Attached files
| file | filename |
|---|---|
| EX-4.1 - EXHIBIT - Liberty Global, Inc. | mar262013additionalfacilit.htm |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
Date of report (Date of earliest event reported): March 26, 2013
Liberty Global, Inc.
(Exact Name of Registrant as Specified in Charter)
Delaware | 000-51360 | 20-2197030 | ||
(State or other jurisdiction of incorporation) | (Commission File Number) | (IRS Employer Identification #) | ||
12300 Liberty Boulevard Englewood, CO 80112
(Address of Principal Executive Office)
(303) 220-6600
(Registrant’s telephone number, including area code)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Item 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant.
UPC Broadband Holding B.V. (UPC Broadband Holding) is an indirect subsidiary of Liberty Global, Inc. On March 26, 2013, UPC Broadband Holding entered into a new additional facility accession agreement (the Additional Facility AG Accession Agreement) under UPC Broadband Holding's senior secured bank facility (as amended, the UPC Broadband Holding Bank Facility). Pursuant to the Additional Facility AG Accession Agreement, certain lenders (the Rolling Lenders) under facilities R, S, and U (Facilities R, S, and U) of the UPC Broadband Holding Bank Facility agreed to roll their existing respective Facility R, S, and U commitments into a new term loan facility of €1,472.4 million ($1,894.2 million at the transaction date) (Facility AG). The Rolling Lenders will novate their existing respective commitments to Liberty Global Services B.V. (Liberty Global Services), a direct subsidiary of UPC Broadband Holding, and will become lenders under the new Facility AG. Certain other new lenders (the New Lenders) agreed to make available commitments that will be used to partially repay amounts outstanding under Facilities R and S and to repay all amounts outstanding under Facility U. The underwriters of Facility AG (the Underwriters) will enter into cash novation certificates under the Additional Facility AG Accession Agreement on behalf of the New Lenders. Liberty Global Services, the initial lender under Facility AG, will novate its Facility AG commitment to the Rolling Lenders and to the Underwriters, as applicable. The final maturity date for Facility AG will be March 31, 2021. Facility AG will bear interest at EURIBOR plus 3.75% per annum. The completion of the above transactions is subject to the execution of the applicable novation certificates by the relevant parties.
Item 9.01 Financial Statements and Exhibits.
(d) Exhibits.
Exhibit No. Name
4.1 | Additional Facility AG Accession Agreement, dated March 26, 2013, among UPC Financing Partnership, The Bank of Nova Scotia as Facility Agent and Security Agent and Liberty Global Services B.V. as Additional Facility AG Lender, under the UPC Broadband Holding Bank Facility. |
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
LIBERTY GLOBAL, INC. | ||
By: | /s/ LEONARD P. STEGMAN | |
Leonard P. Stegman | ||
Vice President, Accounting and Reporting, Deputy Controller | ||
Date: March 28, 2013
Exhibit Index
Exhibit No. Name
4.1 | Additional Facility AG Accession Agreement, dated March 26, 2013, among UPC Financing Partnership, The Bank of Nova Scotia as Facility Agent and Security Agent and Liberty Global Services B.V. as Additional Facility AG Lender, under the UPC Broadband Holding Bank Facility. |