As filed with the Securities and Exchange Commission on April 2, 2013

Registration No. 333-186912

 

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

AMENDMENT NO. 3

TO

FORM S-1

 

 

REGISTRATION STATEMENT

UNDER

THE SECURITIES ACT OF 1933

 

 

INDEPENDENT BANK GROUP, INC.

(Exact name of registrant as specified in its charter)

 

Texas   6022   13-4219346

(State or other jurisdiction of

incorporation or organization)

  (Primary Standard Industrial
Classification Code Number)
 

(I.R.S. Employer

Identification Number)

1600 Redbud Boulevard, Suite 400

McKinney, Texas 75069-3257

(972) 562-9004

(Address, including zip code and telephone number, including area code, of registrant’s principal executive offices)

 

 

Mr. David R. Brooks

Chairman and Chief Executive Officer

1600 Redbud Boulevard, Suite 400

McKinney, Texas 75069-3257

(972) 562-9004

(Name, address, including zip code and telephone number, including area code, of agent for service)

 

 

Copies to:

 

Joseph A. Hoffman, Esq.

Dudley W. Murrey, Esq.

Andrews Kurth LLP

1717 Main Street, Suite 3700

Dallas, Texas 75201

(214) 659-4400

 

Mark Haynie, Esq.

Haynie Rake Repass & Lowry, PC

14643 Dallas Parkway, Suite 550

Dallas, Texas 75254

(972) 716-1855

 

William T. Luedke IV, Esq.

Shanna R. Kuzdzal, Esq.

Bracewell & Giuliani LLP

711 Louisiana Street, Suite 2300

Houston, Texas 77002-2770

(713) 223-2300

Approximate date of commencement of proposed sale to the public: As soon as practicable after the effective date of this registration statement.

If any of the securities being registered on this Form are to be offered on a delayed or continuous basis pursuant to Rule 415 under the Securities Act of 1933, please check the following box.    ¨

If this Form is filed to register additional securities for an offering pursuant to Rule 462(b) under the Securities Act, please check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering.    ¨

If this Form is a post-effective amendment filed pursuant to Rule 462(c) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering.    ¨

If this Form is a post-effective amendment filed pursuant to Rule 462(d) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering.    ¨

Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a nonaccelerated filer, or a smaller reporting company. See the definitions of “large accelerated filer,” “accelerated filer” and “smaller reporting company” in Rule 12b-2 of the Exchange Act.

 

  Large accelerated filer   ¨    Accelerated filer   ¨
  Nonaccelerated filer  

x  (Do not check if a smaller reporting company)

 

   Smaller reporting company   ¨

CALCULATION OF REGISTRATION FEE

 

 

Title of Each Class of

Securities to be Registered

  Amount to be
Registered(1)
 

Proposed

Maximum

Offering Price

per Share

 

Proposed

Maximum
Aggregate

Offering Price(2)

 

Amount of
Registration

Fee(3)

Common Stock, $0.01 par value per share

  3,680,000   $26.00   $95,680,000   $13,050.75

 

 

 

(1) Includes 480,000 shares of common stock issuable upon exercise of an option to purchase additional shares granted to the underwriters.
(2) Estimated solely for the purpose of calculating the amount of the registration fee in accordance with Rule 457(a) under the Securities Act of 1933, as amended.
(3) This fee was previously paid.

 

 

 


EXPLANATORY NOTE

This Amendment No. 3 to the Registration Statement on Form S-1, as amended (Registration No. 333-186912), of Independent Bank Group, Inc. is filed for the purpose of correcting a typographical error in footnote (2) to the Calculation of Registration Fee table on the cover of the Registration Statement. The Proposed Maximum Aggregate Offering Price was calculated in accordance with Rule 457(a) under the Securities Act of 1933, as amended, not Rule 457(o) of such Act as previously stated.


SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, the Registrant has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the city of McKinney, Texas, on April 2, 2013.

 

INDEPENDENT BANK GROUP, INC.

By:

 

/s/ David R. Brooks

  David R. Brooks
  Chairman and Chief Executive Officer

Pursuant to the requirements of the Securities Act of 1933, this registration statement has been signed below by the following persons in the capacities and on the dates indicated.

 

Signature

  

Title

  

Date

 

/s/ David R. Brooks

  

Chairman, Chief Executive Officer and
Director

(Principal Executive Officer)

     April 2, 2013   

David R. Brooks

     

/s/ Michelle S. Hickox

   Executive Vice President and Chief
Financial Officer (Principal Financial and
Principal Accounting Officer)
     April 2, 2013   

Michelle S. Hickox

     

*

   Vice Chairman of Corporate Development
and Director
     April 2, 2013   

Torry Berntsen

     

*

   Vice Chairman and Director      April 2, 2013   

Daniel W. Brooks

     

*

   Director      April 2, 2013   

M. Brian Aynesworth

     

*

   Director      April 2, 2013   

Douglas A. Cifu

     


Signature

  

Title

        

Date

 

*

   Director         April 2, 2013   

William E. Fair

        

*

   Director         April 2, 2013   

Craig E. Holmes

        

*

   Director         April 2, 2013   

Jack M. Radke

        

*

   Director         April 2, 2013   

G. Stacy Smith

        

*

   Director         April 2, 2013   

Michael T. Viola

        

 

*By

 

/s/ David R. Brooks

  David R. Brooks
  Attorney-in-Fact