Attached files
| file | filename |
|---|---|
| EX-3.1 - EX-3.1 - BOSTON PRIVATE FINANCIAL HOLDINGS INC | d526021dex31.htm |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): April 17, 2013
Boston Private Financial Holdings, Inc.
(Exact name of registrant as specified in charter)
| Massachusetts | 1-35070 | 04-2976299 | ||
| (State or Other Jurisdiction of Incorporation) |
(Commission File Number) |
(IRS Employer Identification No.) |
Ten Post Office Square, Boston, Massachusetts 02109
(Address of Principal Executive Offices) (Zip Code)
(617) 912-1900
(Registrant’s telephone number, including area code)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
| ¨ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| ¨ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| ¨ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| ¨ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
| Item 5.03 | Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year. |
At the Annual Meeting of Shareholders of Boston Private Financial Holdings, Inc. (the “Company”) held on April 17, 2013 (the “Annual Meeting”), shareholders of the Company approved amendments (the “Amendments”) to the Company’s Restated Articles of Organization, as amended (the “Restated Articles of Organization”), eliminating the supermajority voting requirement for (i) the removal of directors and (ii) future amendments of the Restated Articles of Organization. The Amendments became effective upon the filing of Articles of Amendment with the Secretary of the Commonwealth of Massachusetts on April 17, 2013. The Articles of Amendment are attached hereto as Exhibit 3.1 and are incorporated by reference herein.
| Item 5.07 | Submission of Matters to a Vote of Security Holders. |
At the Annual Meeting, Eugene S. Colangelo, Clayton G. Deutsch, Allen L. Sinai and Stephen M. Waters were elected as directors to serve until the 2014 Annual Meeting of Shareholders and until their successors are duly elected and qualified. In addition, at the Annual Meeting, the shareholders approved (a) a non-binding, advisory resolution regarding the compensation of the Company’s named executive officers, (b) an amendment to the Company’s Restated Articles of Organization to eliminate the supermajority voting requirement for the removal of directors, and (c) an amendment to the Company’s Restated Articles of Organization to eliminate the supermajority voting requirement for amending the Restated Articles of Organization. The voting results are set forth below.
| (1) | Election of Directors: |
| Director Nominee |
For | Withheld | Broker Non-Votes | |||||||||
| Eugene S. Colangelo |
59,779,105 | 6,642,079 | — | |||||||||
| Clayton G. Deutsch |
64,305,821 | 2,115,363 | — | |||||||||
| Allen L. Sinai |
62,061,922 | 4,359,262 | — | |||||||||
| Stephen M. Waters |
62,964,607 | 3,456,577 | — | |||||||||
| (2) | Non-binding, advisory resolution regarding the compensation of the Company’s named executive officers: |
| For |
Against |
Abstain |
Broker Non-Votes | |||
| 60,619,701 | 4,167,157 | 1,634,326 | — |
| (3) | Amendment of the Company’s Restated Articles of Organization to eliminate the supermajority voting requirement for the removal of directors: |
| For |
Against |
Abstain |
Broker Non-Votes | |||
| 64,375,016 | 1,973,560 | 72,608 | — |
| (4) | Amendment of the Company’s Restated Articles of Organization to eliminate the supermajority voting requirement for amending the Restated Articles of Organization*: |
| For |
Against |
Abstain |
Broker Non-Votes | |||
| 65,832,081 | 516,145 | 72,958 | — |
| * | Holders of the Company’s Series B Non-Cumulative Perpetual Contingent Convertible Preferred Stock, par value $1.00 per share (“Series B Preferred Stock”), were entitled to vote, separate from the holders of the Company’s common stock, at the Annual Meeting on Proposal 4. 401 shares, or 100%, of the Series B Preferred Stock outstanding voted in favor of this proposal. |
| Item 9.01 | Financial Statements and Exhibits |
Exhibit 3.1 Articles of Amendment of Boston Private Financial Holdings, Inc.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| BOSTON PRIVATE FINANCIAL HOLDINGS, INC. | ||||||
| Dated: April 22, 2013 | By: | /s/ David J. Kaye | ||||
| Name: | David J. Kaye | |||||
| Title: | Executive Vice President and Chief Financial Officer | |||||
EXHIBIT INDEX
| Exhibit No. |
Description | |
| 3.1 | Articles of Amendment of Boston Private Financial Holdings, Inc. | |