SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF
THE SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported): May 8, 2013
American Locker Group Incorporated
(Exact name of registrant as specified in its charter)
| Delaware | 0-439 | 16-0338330 | ||
| (State of incorporation) |
(Commission File Number) |
(IRS Employer Identification Number) |
2701 Regent Blvd., Suite 200
DFW Airport, Texas 75261
(Address of principal executive offices)
Registrant’s telephone number, including area code: (817) 329-1600
Check the appropriate box if the Form 8-K filing is intended to simultaneously satisfy the reporting obligation of the registrant under any of the following provisions:
| ¨ | Written communications pursuant to Rule 425 under the Securities Act |
| ¨ | Soliciting material pursuant to Rule 14a-12 of the Exchange Act |
| ¨ | Pre-commencement communications pursuant to Rule 14d-2(b) Exchange Act |
| ¨ | Pre-commencement communications pursuant to Rule 13e-4(c) Exchange Act |
Item 5.07 Submission of Matters to a Vote of Security Holders
On May 8, 2013, American Locker Group Incorporated (the “Company”) held its Annual Meeting of Stockholders (the “Annual Meeting”). At the Annual Meeting, the Company’s stockholders voted upon four proposals. The proposals are described in detail in the Company’s definitive proxy statement filed with the Securities and Exchange Commission on April 9, 2013 (the “Proxy Statement”). A brief description of the proposal and the final results of the votes for each matter follow.
1. The Company’s stockholders elected all seven director nominees to serve as members of the Company’s board of directors until the Company’s 2014 Annual Meeting of Stockholders or until his or her respective successor has been elected and qualified.
| Nominee for Director |
For | Withheld | Broker Non-Votes | |||||||||
| Craig R. Frank |
520,132 | 179,069 | 600,862 | |||||||||
| John E. Harris |
555,134 | 144,067 | 600,862 | |||||||||
| Graeme L. Jack |
510,120 | 189,081 | 600,862 | |||||||||
| Anthony B. Johnston |
520,132 | 179,069 | 600,862 | |||||||||
| Paul B. Luber |
565,134 | 134,067 | 600,862 | |||||||||
| Mary A. Stanford |
510,268 | 188,933 | 600,862 | |||||||||
| Allen D. Tilley |
555,254 | 143,947 | 600,862 | |||||||||
2. The Company’s stockholders ratified the appointment of Travis Wolff, LLP as the independent auditor of the Company for the fiscal year ending December 31, 2013.
| For |
Against | Abstain | ||
| 1,244,150 | 91 | 55,822 |
3. The Company’s stockholders approved, through an advisory, non-binding vote, the executive compensation of the Company’s Named Executive Officers as disclosed in the Proxy Statement.
| For |
Against | Abstain | Broker Non-Votes | |||
| 433,034 | 230,274 | 35,893 | 600,862 |
4. The Company’s stockholders determined, through an advisory, non-binding vote, that the preferred frequency of an advisory vote on the executive compensation of the Company’s Named Executive Officers should be every three years.
| One Year |
Two Years | Three Years | Abstain | Broker Non-Votes | ||||
| 210,052 | 84,413 | 344,710 | 60,026 | 600,862 |
Based upon the results of the frequency of future executive compensation advisory votes, the Board of Directors has determined that advisory votes on executive compensation will be submitted to stockholders every three years.
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| AMERICAN LOCKER GROUP INCORPORATED | ||||||
| Date: May 14, 2013 | By: | /s/ STEPHEN P. SLAY | ||||
| Stephen P. Slay | ||||||
| Chief Financial Officer | ||||||