UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

__________________________

 

FORM 8-K

 

CURRENT REPORT

Pursuant to Section 13 or 15(d) of

the Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported): April 8, 2013

 

VII Peaks-KBR Co-Optivist Income BDC II, Inc.

(Exact name of registrant as specified in its charter)

 

Maryland   0-54615   45-2918121
(State or other jurisdiction   (Commission File No.)   (I.R.S. Employer
of incorporation)       Identification No.)

 

255 Shoreline Drive, Suite 428    
Redwood City, California   94065
(Address of principal executive offices)   (Zip Code)

 

Registrant's telephone number, including area code: (877) 700-0527

 

Not Applicable
(Former name or address, if changed since last report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

[ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

[ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

[ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

[ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 
 

  

Item 8.01 Other Events.

 

On April 8, 2013, the Board of Directors of the Company appointed Gino Malaspina to replace Heather Nichols as Chief Compliance Officer of VII Peaks-KBR Co-Optivist Income BDC II, Inc, effective April 1, 2013. The compliance services remain with Cipperman Compliance Services, LLC, since Company inception.

  

 
 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

 

VII Peaks-KBR Co-Optivist Income BDC II, Inc.

 

April 10, 2013

By:    /s/ Gurpreet S. Chandhoke

 Gurpreet S. Chandhoke

Chairman of the Board of Directors,
 Chief Executive Officer and President