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EX-99.1 - PRESS RELEASE - PERNIX THERAPEUTICS HOLDINGS, INC.ptx_ex991.htm


UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
FORM 8-K
 
CURRENT REPORT
 Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934
 
Date of Report (Date of earliest event reported): January 16, 2013
 
PERNIX THERAPEUTICS HOLDINGS, INC.
(Exact name of registrant as specified in its charter)
 
         
Maryland
 
001-14494
 
33-0724736
(State or other jurisdiction
 of incorporation)
 
(Commission File Number)
 
(IRS Employer Identification No.)

     
10003 Woodloch Forest Drive
The Woodlands, TX
 
 
77380
(Address of principal executive offices)
 
(Zip Code)
 
Registrant’s telephone number, including area code: (832) 934-1825
 
__________________________________________________________________
  (Former name or former address, if changed since last report.)
 
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
 

o
 
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
     
o
 
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
     
o
 
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
     
o
 
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 



 
 

 
 
Item 3.01
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing
 
On January 16, 2013, Pernix Therapeutics Holdings, Inc. (“Pernix”) received approval from the NASDAQ Stock Market to transfer its stock listing from NYSE MKT LLC to The NASDAQ Global Market effective  with the opening of the market on January 28, 2013.  Pernix’s common stock will continue to trade under the symbol “PTX.”
 
 
Item 8.01
Other Events

On January 17, 2013, Pernix issued a press release announcing the transfer of its common stock to The NASDAQ Global Market.  The full text of the press release is attached hereto as Exhibit 99.1 and incorporated in this Item 8.01 by reference.
 
Exhibit Number
 
 
Description
     
 
Press release by Pernix Therapeutics Holdings, Inc. dated January 17, 2013
     
 
 
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SIGNATURE

           Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
 
 
PERNIX THERAPEUTICS HOLDINGS, INC.
 
       
Dated:  January 17, 2013
By:
/s/ Cooper C. Collins
 
   
Cooper C. Collins
 
   
Chief Executive Officer & President
 
       
 
 
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EXHIBIT INDEX
 
Exhibit Number
 
 
Description
     
 
Press release by Pernix Therapeutics Holdings, Inc. dated January 17, 2013
     

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