UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, DC 20549

 


 

FORM 8-K

 

CURRENT REPORT

 

 PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

 


 

Date of Report (Date of earliest event reported): May 21, 2013

 

Rockwood Holdings, Inc.

(Exact name of registrant as specified in its charter)

 

Delaware

 

001-32609

 

52-2277366

(State or other jurisdiction
of incorporation)

 

(Commission File Number)

 

(IRS Employer
Identification No.)

 

100 Overlook Center, Princeton, New Jersey 08540
(Address of principal executive office)(Zip Code)

 

(609) 514-0300

(Registrant’s telephone number, including area code)

 

Not Applicable

(Former name or former address, if changed since last report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

o            Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

o            Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

o            Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

o            Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 



 

Item 5.07      Submission of Matters to a Vote of Security Holders.

 

At the annual meeting of stockholders of Rockwood Holdings, Inc. (the “Company”) held on May 21, 2013, the Company’s stockholders (“Stockholders”) voted on the following proposals, the final voting results of which are described below:

 

(i)   The board of directors of the Company (the “Board of Directors”) nominated the following individuals to stand for election, and each nominee was elected by a plurality of the votes cast by shares entitled to vote in the election of directors at the meeting. Such directors shall serve until the 2016 annual meeting of Stockholders and until their successors are duly elected and qualified.

 

Nominee

 

Number of
Votes For

 

Number of Votes
Withheld

 

Number of Broker
Non-Votes

 

Seifi Ghasemi

 

64,380,730

 

1,383,521

 

4,193,968

 

Sheldon Erikson

 

65,189,576

 

574,675

 

4,193,968

 

 

(ii)   The audit committee of the Board of Directors appointed the accounting firm Deloitte & Touche LLP to serve as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2013 and submitted such appointment for ratification by the Stockholders. The Stockholders ratified, by a majority of the shares present in person or represented and entitled to vote on the matter, the appointment of Deloitte & Touche LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2013.

 

Number of
Votes For

 

Number of
Votes Against

 

Number of Votes
Abstained

 

Number of Broker
Non-Votes

 

69,603,536

 

343,257

 

11,426

 

0

 

 

(iii)   The stockholder proposal providing that the Board of Directors initiate the appropriate process to amend the Company’s Articles of Incorporation and/or bylaws to provide that director nominees shall be elected by the affirmative vote of the majority of votes cast at an annual meeting of shareholders, with the current plurality vote standard retained for contested director elections, that is, when the number of director nominees exceeds the number of board seats, was approved.

 

Number of
Votes For

 

Number of
Votes Against

 

Number of Votes
Abstained

 

Number of Broker
Non-Votes

 

49,354,428

 

16,232,461

 

177,358

 

4,193,972

 

 

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SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

 

 

ROCKWOOD HOLDINGS, INC.

 

 

 

 

 

 

 

 

 

By:

/s/ Michael W. Valente

 

 

 

Name:

Michael W. Valente

 

 

Title:

Assistant Secretary

 

 

 

 

Dated: May 23, 2013

 

 

 

 

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