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EX-99.1 - EXHIBIT 99.1 - AXION INTERNATIONAL HOLDINGS, INC.v339137_ex99-1.htm

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 8-K

 

CURRENT REPORT

Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported): March 25, 2013 (March 20, 2013)

 

AXION INTERNATIONAL HOLDINGS, INC.

 

(Exact name of registrant as specified in its charter)

     

Colorado

 

(State or other jurisdiction

of incorporation)

0-13111

 

(Commission File Number)

84-0846389

 

(IRS Employer
Identification No.)

 

 

180 South Street, Suite 104, New Providence, New Jersey

 

(Address of principal executive offices)

07974

 

(Zip Code)

 

 

Registrant’s telephone number, including area code: (908) 542-0888

 

Not Applicable

 

(Former name or former address, if changed since last report)

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 
 

 

 

ITEM 7.01 Regulation FD Disclosure.

 

On March 20, 2013, Axion International Holdings, Inc. presented to potential investors at the 25th Annual ROTH Conference. A copy of the investor presentation is furnished as Exhibit 99.1 to this report and is incorporated herein by reference.

 

In accordance with General Instructions B.2 and B.6 of Form 8-K, the information contained in this Item 7.01 and Exhibit 99.1 is being furnished and shall not be deemed to be “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of that section, nor shall such information and Exhibit be deemed incorporated by reference in any filing under the Securities Act of 1933, as amended, or the Exchange Act, except as shall be expressly set forth by specific reference in such filing.

 

 

ITEM 9.01 Financial Statements and Exhibits.

 

(d) Exhibits

 

99.1 Investor presentation made available by Axion International Holdings, Inc. on March 20, 2013

 

 
 

 

 

SIGNATURES

 

 

 

Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Registrant caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

 

 

 Date: March 25, 2013 AXION INTERNATIONAL HOLDINGS, INC.
   
  By:  /s/ Donald W. Fallon
   

Donald W. Fallon

Chief Financial Officer

 

 

 
 

 

 

Exhibit Index

 

Exhibit No. Description
   
99.1         Investor presentation made available by Axion International Holdings, Inc. on March 20, 2013