisconsin as of March 31, 2013 (Unaudited), pursuant to Item 9.01(a).
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99.4
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Unaudited Comparative Per Share Data, Pro Forma Condensed Consolidated Balance Sheet (Unaudited) as of March 31, 2013, and Pro Forma Condensed Consolidated Statement of Income (Unaudited) as of March 31, 2013, pursuant to Item 9.01(b).
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2
Signatures
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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Date: June 10, 2013
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NICOLET BANKSHARES, INC.
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By:
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/s/ Ann. K. Lawson
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Name: Ann K. Lawson
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Title: Chief Financial Officer
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