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EX-31.1 - CERTIFICATION - PLAYERS NETWORKpntv_10ka-ex3101.htm
EX-32 - CERTIFICATION - PLAYERS NETWORKpntv_10ka-ex3200.htm

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 10-K/A

(Amendment No. 2)

 

x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

 

For the fiscal year ended December 31, 2011

 

Commission file number: 000-29363

 

(Name of small business issuer in its charter)

 

 

Nevada 88-0343702

(State or other jurisdiction

of incorporation organization)

(I.R.S. Employer Identification No.)

 

1771 E. Flamingo Road, #201-A

Las Vegas, NV 89119

(Address of principal executive offices including zip code)

 

Issuer's telephone number: (702) 734-3457

 

Securities registered under Section 12(b) of the Exchange Act: None

 

Securities registered under Section 12(g) of the Exchange Act:

 

Common Stock, Par Value $.001

(Title of class)

 

Indicate by check mark if the registrant is a well-known seasoned issuer, as defined in Rule 405 of the Securities Act.

Yes o No x

 

Indicate by check mark if the registrant is not required to file reports pursuant to Section 13 or Section 15(d) of the Act.

Yes o No x

 

Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days.

Yes x No o

 

Indicate by check mark whether the registrant has submitted electronically and posted on corporate web site, if any, every Interactive Data File required to be submitted and posted pursuant to Rule 405 of Regulation S-T (section 232.405 on this chapter) during the preceding 12 months (or for such shorter period that the registrant was required to submit and post such files).

Yes o No x

 

Indicate by check mark if disclosure of delinquent filers pursuant to Item 405 of Regulation S-K (section 229.405 of this chapter) is not contained herein, and will not be contained, to the best of the registrant’s knowledge, in definitive proxy or information statements incorporated by reference in Part III of this Form 10-K or any amendment to this Form 10-K.

x

Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, or a non-accelerated filer. See definition of "accelerated filer and large accelerated filer" in Rule 12b-2 of the Exchange Act. (Check one):

 

Large accelerated filer o Accelerated filer o
Non-accelerated filer o Smaller reporting company x

 

Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Act).

Yes o No x

 

The aggregate market value of the voting and non-voting stock held by non-affiliates of the registrant, as of June 30, 2011, was approximately $4,588,048 based on a share value of $0.11. All executive officers and directors of the registrant have been deemed, solely for the purpose of the foregoing calculation, to be "affiliates" of the registrant.

 

As of April 13, 2012, there were 63,248,857 shares of the issuer's common stock, $0.001 par value per share, issued and outstanding.

 

 
 

 

 

EXPLANATORY NOTE

 

The purpose of this Amendment No. 2 on Form 10-K to Players Network's annual report on Form 10-K for the period ended December 31, 2011, filed with the Securities and Exchange Commission on April 16, 2012 (the “Original Form 10-K”), as amended by Amendment No.1 on Form 10-K filed with the Securities and Exchange Commission on January 14, 2013 (“Amendment No. 1”) is solely to (1) amend the Exhibit Index contained in Item 15 of Part IV to Amendment No.1 and (2) add certifications of the Company's Principal Executive Officer and Principal Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act and Section 906 of the Sarbanes-Oxley Act of 2002 (the “Certifications”). Due to an inadvertent error, the Certifications were omitted from the Amendment No.1 filing. No other changes have been made to the Original Form 10-K as amended by Amendment No.1. This Form 10-K/A speaks as of the original filing date of the Amendment No.1, does not reflect events that may have occurred subsequent to the original filing date of either the Original Form 10-K or Amendment No.1, and does not modify or update in any way disclosures made in the Original Form 10-K. 

 

 

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PART IV

 

Item 15.  Exhibits and Financial Statement Schedule

 

(a)      The following documents are filed as part of this report:

 

3. Exhibits:

 

ITEM 15.  EXHIBITS AND FINANCIAL STATEMENT SCHEDULES.

