Attached files

file filename
EX-10.1 - EX-10.1 - Edwards Lifesciences Corpa13-12634_1ex10d1.htm

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 


 

FORM 8-K

 

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the

Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported): May 13, 2013

 

EDWARDS LIFESCIENCES CORPORATION

(Exact name of registrant as specified in its charter)

 

Delaware

 

1-15525

 

36-4316614

(State or other jurisdiction
of incorporation)

 

(Commission
file number)

 

(IRS Employer
Identification No.)

 

One Edwards Way, Irvine, California

 

92614

(Address of principal executive offices)

 

(Zip Code)

 

(949) 250-2500

(Registrant’s telephone number, including area code)

 

N/A

(Former Name or Former Address, if Changed Since Last Report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

o            Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

o            Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

o            Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

o            Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 



 

Item 1.01                                           Entry into a Material Definitive Agreement.

 

On May 14, 2013, Edwards Lifesciences Corporation, a Delaware corporation (“Edwards”), announced the issuance of $5 million in shares of its common stock, par value $1.00 per share (the “Shares”) to the Mussallem Living Trust dated March 7, 2005 (the “Purchaser’), pursuant to a Subscription Agreement dated May 13, 2013.  The number of Shares to be issued would be calculated by dividing $5 million by the greater of (a) the closing price per share of Common Stock on May 15, 2013 (the “Closing Date”), and (b) the average closing price per share of the Common Stock for the ten (10) consecutive trading days ending on May 13, 2013, the second (2nd) trading day immediately prior to the Closing Date.  Pursuant to the Subscription Agreement, the Purchaser agreed to hold the Shares for a period of one year after the Closing Date.  The Shares were issued in a private placement in reliance upon an exemption from the registration requirements of the Securities Act of 1933, as amended, pursuant to Section 4(a)(2) thereof.  The number of shares actually issued to the Purchaser on May 15, 2013 was 70,283.

 

The foregoing description of the Subscription Agreement is qualified in its entirety by reference to the complete terms and conditions of the Subscription Agreement. Copies of the Subscription Agreement is filed herewith as Exhibit 10.1, and incorporated herein by reference.

 

Item 9.01                                           Financial Statements and Exhibits.

 

(d)                                 Exhibits. The following exhibits are being filed herewith:

 

No.

 

Description

10.1

 

Subscription Agreement, dated May 13, 2013, by and between Edwards Lifesciences Corporation and the Mussallem Living Trust dated March 7, 2005

 

2



 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

Date: May 16, 2013

 

 

 

EDWARDS LIFESCIENCES CORPORATION

 

 

 

 

 

By:

/s/ Denise E. Botticelli

 

 

Vice President, Associate General Counsel, and

 

 

Corporate Secretary

 

3



 

Exhibit Index

 

Exhibit
Number

 

Description

10.1

 

Subscription Agreement, dated May 13, 2013, by and between Edwards Lifesciences Corporation and Mussallem Living Trust dated March 7, 2005.

 

4