Attached files
file | filename |
---|---|
EXCEL - IDEA: XBRL DOCUMENT - Boreal Water Collection Inc. | Financial_Report.xls |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C., 20549
FORM 10-K/A
Amendment No. 1
x | ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 |
For the fiscal year ended December 31, 2012
OR
¨ | TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 |
For the transition period from to
Commission File No. __________
BOREAL WATER COLLECTION, INC.
(Exact name of registrant as specified in its charter)
Nevada | 98-0453421 | |
(State or other jurisdiction of incorporation or organization) | (I.R.S. Employer Identification Number) | |
Boreal Water Collection, Inc. | ||
4496 State Road 42 North | ||
Kiamesha Lake, NY | 12751 | |
(Address of principal executive offices) | (Zip Code) |
Registrant’s telephone number, including area code: 845-794-0400
Securities registered pursuant to Section 12(g) of the Act:
Title of each class: | Name of each exchange on which registered | |
Common Stock ($__________ par value) | None |
Indicate by check mark if the Registrant is a well-known seasoned issuer, as defined in Rule 405 of the Securities Act. ¨ Yes x No
Indicate by check mark if the registrant is not required to file reports pursuant to Section 13 or Section 15(d) of the Act. ¨ Yes x No
Indicate by check mark whether the registrant has submitted electronically and posted on its corporate Web site , if any, every Interactive Data File required to be submitted and posted pursuant to Rule 405 of Regulation S-T during the preceding 12 months (or for such shorter period that the registrant was required to submit and post such files). x Yes ¨ No
Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months, and (2) has been subject to such filing requirements for at least the past 90 days. S Yes ¨ No
Indicate by check mark if disclosure of delinquent filers pursuant to Item 405 of Regulation S-K is not contained herein, and will not be contained, to the best of registrant’s knowledge, in definitive proxy or information statements incorporated by reference in Part III of this Form 10-K or any amendment to this Form 10-K. x
Indicate by check mark whether the Registrant is a large accelerated filer, an accelerated filer, or a non-accelerated filer. See definition of “accelerated filer” and “large accelerated filer” in Rule 12b-2 of the Exchange Act. (check one)
Large Accelerated Filer ¨ | Accelerated Filer | Non-Accelerated Filer ¨ | Smaller reporting company x |
Indicate by check mark whether the registrant is a shell company (as defined in Rule 12-b2 of the Exchange Act). ¨ Yes x No
The aggregate market value of the voting and non-voting common equity held by non-affiliates of the registrant as of December 31, 2012 was approximately $1,000,000.
The number of shares of the Registrant’s common stock outstanding on April 15, 2013 was 310,158,889.
EXPLANATORY NOTE
The Company is filing this Amendment No. 1 to its Annual Report on Form 10-K for the year ended December 31, 2012 (the “Form 10-K”), which was originally filed with the Securities and Exchange Commission on April 16, 2013, for the sole purpose of furnishing the Interactive Data File as Exhibit 101 in accordance with Rule 405 of Regulation S-T.
No other changes have been made to the Form 10-K. This Amendment does not reflect events that have occurred after the April 16, 2013 filing date of the Form 10-K, or modify or update the disclosures presented therein, except to reflect the amendment described above.
PART IV
ITEM 15. EXHIBITS, FINANCIAL STATEMENT SCHEDULES.
Audited Financial Statements for our fiscal years 2012 and 2011 are included herewith. Our Articles of Incorporation, with all amendments thereto and our Bylaws are included as exhibits.
Exhibit Index
Exhibit Number | Description |
Exhibit 3.(i)* | Articles of Incorporation |
Exhibit 3.(ii)* | By-Laws |
Exhibit 10.(i)* | Licensing Agreement, Spring Water – Canada |
Exhibit 10.(ii)* | Licensing Agreement, Spring Water – Catskill Mountains |
Exhibit 10.(iii)* | Licensing Agreement, Saint-Elie and BRWC, June 26, 2009 |
Exhibit 10.(iv)* | Dowser LLC lawsuit settlement and Exclusive Master Bottling Rights |
Exhibit 10.(v)* | Mortgage documents (Wells Fargo) |
Exhibit 10.(vi)* | English translation of Exhibit 10.(i) |
Exhibit 31.1* | Certification of Principal Executive Officer and Principal Financial Officer pursuant to Sarbanes-Oxley Section 302 |
Exhibit 31.2* | Certification of Principal Executive Officer pursuant to Sarbanes-Oxley Section 302 |
Exhibit 32.1* | Certification of Principal Executive Officer and Principal Financial Officer pursuant to Sarbanes-Oxley Section 906 |
Exhibit 32.2* |
Certification of Principal Executive Officer pursuant to Sarbanes-Oxley Section 906 |
Exhibit 99.1* |
Temporary Hardship Exemption Provided by Rule 201 |
101.INS XBRL | Instance Document ** |
101.SCH XBRL | Taxonomy Extension Scheme ** |
101.CAL XBRL | Taxonomy Extension Calculation Linkbase ** |
101.DEF XBRL | Taxonomy Extension Definition Linkbase ** |
101.LAB XBRL | Taxonomy Extension Label Linkbase ** |
101.PRE XBRL | Taxonomy Presentation Linkbase ** |
________________
* Previously filed.
** Furnished herewith.
SIGNATURES
Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Date: April 22, 2013 | ||||
BOREAL WATER COLLECTION, INC. |
||||
By: | /s/ Mrs. Francine Lavoie | |||
Name: | Mrs. Francine Lavoie | |||
Title: | President and CEO | |||
Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Date: April 22, 2013 | ||||
BOREAL WATER COLLECTION, INC. |
||||
By: | /s/ Mr. Christopher Umecki | |||
Name: | Mr. Christopher Umecki | |||
Title: | Vice President - Operations | |||