 

3.1(1) Articles of Incorporation, filed with the Commission on February 7, 2000.
3.2(1) Bylaws of the Company, filed with the Commission on February 7, 2000.
3.3(4) Certificate of Amendment of Articles of Incorporation adopting name change to Players Network filed with the Nevada Secretary of State on June 9, 1994.
3.4(5) Certificate of Amendment of Articles of Incorporation Increasing the Authorized Stock filed June 4, 2007
4.1(2) 2004 Non-Qualified Stock Option Plan.
4.2(3) 2006 Non-Qualified Attorneys & Accountants Stock Compensation Plan.
4.3 (6) Certificate of Designation for Series A Preferred Stock filed July 24, 2007.
4.4 (9) Amended and Restated 2004 Non-Qualified Stock Option Plan
4.5 (12) Certificate of Designation for Series B Preferred Stock filed December 17, 2010
4.6 (12) Form of Series B Stock Warrant dated December 17, 2010
10.1 * Distribution Agreement between the Company and Comcast Programming Development, Inc. dated November 1, 2005.
10.2(4) Employment Agreement dated January 1, 2005 for Mark Bradley Feldgreber.
10.3(4) Employment Agreement dated January 1, 2005 for Michael Berk.
10.4(7) Subscription Agreement dated as of October 10, 2007 by and between the Company and Timothy Sean Shiah
10.5(8) Distribution Agreement dated June 5, 2008, between Players Network and MicroPlay, Inc. **
10.6 (12) Series B Preferred Stock and Warrant Purchase Agreement dated December 17, 2010
10.7 (12) Investor’s Rights Agreement dated December 17, 2010
10.8 (13) Employment Agreement dated March 1, 2011 for Peter Heumiller
14 (10) Code of Ethics
23.1(9) Consent of Weaver & Martin LLC.
23.2(9) Consent of M&K CPAS, PLLC
23.3(11) Consent of M&K CPAS, PLLC
31.1† Certification of Mark Bradley, Principal Executive Officer and Principal Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act.
32.1† Certification of Mark Bradley, Principal Executive Officer and Principal Financial Officer pursuant to Section 906 of the Sarbanes-Oxley Act.

 

† Filed herewith.

* Filed with Amendment No. 1

** Confidential Treatment Requested

(1) Filed as an exhibit to the Company’s Registration Statement on Form 10-SB filed with the Commission on February 7, 2000.

(2) Filed as an exhibit to the Company's Registration Statement on Form S-8 filed with the Commission on September 13, 2004.

(3) Filed as an exhibit to the Company's Registration Statement on Form S-8 filed with the Commission on January 18, 2007.

(4) Filed as an exhibit to the Company's Form 10-KSB filed with the Commission on April 13, 2007.

(5) Filed as an exhibit to the Company's Form 8-K filed with the Commission on June 8, 2007.

(6) Filed as an exhibit to the Company's Form 8-K filed with the Commission on July 26, 2007.

(7) Filed as an exhibit to the Company's Form 8-K filed with the Commission on December 5, 2007.

(8) Filed as an exhibit to the Company's Form 8-K filed with the Commission on June 12, 2008

(9) Filed as an exhibit to the Company's Registration Statement on Form S-8 filed with the Commission on July 22, 2009

(10) Filed as an exhibit to the Company's Form 10-K filed with the Commission on April 7, 2010

(11) Filed as an exhibit to the Company's Registration Statement on Form S-8 filed with the Commission on September 17, 2010

(12) Filed as an exhibit to the Company's Form 8-K filed with the Commission on December 23, 2010

(13) Filed as an exhibit to the Company's Form 8-K filed with the Commission on March 10, 2011

 

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SIGNATURES 

 

In accordance with Section 13 or 15(d) of the Securities Exchange Act, the registrant caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

  PLAYERS NETWORK
     
  By: /s/ Mark Bradley
Date: January 30, 2013 Mark Bradley, Chief Executive Officer

 

 

POWER OF ATTORNEY

 

Each person whose signature appears below appoints Mark Bradley his attorney in fact, with full power of substitution and re-substitution, to sign any and all amendments to this Report on Form 10-K of Players Network, and to file them, with all their exhibits and other related documents, with the Securities and Exchange Commission, ratifying and confirming all that their attorney in fact and agent or his substitute or substitutes may lawfully do or cause to be done by virtue of this appointment. In accordance with the Securities Exchange Act of 1934, this report has been signed below by the following persons on behalf of the Registrant and in the capacities and on the dates indicated.

 

Name   Title   Date
         
/s/ Mark Bradley   Director & Chief Executive Officer (Principal   January 30, 2013
Mark Bradley  

Executive Officer, Principal Financial

Officer & Principal Accounting Officer)

   
         
/s/ Michael Berk   Director and President of Programming   January 30, 2013
Michael Berk        
         
/s/ Doug Miller   Director   January 30, 2013
Doug Miller        

 

 

 

 

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