SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D. C. 20549-1004
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): June 27, 2012
(Exact name of registrant as specified in its charter)
______Arizona ________ ______000-30239_____ ________13-4171971__________
(State or other jurisdiction (Commission file number) (I.R.S. Employer Identification No.)
1440 St Mary Street, New Orleans, LA 70130
(Address of principal executive offices) (zip code)
(Registrant's telephone number, including area code)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
[ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
[ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
[ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
[ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Corporate Governance and Management
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers
Resignation of Mark Lopez
Effective December 21, 2012, Mark A. Lopez resigned as a member of the Board of Directors of Unico, Incorporated (Unico). Mr. Lopez resigned as Manager of Deer Trail Mining Company, LLC effective June 27, 2012.
Appointment of Edward Winders
Effective June 27, 2012, Edward Winders was elected Acting Chief Executive Officer and Acting President of Unico, Incorporated (Unico), and Manager of Deer Trail Mining Company, LLC.
Appointment of Stephen Spencer
Effective June 27, 2012, Stephen Spencer was elected Manager of Deer Trail Mining Company, LLC.
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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Date: January 20, 2013
/s/ Edward E. Winders
Edward E. Winders, Chairman of the Board
Acting President/CEO of Unico