SECURITIES AND EXCHANGE
Washington, D.C. 20549
Pursuant to Section 13 or 15(d) of
the Securities Exchange Act of 1934
Date of Report (Date of earliest
event reported): January 24, 2013 (January 17, 2013)
(Exact name of registrant as specified in its charter)
(State or other
545 Washington Boulevard, Jersey City, NJ 07310
(Address of principal executive offices) (Zip Code)
(Registrants telephone number, including area code)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the
following provisions (see General Instruction A.2. below):
||Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
||Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
||Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
||Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Knight Capital Group, Inc.
Current Report on Form 8-K
Item 2.02 Results of Operations and Financial Condition
The following information is furnished under Item 2.02, Results of Operations and Financial Condition, Item 7.01, Regulation FD Disclosure, and Item 9.01
Financial Statements and Exhibits. This information, including Exhibit 99.1, shall not be deemed filed for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the Exchange Act), or
incorporated by reference in any filing under the Securities Act of 1933, as amended, or the Exchange Act, except as shall be expressly set forth by specific reference in such a filing.
On January 24, 2013, Knight Capital Group, Inc. (the Company or Knight) issued a press release announcing its consolidated earnings for the fourth quarter of 2012. The press
release did not include certain financial statements, related footnotes and certain other financial information that will be filed with the Securities and Exchange Commission as part of Knights Annual Report on Form 10-K.
Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain
Effective March 31, 2013, Steven Sadoffs employment with Knight Capital Americas LLC will terminate and he will cease serving as
Executive Vice President, Head of Correspondent Clearing and Futures of the Company.
Item 7.01 Regulation FD Disclosure
The disclosure under Item 2.02 above is incorporated herein by reference.
Item 9.01 Financial Statements and Exhibits
||Financial Statements of Businesses Acquired |
||Pro Forma Financial Information |
||Shell Company Transactions |
Exhibit 99.1 - Press
Release of Knight Capital Group, Inc. issued on January 24, 2013.
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigneds duly authorized signatory.
Dated: January 24, 2013
|KNIGHT CAPITAL GROUP, INC.|
||/s/ Andrew M. Greenstein|
||Andrew M. Greenstein|
Managing Director, Deputy General
Counsel and Assistant Secretary
||Press Release of Knight Capital Group, Inc. issued on January 24, 2013.|