Attached files

file filename
EX-23.1 - CONSENT OF BKD - RIVER VALLEY BANCORPrvb_8ka11122012ex231.htm
EX-99.3 - UNAUDITED FINANCIALS - DUPONT - RIVER VALLEY BANCORPrvb_8ka11122012ex993.htm
EX-99.4 - PRO FORMAS - RIVER VALLEY - RIVER VALLEY BANCORPrvb_8ka11122012ex994.htm
EX-99.2 - AUDITED FINANCIALS - DUPONT - RIVER VALLEY BANCORPrvb_8ka11122012ex992.htm
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549

 
FORM 8-K/A
 
CURRENT REPORT
 
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

 
Date of report (Date of earliest event reported):  November 9, 2012
 
 
River Valley Bancorp
(Exact Name of Registrant as Specified in Its Charter)
     
     
Indiana
000-21765
35-1984567
(State or Other Jurisdiction of Incorporation)
(Commission File Number)
(IRS Employer Identification No.)
   
   
430 Clifty Drive, P.O. Box 1590, Madison, Indiana
47250-0590
(Address of Principal Executive Offices)
(Zip Code)
 
 
(812) 273-4949
(Registrant’s Telephone Number, Including Area Code)
 
 
N/A
(Former Name or Former Address, if Changed Since Last Report)
 

 
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

o
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 
 

 

On November 13, 2012, River Valley Bancorp (the “Registrant”) filed a Current Report on Form 8-K to report the completion of its acquisition of Dupont State Bank (“Dupont”).  In that filing, the Registrant indicated that it would amend the Form 8-K at a later date to include the financial information required by Item 9.01.  This amendment is being filed to provide such information.
 
 
Item 9.01.  Financial Statements and Exhibits.
 
(a)           Financial statements of businesses acquired
 
The audited financial statements of Dupont State Bank as of December 31, 2011, and for the year ended December 31, 2011, are filed as Exhibit 99.2 hereto.

The unaudited condensed balance sheet of Dupont State Bank as of September 30, 2012, and the unaudited condensed statements of income, comprehensive income, and cash flows of Dupont State Bank for the nine months ended September 30, 2012, and September 30, 2011, are filed as Exhibit 99.3 hereto.

(b)           Pro Forma Financial Information
 
The unaudited pro forma combined condensed consolidated balance sheet of the Registrant as of September 30, 2012, and the unaudited pro forma combined condensed consolidated income statements of Registrant for the nine months ended September 30, 2012, and for the year ended December 31, 2011, are filed as Exhibit 99.4 hereto.

(c)           Shell company transactions
 
Not applicable.
 
(d)           Exhibits
 
 
Exhibit No.
 
Description
 
23.1
 
Consent of BKD, LLP
 
99.2
 
Audited financial statements of Dupont State Bank as of December 31, 2011, and for the year ended December 31, 2011
 
99.3
 
Unaudited condensed balance sheet of Dupont State Bank as of September 30, 2012, and unaudited condensed statements of income, comprehensive income, and cash flows of Dupont State Bank for the nine months ended September 30, 2012 and September 30, 2011
 
99.4
 
Pro Forma Financial Statements as of September 30, 2012, and for the year ended December 31, 2011, and the nine months ended September 30, 2012

 

 
2

 


 
SIGNATURES
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereto duly authorized.
 

 
Date: January 25, 2013
River Valley Bancorp
     
 
By:
/s/ Vickie L. Grimes
   
Vickie L. Grimes
   
Vice President of Finance


 
 
 
 
 
3