UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

 

Form 8-K

 

CURRENT REPORT

 

Pursuant to Section 13 or 15(d) of

the Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported): May 23, 2013

 

 

Harvard Illinois Bancorp, Inc.

(Exact name of registrant as specified in its charter)

 

Maryland

000-53935

27-2238553

(State or other jurisdiction

(Commission File No.)

(I.R.S. Employer

of incorporation)

Identification No.)

58 North Ayer Street, Harvard Illinois

60033

(Address of Principal Executive Offices)

(Zip Code)

 

Registrant’s telephone number, including area code:  (815) 943-5261

 

 

 Not Applicable                

 

 

 (Former name or former address, if changed since last report)

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

[  ]  Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

[  ]  Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

[  ]  Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

[  ]  Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 
 

 

  

Item 5.07     Submission of Matters to a Vote of Security Holders.

 

On May 23, 2013, Harvard Illinois Bancorp, Inc. (the “Company”) held its Annual Meeting of Stockholders. At the Annual Meeting, stockholders considered the election of three directors, an advisory, non-binding resolution with respect to the Company’s executive compensation as described in the Company’s proxy statement, an advisory, non-binding resolution with respect to the frequency that stockholders will vote on the Company’s executive compensation, and the ratification of independent registered public accountants. Under plurality voting, the three nominees who received the most “FOR” votes were elected as directors. The Company’s stockholders elected the Board of Director’s three nominees, Michael P. Feeney, William D. Schack and Steven D. Garrels, as directors for three year terms. The final tabulation of voting results for the election of directors as set forth in the report of the independent inspector of elections is set forth below.

 

Board of Directors Nominees:

For

Withheld

Broker

non-votes

                         

Michael P. Feeney

    434,199     8,538     0
                         

William D. Schack

    429,936     12,801     0
                         

Steven D. Garrels

    434,199     8,538     0
                         
                         
                         

Opposition Nominee:

For

Withheld

Broker

non-votes

                         

Mark S. Saladin

    289,903     2,225     0

 

 

 

The Company’s stockholders also adopted the advisory, non-binding resolution to approve the Company’s executive compensation as described in the Company’s proxy statement. A breakdown of votes cast on this proposal is set forth below.


For

 

Against

 

Abstain

 

Broker

non-votes

             

452,871

 

281,369

 

625

 

0

 

With respect to the advisory, non-binding resolution concerning the frequency that stockholders will vote on the Company’s executive compensation, the Company’s stockholders approved the “ONE YEAR” option. A breakdown of votes cast on this proposal is set forth below.


One Year

Two Years

Three Years

Abstain

Broker

non-votes

                 

689,144

 

43,723

 

600

 

1,398

 

0

 

 
 

 

 

The Company’s stockholders also ratified the appointment of BKD, LLP as independent registered public accountants for the year ending December 31, 2013, by the votes indicated below:

 

For

 

Against

 

Abstain

 

Broker

non-votes

             

728,168

 

6,697

 

0

 

0

 

Item 9.01. Financial Statements and Exhibits.
 

(a)

Not Applicable.

 

 

(b)

Not Applicable.

 

 

(c)

Not Applicable.

(d)  Exhibits: None

 

 
 

 

 

SIGNATURES

 

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned, hereunto duly authorized.

 

 

HARVARD ILLINOIS BANCORP, INC.

DATE: May 30, 2013 By: /s/Duffield J. Seyller III

Duffield J. Seyller III

President and Chief Executive Officer