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EXCEL - IDEA: XBRL DOCUMENT - SUNERGY INC | Financial_Report.xls |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 10-K/A
Amendment No. 1
(Mark One)
S | ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 |
For the fiscal year ended December 31, 2012
£ | TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 |
For the transition period from __________ to __________
Commission file number 000-52767
SUNERGY, INC. |
(Exact name of registrant as specified in its charter) |
Nevada | 26-4828510 | |
(State or other jurisdiction of incorporation or organization) | (I.R.S. Employer Identification No.) |
14362 N. Frank Lloyd Wright Blvd., Suite 1000, Scottsdale, AZ | 85260 | |
(Address of principal executive offices) | (Zip Code) |
Registrant's telephone number, including area code: | 480.477.5810 |
Securities registered pursuant to Section 12(b) of the Act:
Title of Each Class | Name of Each Exchange On Which Registered | |
N/A | N/A |
Securities registered pursuant to Section 12(g) of the Act:
Common Stock, $0.001 par value
(Title of class)
Indicate by check mark if the registrant is a well-known seasoned issuer, as defined in Rule 405 the Securities Act. Yes o No x
Indicate by check mark if the registrant is not required to file reports pursuant to Section 13 or Section 15(d) of the Act Yes o No x
Indicate by check mark whether the registrant: (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports) and (2) has been subject to such filing requirements for the last 90 days. Yes o No x
Indicate by check mark whether the registrant has submitted electronically and posted on its corporate Website, if any, every Interactive Data File required to be submitted and posted pursuant to Rule 405 of Regulation S-T (§232.405 of this chapter) during the preceding 12 months (or for such shorter period that the registration statement was required to submit and post such files). Yes x No o
Indicate by check mark if disclosure of delinquent filers pursuant to Item 405 of Regulation S-K (§229.405 of this chapter) is not contained herein, and will not be contained, to the best of registrant's knowledge, in definitive proxy or information statements incorporated by reference in Part III of this Form 10-K or any amendment to this Form 10-K. o
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company. See definition of “large accelerated filer,” “accelerated filer” and “smaller reporting company” in Rule 12b-2 of the Exchange Act.
Large accelerated filer | o | Accelerated filer | o |
Non-accelerated filer | o | Smaller reporting company | x |
Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Exchange Act). Yes o No x
The aggregate market value of Common Stock held by non-affiliates of the Registrant on June 30, 2012 was $15,021,291 based on a $0.0085 closing price per share. For purposes of this computation, all executive officers and directors have been deemed to be affiliates. Such determination should not be deemed to be an admission that such executive officers and directors are, in fact, affiliates of the Registrant.
Indicate the number of shares outstanding of each of the registrant’s classes of common stock as of the latest practicable date.
1,860,788,893 as of April 1, 2013
EXPLANATORY NOTE
The Company is filing this Amendment No. 1 to its Annual Report on Form 10-K for the year ended December 31, 2012 (the “Form 10-K”), which was originally filed with the Securities and Exchange Commission on April 16, 2013, for the sole purpose of furnishing the Interactive Data File as Exhibit 101 in accordance with Rule 405 of Regulation S-T.
No other changes have been made to the Form 10-K. This Amendment does not reflect events that have occurred after the April 16, 2013 filing date of the Form 10-K, or modify or update the disclosures presented therein, except to reflect the amendment described above.
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PART IV
Item 15. Exhibits, Financial Statement Schedules
(a) Financial Statements
(1) Financial statements for our company are listed in the index under Item 8 of this document
(2) All financial statement schedules are omitted because they are not applicable, not material or the required information is shown in the financial statements or notes thereto.
(b) Exhibits
Exhibit Number | Description | ||
(3)
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Articles of Incorporation and By-laws | ||
3.1 |
Articles of Incorporation (incorporated by reference from our Registration Statement on Form SB-2 filed on February 23, 2004)
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3.2 |
Bylaws (incorporated by reference from our Registration Statement on Form SB-2 filed on February 23, 2004)
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(10) |
Material Contracts
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10.1 |
Mineral Property Staking and Purchase Agreement dated April 10, 2003 (incorporated by reference from our Registration Statement on Form SB-2/A filed on June 30, 2004)
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10.2 |
Mining Acquisition Agreement dated October 31, 2008 between our company and General Metals Corporation (incorporated by reference from our Current Report on Form 8-K filed on December 10,2008)
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10.3 |
Amending Agreement to the Mining Acquisition Agreement dated December 5, 2008 between our company and General Metals Corporation. (incorporated by reference from our Current Report on Form 8-K filed on December 10, 2008)
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10.4 |
Membership Purchase Agreement dated October 18, 2010 between our company and Allied Mining and Supply, LLC. (incorporated by reference as exhibit 10.1 of the Form 8-K filed on February 4, 2011)
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(14) |
Code of Ethics
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14.2 |
Code of Ethics and Business Conduct
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16.1
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Letter from BDO Canada LLP to the Securities and Exchange Commission (incorporated by reference as exhibit 16.1 from our Form 8-K filed on January 18, 2011).
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(31) |
Rule 13a-14(d)/15d-14(d) Certifications
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31.1* |
Section 302 Certification of Principal Executive Officer, Principal Accounting Officer and Principal Financial Officer
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(32) |
Section 1350 Certifications
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32.1* |
Section 906 Certification of Principal Executive Officer, Principal Accounting Officer and Principal Financial Officer
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99.1 |
Form 8-K dated the earliest date of March 19, 2011 advising that we dismissed Gruber & Company, LLC, as the independent certified accountants for the Company, with whom there were no disagreements (incorporated by reference as exhibit 162 from our Form 8-K filed on May 26, 2011).
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99.2 | Form 8-K dated the earliest date of May 2, 2012 advising that we dismissed DeJoya Griffith & Company LLC, as the independent registered accountants for the Company, with whom there were no disagreements (incorporated by reference as exhibit 16.3 from our Form 8-K filed on May 4, 2012). | ||
99.3* | Temporary Hardship Exemption per Regulation S-T | ||
101.INS** | XBRL Instance Document | ||
101.SCH** | XBRL Extension Schema | ||
101.CAL** | XBRL Calculation Linkbase | ||
101.DEF** | XBRL Definition Linkbase | ||
101.LAB** | XBRL Label Linkbase | ||
101.PRE** | XBRL Presentation Linkbase |
______________________
* Previously Filed .
** Filed or furnished herewith.
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SIGNATURES
In accordance with Section 13 or 15(d) of the Exchange Act, the registrant caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
SUNERGY, INC.
By: /s/ Garrett Hale Garrett Hale, President and Director, (Principal Executive Officer)
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By: /s/ Garrett Hale Garrett Hale, Chief Financial Officer and Director, (Principal Accounting Officer)
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Pursuant to the requirements of the Securities Exchange Act of 1934, this report has been signed below by the following persons on behalf of the registrant and in the capacities and on the dates indicated.
By: /s/ Garrett Hale Garrett Hale, President and Director
Date: April 23, 2013 |
By: /s/ Larry Bigler Larry Bigler Chairman Date: April 23, 2013 |
By: /s/ Robert A. Levich Robert A. Levich Director Date: April 23, 2013 |
By: /s/ Gary Houck Gary Houck Director Date: April 23, 2013 |
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