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EXCEL - IDEA: XBRL DOCUMENT - Montalvo Spirits, Inc.Financial_Report.xls

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 10-Q/A

(Amendment No. 1)

 

x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

 

For the quarterly period ended December 31, 2012 or

 

¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

 

333-173537

Commission File Number

 

MONTALVO SPIRITS, INC.

(Exact name of registrant as specified in its charter)

 

Nevada 27-4004890
(State or other jurisdiction of incorporation or organization) (I.R.S. Employer Identification No.)
   
4326 Laurel Glen Drive, Moorpark, California 93021
(Address of principal executive offices) (Zip Code)

 

818-266-9286

(Registrant’s telephone number, including area code)

 

Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. x Yes ¨ No

 

Indicate by check mark whether the registrant has submitted electronically and posted on its corporate Web site, if any, every Interactive Data File required to be submitted and posted pursuant to Rule 405 of Regulation S-T (§232.405 of this chapter) during the preceding 12 months (or for such shorter period that the registrant was required to submit and post such files). ¨ Yes x No

 

Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company. See the definitions of “large accelerated filer,” “accelerated filer” and “smaller reporting company” in Rule 12b-2 of the Exchange Act.

 

Large accelerated filer ¨ Accelerated filer ¨

 

Non-accelerated filer ¨ (Do not check if a smaller reporting company) Smaller reporting company x

 

Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Exchange Act). ¨ Yes No x

 

Indicate the number of shares outstanding of each of the issuer’s classes of common stock, as of the latest practicable date. As of February 19, 2013, the Registrant had 66,900,012 shares of common stock issued and outstanding.

 

 
 

 

Explanatory Note: The sole purpose of this Amendment to Montalvo Spirits, Inc.’s Quarterly Report on Form 10-Q for the fiscal quarter ended December 31, 2012, filed with the Securities and Exchange Commission on February 19, 2013 (the “Form 10-Q”), is to provide the consolidated financial statements and related notes from the Form 10-Q formatted in XBRL (eXtensible Business Reporting Language) to furnish Exhibit 101 to the Form 10-Q in accordance with Rule 405 of Regulation S-T. Exhibit 101 to this report provides the consolidated financial statements and related notes from the Form 10-Q formatted in XBRL. No other changes have been made to the Form 10-Q.

 

Pursuant to Rule 406T of Regulation S-T, the interactive data files on Exhibit 101 hereto are deemed not filed or part of a registration statement or prospectus for purposes of Sections 11 or 12 of the Securities Act of 1933, as amended, are deemed not filed for purposes of Section 18 of the Securities Act of 1934, as amended, and otherwise are not subject to liability under those sections.

 

ITEM 6.  EXHIBITS AND REPORTS ON FORM 8-K

 

(a)Exhibit index

 

Exhibit

Number

  Description of Exhibits
31.1   Rule 13(a)-14(a)/15(d)-14(a) Certification of Chief Executive Officer *
     
31.2   Rule 13(a)-14(a)/15(d)-14(a) Certification of Chief Financial Officer. *
     
32.1   Section 1350 Certification of Chief Executive Officer*
     
32.2   Section 1350 Certification of Chief Financial Officer *
     
101.INS   XBRL Instance Document**
     
101.SCH   XBRL Taxonomy Extension Schema Document**
     
101.CAL   XBRL Taxonomy Extension Calculation Linkbase Document**
     
101.DEF   XBRL Taxonomy Extension Definition Linkbase Document**
     
101.LAB   XBRL Taxonomy Extension Label Linkbase Document**
     
101.PRE   XBRL Taxonomy Extension Presentation Linkbase Document**

 

 *  These exhibits were previously included or incorporated by reference in Montalvo Spirits, Inc.’s Quarterly Report on Form 10-Q for the fiscal quarter ended December 31, 2012, filed with the Securities and Exchange Commission on February 19, 2013.

 

**  Filed herewith.

 

 
 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

 

  MONTALVO SPIRITS, INC.
  (Registrant)
Date: February 28, 2013    
     
  By:/s/ Alex Viecco
  Name: Alex Viecco
  Title: Chief Executive Officer (Principal Executive Officer)
     
  By:/s/ Carlos Gonzalez Rivera
  Name: Carlos Gonzalez Rivera
  Title: Chief Operating Officer and Chief Financial Officer (Principal Financial Officer)

 

 

 
 

  

EXHIBIT INDEX

 

Exhibit

Number

  Description of Exhibits
31.1   Rule 13(a)-14(a)/15(d)-14(a) Certification of Chief Executive Officer *
     
31.2   Rule 13(a)-14(a)/15(d)-14(a) Certification of Chief Financial Officer. *
     
32.1   Section 1350 Certification of Chief Executive Officer*
     
32.2   Section 1350 Certification of Chief Financial Officer *
     
101.INS   XBRL Instance Document**
     
101.SCH   XBRL Taxonomy Extension Schema Document**
     
101.CAL   XBRL Taxonomy Extension Calculation Linkbase Document**
     
101.DEF   XBRL Taxonomy Extension Definition Linkbase Document**
     
101.LAB   XBRL Taxonomy Extension Label Linkbase Document**
     
101.PRE   XBRL Taxonomy Extension Presentation Linkbase Document**

 

 *  These exhibits were previously included or incorporated by reference in Montalvo Spirits, Inc.’s Quarterly Report on Form 10-Q for the fiscal quarter ended December 31, 2012, filed with the Securities and Exchange Commission on February 19, 2013.

 

**  Filed herewith.