Attached files
| file | filename |
|---|---|
| EX-32.1 - EX 32.1 - Pacific Clean Water Technologies, Inc. | ex321.htm |
| EX-31.2 - EX 31.2 - Pacific Clean Water Technologies, Inc. | ex312.htm |
| EX-31.1 - EX 31.1 - Pacific Clean Water Technologies, Inc. | ex311.htm |
| EXCEL - IDEA: XBRL DOCUMENT - Pacific Clean Water Technologies, Inc. | Financial_Report.xls |
U. S. SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 10-Q
(Amendment #1)
(Mark One)
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[X]
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QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
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For the quarterly period ended: March 31, 2013
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[ ]
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TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934
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For the transition period from ___________ to _____________
Commission File Number: 000-54392
PACIFIC CLEAN WATER TECHNOLOGIES, INC.
(Exact name of registrant as specified in its charter)
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Delaware
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27-1662208
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(State or other jurisdiction of
incorporation or organization)
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(I.R.S. Employer
Identification No.)
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19800 MacArthur Blvd, Suite 371
Irvine, CA 92612
________________________________________________________________________
(Address of principal executive offices, including zip code)
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(714) 809-7881
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Registrant’s telephone number, including area code
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Registrant’s Fiscal Year has been changed to December 31
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Former name, former address and former fiscal year, if changed since list report
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Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Exchange Act of 1934 during the past 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. Yes [X]
Indicate by check mark whether the registrant has submitted electronically and posted on its corporate Website, if any, every Interactive Data File required to be submitted and posted pursuant to Rule 405 of Regulation S-T (§ 232.405 of this chapter) during the preceding 12 months (or for shorter period that the registrant was required to submit and post such files). Yes [X]
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company. See the definitions of “large accelerated filer,” “accelerated filer” and “smaller reporting company” in Rule12b-2 of the Exchange Act.
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Large accelerated filer [ ]
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Accelerated filer [ ]
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Non-accelerated filer [ ]
(Do not check if smaller reporting company)
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Smaller reporting company [X]
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Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Exchange Act). No [ X ]
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APPLICABLE ONLY TO ISSUERS INVOLVED IN BANKRUPTCY
PROCEEDINGS DURING THE PRECEDING FIVE YEARS
Indicate by check mark whether the registrant filed all documents and reports required to be filed by Section 12, 13, or 15(d) of the Exchange Act of 1934 after the distribution of securities under a plan confirmed by a court. Yes [ ] No [ ]
(APPLICABLE ONLY TO CORPORATE REGISTRANTS)
Indicate the number of shares outstanding of each of the issuer’s classes of common stock, as of the latest practicable date: As of March 31, 2013, the registrant had 300,000,000 shares of common stock issued and outstanding.
The sole purpose of this Amendment No. 1 to the Quarterly Report on Form 10-Q (the "Form 10-Q") for the quarterly period ended March 31, 2013, is to furnish Exhibit 101 to the Form 10-Q in accordance with Rule 405 of Regulation S-T. Exhibit 101 to the Form 10-Q provides the financial statements and related notes from the Form 10-Q formatted in XBRL (eXtensible Business Reporting Language).
No other changes have been made to the Form 10-Q. This Amendment No. 1 to the Form 10-Q speaks as of the original filing date of the Form 10-Q, does not reflect events that may have occurred subsequent to the original filing date, and does not modify or update in any way disclosures made in the original Form 10-Q.
Pursuant to Rule 406T of Regulation S-T, the interactive data files on Exhibit 101 hereto are deemed not filed or part of a registration statement or prospectus for purposes of Sections 11 or 12 of the Securities Act of 1933, as amended, are deemed not filed for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, and otherwise are not subject to liability under those sections.
Item 6. Exhibits
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Exhibit
#
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Description
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Form
Type
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Filing
Date
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Filed with
This Report
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2.1
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Stock Purchase Agreement dated August 30, 2012 (incorporated by reference to the Registrant’s Current Report on Form 8-K filed September 5, 2012)
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8-K
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9/5/2012
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3.1(a)
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Certificate of Incorporation (incorporated by referenced to the Registrant’s Registration Statement on Form S-1 filed on March 10, 2010)
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S-1
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3/10/2010
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3.2
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Bylaws (incorporated by referenced to the Registrant’s Registration Statement on Form S-1 filed on March 10, 2010)
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S-1
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3/10/2010
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10.1
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Employment Agreement – Craig McMillan, dated September 28, 2012
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8-K
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11/15/2012
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10.2
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Employment Agreement – Steve Roussin, dated September 28, 2012
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8-K
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11/15/2012
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10.3
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Regus Office Agreement Lease, dated August 4, 2012
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8-K
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11/15/2012
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10.4
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Form of Indemnification Agreement
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8-K
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11/15/2012
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16.1
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Letter of PLS CPA, a Professional Corp. dated November 13, 2012
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8-K
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11/15/2012
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21
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List of Subsidiaries – Western Water Consultants, Inc., a California corporation
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8-K
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11/15/2012
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31.1
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Certification of Principal Executive Officer pursuant to Rule 13a-14 and Rule 15d-14(a), promulgated under the Securities and Exchange Act of 1934, as amended
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X
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31.2
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Certification of Principal Financial Officer pursuant to Rule 13a-14 and Rule 15d 14(a), promulgated under the Securities and Exchange Act of 1934, as amended
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X
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32.1
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Certification pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002
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X
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101.INS
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XBRL Instance Document
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X
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101.SCH
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XBRL Taxonomy Extension Schema Document
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X
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101.CAL
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XBRL Taxonomy Extension Calculation Linkbase Document
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X
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101.DEF
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XBRL Taxonomy Extension Definition Linkbase Document
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X
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101.LAB
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XBRL Taxonomy Extension Label Linkbase Document
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X
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101.PRE
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XBRL Taxonomy Extension Presentation Linkbase Document
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X
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
PACIFIC CLEAN WATER TECHNOLOGIES, INC.
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Date: May 24, 2013
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By: /s/ Craig S. McMillan
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Craig S. McMillan
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Chief Executive Officer
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Principal Executive Officer
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Director
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Pursuant to the requirements of the Securities Exchange Act of 1934, this report has been signed below by the following persons on behalf of the registrant and in the capacities and on the dates indicated.
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Date: May 24, 2013
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By: /s/ Craig S. McMillan
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Craig S. McMillan
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Chief Executive Officer
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Principal Executive Officer
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Director
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Date: May 24, 2013
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By: /s/ Steve W. Roussin
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Steve W. Roussin
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Chief Financial Officer
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Principal Financial Officer
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Principal Accounting Officer
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President
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Director
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