UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM 8-K

 

 

 CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

 

Date of Report (Date of Earliest Reported Event): February 27, 2013 (February 26, 2013)

 

 

 

NCI BUILDING SYSTEMS, INC.

(Exact name of registrant as specified in its charter)

 

 

         
Delaware   1-14315   76-0127701

(State or other jurisdiction of

incorporation)

  (Commission File Number)  

(I.R.S. Employer

Identification Number)

 

     

10943 North Sam Houston Parkway West

Houston, Texas

  77064
(Address of principal executive offices)   (Zip Code)

 

Registrant’s telephone number, including area code: (281) 897-7788

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

¨ Written communication pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 
 
 

 

 

Item 5.07 Submission of Matters to a Vote of Security Holders.

 

NCI Building Systems, Inc. (“NCI” or the “Company”) held its Annual Meeting of Stockholders on Tuesday, February 26, 2013 (the “Annual Meeting”). The number of shares present in person and/or by proxy at such meeting was 71,805,945, representing approximately 96% of the 74,760,103 shares of capital stock issued and outstanding on January 15, 2013, which was the record date for the determination of the stockholders entitled to vote at the meeting. At the Annual Meeting, the stockholders of the Company (i) elected Gary L. Forbes, George Martinez, and Jonathan L. Zrebiec as Class II directors to serve until the annual meeting of stockholders to be held in 2016, (ii) approved the amendment and restatement of NCI’s 2003 Long-Term Stock Incentive Plan, and (iii) ratified the appointment of Ernst & Young LLP as the Company’s independent registered public accounting firm for the fiscal year ending November 3, 2013.

 

Of the 71,805,945 shares of capital stock of the Company present at the Annual Meeting, in person or by proxy, the following table shows the votes cast for and withheld from each of the nominees for director:

 

Nominee     Votes Cast For Nominee   Votes Withheld From Nominee   Non Votes 
Class II:                  
Gary L. Forbes  Common   12,863,621    1,192,389    3,613,117 
   Preferred   54,136,818    0    0 
   Total   67,000,439    1,192,389    3,613,117 
George Martinez  Common   12,897,645    1,158,365    3,613,117 
   Preferred   54,136,818    0    0 
   Total   67,034,463    1,158,365    3,613,117 
Jonathan L. Zrebiec  Common   12,342,679    1,713,331    3,613,117 
   Preferred   54,136,818    0    0 
   Total   66,479,497    1,713,331    3,613,117 

 

In addition to Messrs. Forbes, Martinez and Zrebiec, each of the following persons has a term of office as a director of the Company that continues after the Annual Meeting: Kathleen J. Affeldt, James G. Berges, Norman C. Chambers, John J. Holland, Lawrence J. Kremer and Nathan K. Sleeper.

 

The stockholders of the Company approved the 2003 Long-Term Stock Incentive Plan, as amended and restated by the following vote:

 

Class  For   Against   Abstain   Non-Votes 
Common   3,425,494    10,478,854    151,662    3,613,117 
Preferred   54,136,818    0    0    0 
Total   57,562,312    10,478,854    151,662    3,613,117 

 

The stockholders of the Company ratified the appointment of Ernst & Young LLP as the Company’s independent registered public accounting firm for fiscal 2013 by the following vote:

 

Class  For   Against   Abstain   Non-Votes 
Common   17,194,941    304,688    169,498    0 
Preferred   54,136,818    0    0    0 
Total   71,331,759    304,688    169,498    0 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. 

 

  NCI BUILDING SYSTEMS, INC.
     
  By:  /s/ Todd R. Moore  
    Name: Todd R. Moore  
    Title:

Executive Vice President,

General Counsel & Secretary

 
February 27, 2013