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EX-99.1 - EX-99.1 - Frontier Fundsd516585dex991.htm
EX-23.1 - EX-23.1 - Frontier Fundsd516585dex231.htm

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

 

FORM 8-K

 

 

CURRENT REPORT

Pursuant to Section 13 or 15(d) of

the Securities Exchange Act of 1934

Date of report (Date of earliest event reported): April 5, 2013

 

 

THE FRONTIER FUND

FRONTIER DIVERSIFIED SERIES; FRONTIER LONG/SHORT COMMODITY

SERIES; FRONTIER MASTERS SERIES; BALANCED SERIES; FRONTIER SELECT SERIES;

CURRENCY SERIES; WINTON SERIES; FRONTIER HERITAGE SERIES

(Exact Name of Registrant as Specified in Charter)

 

 

 

Delaware

(State or Other Jurisdiction

of Incorporation)

 

000-51274

(Commission

File Number)

 

36-6815533

(IRS Employer

Identification No.)

c/o Equinox Fund Management, LLC

1775 Sherman Street, Suite 2500

Denver, Colorado 80203

(Address of Principal Executive Offices)

(303) 837-0600

(Registrant’s telephone number, including area code)

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

  ¨ Written communications pursuant to Rule 425 under the Securities Act.

 

  ¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act.

 

  ¨ Pre-commencement communications pursuant to Rule 14d-2b under the Exchange Act.

 

  ¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act.

 

 

 


Item 8.01. Other Events.

For the benefit of unitholders of the Registrant, Equinox Fund Management, LLC, the managing owner of the Registrant, has disclosed its audited financial statements for the fiscal year ended December 31, 2012, attached hereto as Exhibit 99.1 and incorporated herein by reference.

Item 9.01. Financial Statements and Exhibits.

(d) The following exhibit is filed herewith:

 

Exhibit
Number

  

Description

23.1    Consent of Independent Auditor
99.1    Financial Statements of Equinox Fund Management, LLC

 

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SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

    The Frontier Fund
    (Registrant)
Date: April 5, 2013    
  By:   /s/ Robert J. Enck
    Robert J. Enck
    President and Chief Executive Officer of
   

Equinox Fund Management, LLC,

Managing Owner

 

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SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

 

  Frontier Diversified Series,
 

a Series of The Frontier Fund

(Registrant)

Date: April 5, 2013   By:   /s/ Robert J. Enck
    Robert J. Enck
   

President and Chief Executive Officer of Equinox

Fund Management, LLC, the Managing Owner of

Frontier Diversified Series, a Series of The

Frontier Fund

 

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SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

 

  Frontier Long/Short Commodity Series,
 

a Series of The Frontier Fund

(Registrant)

Date: April 5, 2013   By:   /s/ Robert J. Enck
    Robert J. Enck
   

President and Chief Executive Officer of Equinox

Fund Management, LLC, the Managing Owner of

Frontier Long/Short Commodity Series, a Series of

The Frontier Fund

 

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SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

 

  Frontier Masters Series,
 

a Series of The Frontier Fund

(Registrant)

Date: April 5, 2013   By:   /s/ Robert J. Enck
    Robert J. Enck
   

President and Chief Executive Officer of Equinox

Fund Management, LLC, the Managing Owner of

Frontier Masters Series, a Series of The Frontier Fund

 

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SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

 

  Balanced Series,
  a Series of The Frontier Fund
  (Registrant)
Date: April 5, 2013   By:   /s/ Robert J. Enck
    Robert J. Enck
   

President and Chief Executive Officer of Equinox

Fund Management, LLC, the Managing Owner of

Balanced Series, a Series of The Frontier Fund

 

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SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

 

  Frontier Select Series,
  a Series of The Frontier Fund
  (Registrant)
Date: April 5, 2013   By:   /s/ Robert J. Enck
    Robert J. Enck
   

President and Chief Executive Officer of Equinox

Fund Management, LLC, the Managing Owner of

Frontier Select Series, a Series of The Frontier Fund

 

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SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

 

  Currency Series,
  a Series of The Frontier Fund
  (Registrant)
Date: April 5, 2013   By:   /s/ Robert J. Enck
    Robert J. Enck
   

President and Chief Executive Officer of Equinox

Fund Management, LLC, the Managing Owner of

Currency Series, a Series of The Frontier Fund

 

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SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

 

  Winton Series,
  a Series of The Frontier Fund
  (Registrant)
Date: April 5, 2013   By:   /s/ Robert J. Enck
    Robert J. Enck
   

President and Chief Executive Officer of Equinox

Fund Management, LLC, the Managing Owner of

Winton Series, a Series of The Frontier Fund

 

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SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

 

  Frontier Heritage Series,
  a Series of The Frontier Fund
  (Registrant)
Date: April 5, 2013   By:   /s/ Robert J. Enck
    Robert J. Enck
   

President and Chief Executive Officer of Equinox

Fund Management, LLC, the Managing Owner of

Frontier Heritage Series, a Series of The Frontier Fund

 

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INDEX TO EXHIBITS

 

Exhibit
Number

  

Description

23.1    Consent of Independent Auditor
99.1    Financial Statements of Equinox Fund Management, LLC

 

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