Attached files
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EX-31.1 - EXHIBIT 31.1 SECTION 302 CERTIFICATION - PRIVILEGED WORLD TRAVEL CLUB, INC. | f10qa2093012_ex31z1.htm |
EX-32.1 - EXHIBIT 32.1 SECTION 906 CERTIFICATION - PRIVILEGED WORLD TRAVEL CLUB, INC. | f10qa2093012_ex32z1.htm |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 10-Q/A
Amendment No. 2
X .
Quarterly report pursuant Section 13 or 15(d) of the Securities Exchange Act of 1934
For the quarterly period ended September 30, 2012
.
Transition report pursuant Section 13 or 15(d) of the Securities Exchange Act of 1934
For the transition period from _______ to _______
000-54732
(Commission file number)
PRIVILEGED WORLD TRAVEL CLUB, INC.
(Exact name of registrant as specified in its charter)
Delaware |
| 45-5312769 |
(State or other jurisdiction of incorporation or organization) |
| (I.R.S. Employer Identification No.) |
1 Blackfield Drive Tiburon, California |
| 94920 |
(Address of principal executive offices) |
| (Zip Code) |
(415) 888-2478 |
(Registrants telephone number, including area code) |
APEX 4 Inc. |
4115 Blackhawk Plaza Circle, Suite 100 |
Danville, California 94506 |
(Former name, former address and former fiscal year, if changed since last report) |
Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days.
Yes X . No .
Indicate by check mark whether the registrant has submitted electronically and posted on its corporate Web site, if any, every Interactive Data File required to be submitted and posted pursuant to Rule 405 of Regulation S-T (§ 232.405 of this chapter) during the preceding 12 months (or for such shorter period that the registrant was required to submit and post such files).
Yes X . No .
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company. See the definitions of large accelerated filer, accelerated filer and smaller reporting company in Rule 12b-2 of the Exchange Act.
Large accelerated filer | . | Accelerated filer | . |
Non-accelerated filer | . (Do not check if a smaller reporting company) | Smaller reporting company | X . |
Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Exchange Act).
Yes X . No .*
On November 19, 2012, 18,451,125 shares of the registrant's common stock were outstanding.
*EXPLANANTORY NOTE
Privileged World Travel Club, Inc. (the Company), filed its Quarterly Report on Form 10-Q (the Quarterly Report) for the period ended September 30, 2012, on November 19, 2012. On December 5, 2012, the Company filed Amendment No. 1 to the Quarterly Report on December 5, 2012, solely to furnish Exhibit 101 in accordance with Rule 405 of Regulation S-T. The purpose of this Amendment No. 2 to the Quarterly Report is to change the disclosure on the cover page to indicate that as of September 30, 2012, the Company was a shell company (as defined in Rule 12b-2 of the Exchange Act).
By way of explanation, on August 28, 2012, the Company filed a Current Report on Form 8-K, frequently referred to as a super 8-K, to provide additional information about the Companys planned operations, contracts, shareholders, management, financial position, and other information constituting Form 10 Information under the SECs regulations. As such, when the Company initially filed the Quarterly Report, management believed that the Company was no longer a shell company. Subsequently, on October 11, 2012, the Company filed an additional Current Report on Form 8-K (the October Report), outlining additional developments in the Companys business, new agreements, a significant equity investment in the Company and resulting capital to the Company (conditioned on the effectiveness of this registration statement), and the memorialization of the acquisition of significant assets, and reiterating Managements position that the Company had exited the shell company stage of development.
In connection with a review of the Companys registration statement on Form S-1, management concluded that the Company was no longer a shell company as of October 11, 2012, the date of the October Report.
No other changes have been made in this Amendment. This Amendment speaks as of the original date of our Form 10-Q, does not reflect events that may have occurred subsequent to the original filing date, and does not modify or update in any way disclosures made in the original Form 10-Q or in Amendment No. 1.
Item 6.
Exhibits
(a)
Exhibits
Exhibit
Number
Description of Exhibit
31.1
Certification of Principal Executive Officer, Principal Financial Officer pursuant to Rule 13a-14 and Rule 15d-14(a), promulgated under the Securities and Exchange Act of 1934, as amended.
32.1
Certification pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 (Chief Executive Officer, Chief Financial Officer).
SIGNATURES
In accordance with the requirements of the Exchange Act, the registrant caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| Privileged World Travel Club, Inc. | |
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February 5, 2013 | By: | /s/ Gregory Lykiardopoulos |
| Gregory Lykiardopoulos Chief Executive Officer, Chief Financial Officer (Principal Executive Officer and Principal Financial Officer) |